                  CHAPTER 700  INTRODUCTION OF EVIDENCE
                                     
  
  701  Time of Trial
  
  702  Manner of Trial
  
  703  Applications and Registrations
  
  704  Statements and Things in Application or Registration
  
  705  Exhibits to Pleadings or Briefs
  
  706  Statements in Pleadings or Briefs
  
  707  Official Records
  
  708  Printed Publications
  
  709  Discovery Depositions
  
  710  Interrogatory Answers; Admissions
  
  711  Produced Documents
  
  712  Judicial Notice
  
  713  Oral Depositions
  
  714  Depositions Upon Written Questions
  
  715  Testimony From Another Proceeding
  
  716  Stipulated Evidence
  
  717  Noncomplying Evidence
  
  718  Objections to Evidence



  701  Time of Trial
  
  37 CFR 2.116(b) The opposer in an opposition proceeding or the petitioner in
  a cancellation proceeding shall be in the position of plaintiff, and the applicant
  in an opposition proceeding or the respondent in a cancellation proceeding
  shall be in the position of defendant.  A party that is a junior party in an
  interference proceeding or in a concurrent use registration proceeding shall be
  in the position of plaintiff against every party that is senior, and the party that
  is a senior party in an interference proceeding or in a concurrent use
  registration proceeding shall be a defendant against every party that is junior.
  
  (c) The opposition or the petition for cancellation and the answer correspond to
  the complaint and answer in a court proceeding.
  
  (d) The assignment of testimony periods corresponds to setting a case for trial
  in court proceedings.
  
  (e) The taking of depositions during the assigned testimony periods corresponds
  to the trial in court proceedings.
  
  37 CFR 2.121 Assignment of times for taking testimony.
  (a)(1) The Trademark Trial and Appeal Board will issue a trial order assigning
  to each party the time for taking testimony.  No testimony shall be taken except
  during the times assigned, unless by stipulation of the parties approved by the
  Board, or, upon motion, by order of the Board.  Testimony periods may be
  rescheduled by stipulation of the parties approved by the Board, or upon motion
  granted by the Board, or by order of the Board.  The resetting of the closing
  date for discovery will result in the rescheduling of the testimony periods
  without action by any party.  The resetting of a party's time to respond to an
  outstanding request for discovery will not result in the automatic rescheduling
  of the discovery and/or testimony periods; such dates will be rescheduled only
  upon stipulation of the parties approved by the Board, or upon motion granted
  by the Board, or by order of the Board.
  
  (2) The initial trial order will be mailed by the Board after issue is joined.
  
  (b)(1) The Trademark Trial and Appeal Board will schedule a testimony period
  for the plaintiff to present its case in chief, a testimony period for the defendant
  to present its case and to meet the case of the plaintiff, and a testimony period
  for the plaintiff to present evidence in rebuttal.
  
   (2) When there is a counterclaim, or when proceedings have been consolidated
  and one party is in the position of plaintiff in one of the involved proceedings
  and in the position of defendant in another of the involved proceedings. or when
  there is an interference or a concurrent use registration proceeding involving
  more than two parties, the Board will schedule testimony periods so that each
  party in the position of plaintiff will have a period for presenting its case in
  chief against each party in the position of defendant, each party in the position
  of defendant will have a period for presenting its case and meeting the case of
  each plaintiff, and each party in the position of plaintiff will have a period for
  presenting evidence in rebuttal.
  
  (c) A testimony period which is solely for rebuttal will be set for fifteen days. 
  All other testimony periods will be set for thirty days.  The periods may be
  extended by stipulation of the parties approved by the Trademark Trial and
  Appeal Board, or upon motion granted by the Board, or by order of the Board.
  
  When a defendant's answer to a complaint is received by the Board, the Board
  prepares and mails to the parties a trial order setting the closing date of the
  discovery period, and assigning each party's time for taking testimony and
  introducing other evidence.  See 37 CFR 2.120(a), 2.121(a)(1), and
  2.121(a)(2), and TBMP 403.01.  Specifically, the Board schedules a 30-day
  testimony period for the plaintiff to present its case in chief, a 30-day testimony
  period for the defendant to present its case and to meet the case of the plaintiff,
  and a 15-day testimony period for the plaintiff to present rebuttal evidence.  See
  37 CFR 2.121(b)(1) and 2.121(c).  The plaintiff's period for presenting its
  case in chief is scheduled to open 30 days after the close of the discovery
  period; the defendant's testimony period is scheduled to open 30 days after the
  close of the plaintiff's testimony period in chief; and the plaintiff's rebuttal
  testimony period is scheduled to open 30 days after the close of the defendant's
  testimony period.  See Stagecoach Properties, Inc. v. Wells Fargo & Co., 199
  USPQ 341, 356 (TTAB 1978), aff'd, 685 F.2d 302, 216 USPQ 480 (9th Cir.
  1982). 
  
  If there is a counterclaim, or if proceedings have been consolidated and one
  party is in the position of plaintiff in one of the involved proceedings and in the
  position of defendant in another, or if there is an interference or a concurrent
  use registration proceeding involving more than two parties, the Board schedules
  testimony periods as specified in 37 CFR 2.121(b)(2), i.e., giving each 
  plaintiff a period for presenting its case in chief as against each defendant,
  giving each defendant a period for presenting its case and meeting the case of
  each plaintiff, and giving each plaintiff a period for rebuttal.  The testimony
  periods are separated from the discovery period and from each other by 30-day
  intervals.  See 37 CFR 2.121(b)(2) and 2.121(c); Jan Bell Marketing Inc. v.
  Centennial Jewelers Inc., 19 USPQ2d 1636 (TTAB 1990) (example of a trial
  order, including a briefing schedule, in an opposition with a counterclaim);
  TBMP 1007 (example of a trial order, including a briefing schedule, in an
  interference proceeding); and TBMP 1108 (examples of trial orders, including
  briefing schedules, in concurrent use proceedings).  In an interference or
  concurrent use proceeding, a junior party is in the position of plaintiff and a
  senior party is in the position of defendant.  See 37 CFR 2.96 and 2.99(e),
  and TBMP 1005 and 1007.
  
  A party may not take testimony outside of its assigned testimony period, except
  by stipulation of the parties approved by the Board, or, upon motion, by order
  of the Board.  See 37 CFR 2.121(a)(1).  See also M-Tek Inc. v. CVP Systems
  Inc., 17 USPQ2d 1070 (TTAB 1990); Maytag Co. v. Luskin's, Inc., 228 USPQ
  747 (TTAB 1986); and Fischer Gesellschaft m.b.H. v. Molnar & Co., 203
  USPQ 861, 867 (TTAB 1979).  Cf. Of Counsel Inc. v. Strictly of Counsel
  Chartered, 21 USPQ2d 1555 (TTAB 1991) (where opposer's testimony
  deposition was taken two days prior to the opening of opposer's testimony
  period, and applicant first raised an untimeliness objection in its brief on the
  case, objection held waived, since the premature taking of the deposition could
  have been corrected upon seasonable objection).  
  
  Testimony periods may be rescheduled, extended, or reopened by stipulation of
  the parties approved by the Board, or upon motion granted by the Board, or by
  order of the Board.  See 37 CFR 2.121(a)(1) and 2.121(c); FRCP 6(b); and
  TBMP 501 and 509.  It is preferable, where an unconsented motion seeks an
  extension or a reopening of a testimony period or periods, or of the discovery
  period and testimony periods, that the motion request that the new period or
  periods be set to run from the date of the Board's decision on the motion.  See
  TBMP 509.02.
  
  The resetting of the closing date for discovery results in the automatic
  rescheduling of the testimony periods, without action by any party.  However,
  the resetting of a party's time to respond to an outstanding request for discovery
  does not result in the automatic rescheduling of the discovery and/or testimony
  periods.  When a party's  time to respond to an outstanding request for
  discovery is reset, the discovery and/or testimony periods will be rescheduled
  only upon stipulation of the parties approved by the Board, or upon motion
  granted by the Board, or by order of the Board.  See 37 CFR 2.121(a)(1).
  
  In Board inter partes proceedings, the taking of testimony depositions during the
  assigned testimony periods corresponds to the trial in court proceedings, and the
  trial period commences with the opening of the first testimony period.  See
  TBMP 504.01, and authorities cited therein.  Cf. TBMP 528.02.                                                                 
  
  
  
  702  Manner of Trial
  
  Because the Board is an administrative tribunal, its rules and procedures
  necessarily differ in some respects from those prevailing in the Federal district
  courts.  See Yamaha International Corp. v. Hoshino Gakki Co., 840 F.2d 1572,
  6 USPQ2d 1001, 1004 (Fed. Cir. 1988), and La Maur, Inc. v. Bagwells
  Enterprises, Inc., 193 USPQ 234 (Comm'r 1976).  Cf. TBMP 102.03 and
  502.01.  For example, proceedings before the Board are conducted in writing,
  and the Board's actions in a particular case are based upon the written record
  therein.  See 37 CFR 1.2.  The Board does not preside at the taking of
  testimony.  Rather, all testimony is taken out of the presence of the Board, and
  the written transcripts thereof, together with any exhibits thereto, are then
  submitted to the Board.  See Hewlett-Packard Co. v. Healthcare Personnel Inc.,
  21 USPQ2d 1552 (TTAB 1991), and La Maur, Inc. v. Bagwells Enterprises,
  Inc., supra.                                           
  
  Depositions may be noticed for any reasonable place in the United States.  See
  37 CFR 2.123(c).  As a result, parties do not have to travel to the offices of
  the Board, or to the geographical area surrounding the Board's offices, to take
  their testimony.  A party to a proceeding before the Board need never come to
  the offices of the Board at all, unless the party wishes to argue its case at oral
  hearing (and an oral hearing is held only if requested by a party to the
  proceeding--see 37 CFR 2.129(a)).
  
  For a discussion concerning the general nature of trials in proceedings before the
  Board, see Fischer Gesellschaft m.b.H. v. Molnar & Co., 203 USPQ 861, 867
  (TTAB 1979); La Maur, Inc. v. Bagwells Enterprises, Inc., 193 USPQ 234
  (Comm'r 1976); and Litton Business Systems, Inc. v. J. G. Furniture Co., 190
  USPQ 431 (TTAB 1976).                                  
  
   The papers and other materials filed with the Board during the course of an
  inter partes proceeding are kept, during the course of the proceeding, in the
  physical possession of the Board.  See TBMP 120.  However, no paper,
  document, exhibit, etc. will be considered as evidence in the case unless it has
  been introduced in evidence in accordance with the applicable rules.  See 37
  CFR 2.123(l), and TBMP 717.  The provisions of those rules are described
  below.
  
  
  
  703  Applications and Registrations
  
  703.01  Subject of Proceeding
  
  37 CFR 2.122(b) Application files. (1) The file of each application or
  registration specified in a declaration of interference, of each application or
  registration specified in the notice of a concurrent use registration proceeding,
  of the application against which a notice of opposition is filed, or of each
  registration against which a petition or counterclaim for cancellation is filed
  forms part of the record of the proceeding without any action by the parties and
  reference may be made to the file for any relevant and competent purpose.
  
  (2) The allegation in an application for registration, or in a registration, of a
  date of use is not evidence on behalf of the applicant or registrant; a date of
  use of a mark must be established by competent evidence.  Specimens in the file
  of an application for registration, or in the file of a registration, are not
  evidence on behalf of the applicant or registrant unless identified and
  introduced in evidence as exhibits during the period for the taking of testimony.
  
  The file of an application or registration which is the subject of a Board inter
  partes proceeding forms part of the record of the proceeding without any action
  by the parties, and reference may be made to the file by any party for any
  relevant and competent purpose.  See 37 CFR 2.122(b)(1).  See also Specialty
  Brands, Inc. v. Coffee Bean Distributors, Inc., 748 F.2d 669, 223 USPQ 1281
  (Fed. Cir. 1984); Cleveland-Detroit Corp. v. Comco (Machinery) Ltd., 277 F.2d
  958, 125 USPQ 586 (CCPA 1960); and Kellogg Co. v. Pack'Em Enterprises
  Inc., 14 USPQ2d 1545 (TTAB 1990), aff'd, 951 F.2d 330, 21 USPQ2d 1142
  (Fed. Cir. 1991).
  
  However, the fact that the subject application or registration file is automatically
  part of the record in a proceeding does not mean that the allegations made, and
  the specimens, documents, exhibits, etc. filed, therein are  evidence on behalf of
  the applicant or registrant in the inter partes proceeding.  Allegations must be
  established by competent evidence properly adduced at trial, and the specimens,
  documents, exhibits, etc. in an application or registration file are not evidence,
  in an inter partes proceeding, on behalf of the applicant or registrant unless they
  are identified and introduced in evidence as exhibits during the testimony
  period.  See 37 CFR 2.122(b)(2).  See also TBMP 704.  For further
  information concerning the probative value of applications and registrations, see
  TBMP 703.02 and 703.03.
  
  
  
  703.02  Registration Not Subject of Proceeding
  
  703.02(a)  Registration Owned by Party
  
  37 CFR 2.122(d) Registrations. (1) A registration of the opposer or petitioner
  pleaded in an opposition or petition to cancel will be received in evidence and
  made part of the record if the opposition or petition is accompanied by two
  copies of the registration prepared and issued by the Patent and Trademark
  Office showing both the current status of and current title to the registration. 
  For the cost of a copy of a registration showing status and title, see 2.6(n).
  
  (2) A registration owned by any party to a proceeding may be made of record
  in the proceeding by that party by appropriate identification and introduction
  during the taking of testimony or by filing a notice of reliance, which shall be
  accompanied by a copy of the registration prepared and issued by the Patent
  and Trademark Office showing both the current status of and current title to the
  registration.  The notice of reliance shall be filed during the testimony period of
  the party that files the notice.
  
  A party which owns a subsisting Federal registration of its mark, and wishes to
  rely upon the registration in an inter partes proceeding before the Board (the
  registration not being the subject of the proceeding), may make the registration
  of record by offering evidence sufficient to establish that the registration is still
  subsisting, and that it is owned by the party which seeks to rely upon it.  See
  Alcan Aluminum Corp. v. Alcar Metals Inc., 200 USPQ 742 (TTAB 1978);
  Maybelline Co. v. Matney, 194 USPQ 438 (TTAB 1977); and Peters Sportswear
  Co. v. Peter's Bag Corp., 187 USPQ 647 (TTAB 1975).  This may be done in a
  number of different ways.
  
  A Federal registration owned by the plaintiff in an  opposition or cancellation
  proceeding, and pleaded by the plaintiff in its complaint, will be received in
  evidence and made part of the record in the proceeding if the complaint (either
  as originally filed or as amended) is accompanied by two copies of the
  registration prepared and issued by the PTO showing both the current status of
  and current title to the registration.  See 37 CFR 2.122(d)(1).  See also
  Hewlett-Packard Co. v. Olympus Corp., 931 F.2d 1551, 18 USPQ2d 1710 (Fed.
  Cir. 1991); Philip Morris Inc. v. Reemtsma Cigarettenfabriken GmbH, 14
  USPQ2d 1487 (TTAB 1990); Floralife, Inc. v. Floraline International Inc., 225
  USPQ 683 (TTAB 1984); Industrial Adhesive Co. v. Borden, Inc., 218 USPQ
  945 (TTAB 1983); Acme Boot Co. v. Tony and Susan Alamo Foundation, Inc.,
  213 USPQ 591 (TTAB 1980); Royal Hawaiian Perfumes, Ltd. v. Diamond Head
  Products of Hawaii, Inc., 204 USPQ 144 (TTAB 1979); Vita-Pakt Citrus
  Products Co. v. Cerro, 195 USPQ 78 (TTAB 1977); Maybelline Co. v. Matney,
  194 USPQ 438 (TTAB 1977); Marriott Corp. v. Pappy's Enterprises, Inc., 192
  USPQ 735 (TTAB 1976); American Manufacturing Co., v. Phase Industries,
  Inc., 192 USPQ 498 (TTAB 1976); West Point-Pepperell, Inc. v. Borlan
  Industries Inc., 191 USPQ 53 (TTAB 1976); O. M. Scott & Sons Co. v. Ferry-
  Morse Seed Co., 190 USPQ 352 (TTAB 1976); Fort Howard Paper Co. v.
  Georgia-Pacific Corp., 189 USPQ 537 (TTAB 1975); Peters Sportswear Co. v.
  Peter's Bag Corp., 187 USPQ 647 (TTAB 1975); and A.R.A. Manufacturing Co.
  v. Equipment Co., 183 USPQ 558 (TTAB 1974).  Cf. Hollister Inc. v. Downey,
  565 F.2d 1208, 196 USPQ 118 (CCPA 1977). 
  
  NOTE:  Although some of the cases cited in this TBMP section indicate that a
  plaintiff may also make its pleaded registration of record by filing, with its
  complaint, an order for two status and title copies of the registration, that is no
  longer true.  See 37 CFR 2.122(d); Notice of Final Rulemaking published in
  the Federal Register on May 23, 1983 at 48 FR 23122, and in the Patent and
  Trademark Office Official Gazette of June 21, 1983 at 1031 TMOG 13; and In
  re Inter-State Oil Co., 219 USPQ 1229 (TTAB 1983).
  
  A Federal registration owned by any party to a Board inter partes proceeding
  will be received in evidence and made part of the record in the proceeding if
  that party files, during its testimony period, a notice of reliance on the
  registration, accompanied by a copy of the registration prepared and issued by
  the PTO showing both the current status of and current title to the registration. 
  See 37 CFR 2.122(d)(2).  See also Hewlett-Packard Co. v. Olympus Corp., 931
  F.2d 1551, 18 USPQ2d 1710 (Fed. Cir. 1991); Weyerhaeuser Co. v. Katz, 24
  USPQ2d 1230 (TTAB 1992);  Electronic Data Systems Corp. v. EDSA Micro
  Corp., 23 USPQ2d 1460 (TTAB 1992); Jean Patou Inc. v. Theon Inc., 18
  USPQ2d 1072 (TTAB 1990); Edison Brothers Stores, Inc. v. Brutting E.B.
  Sport-International GmbH, 230 USPQ 530 (TTAB 1986); Sheller-Globe Co. v.
  Scott Paper Co., 204 USPQ 329 (TTAB 1979); Volkswagenwerk
  Aktiengesellschaft v. Clement Wheel Co., 204 USPQ 76 (TTAB 1979); and W.
  R. Grace & Co. v. Red Owl Stores, Inc., 181 USPQ 118 (TTAB 1973). 
  
  A party's submission, with a notice of reliance upon its registration, of an order
  for status and title copies of the registration is not sufficient to make the
  registration of record.  The notice of reliance must be accompanied by the status
  and title copies themselves.  See Electronic Data Systems Corp. v. EDSA Micro
  Corp., 23 USPQ2d 1460 (TTAB 1992).  However, the status and title copies
  need not be certified.  See 37 CFR 2.122(e).
  
  The registration copies "prepared and issued by the Patent and Trademark Office
  showing both the current status of and current title to the registration," as
  contemplated by 37 CFR 2.122(d), are printed copies of the registration in
  question whereon the PTO has entered the information it has in its records, at
  the time of the preparation and issuance of the status and title copies, pertaining
  to the current status and title of the registration, including information relating to
  renewal; cancellation; publication under Section 12(c) of the Act, 15 U.S.C.
  1062(c); affidavits or declarations under Sections 8 and 15 of the Act, 15
  U.S.C. 1058 and 1065; and recorded documents transferring title.  See
  Industrial Adhesive Co. v. Borden, Inc., 218 USPQ 945 (TTAB 1983), and
  Peters Sportswear Co. v. Peter's Bag Corp., 187 USPQ 647 (TTAB 1975). 
  Plain copies of the registration, and the electronic equivalent thereof, i.e.,
  printouts of the registration from the electronic records of the PTO's trademark
  automated search system, known as "X-Search," are not sufficient for the
  purpose.  See, for example, Hewlett-Packard Co. v. Olympus Corp., 931 F.2d
  1551, 18 USPQ2d 1710 (Fed. Cir. 1991); Weyerhaeuser Co. v. Katz, 24
  USPQ2d 1230 (TTAB 1992); Industrial Adhesive Co. v. Borden, Inc., 218
  USPQ 945 (TTAB 1983); and Maybelline Co. v. Matney, 194 USPQ 438
  (TTAB 1977).
  
  Although the status and title copies need not be certified (see 37 CFR
  2.122(e)), at present all status and title copies prepared and issued by the PTO
  are certified.  For the cost of a copy of a registration showing status and title,
  see 37 CFR 2.6(b)(4). 
  
  The issuance date of status and title copies filed with a complaint must be
  reasonably contemporaneous with the filing  date of the complaint.  Status and
  title copies filed under a notice of reliance during the offering party's testimony
  period must have been issued at a time reasonably contemporaneous with the
  filing of the complaint, or thereafter.  See Electronic Data Systems Corp. v.
  EDSA Micro Corp., 23 USPQ2d 1460 (TTAB 1992); Philip Morris Inc. v.
  Reemtsma Cigarettenfabriken GmbH, 14 USPQ2d 1487 (TTAB 1990);
  Industrial Adhesive Co. v. Borden, Inc., 218 USPQ 945 (TTAB 1983); Royal
  Hawaiian Perfumes, Ltd. v. Diamond Head Products of Hawaii, Inc., 204 USPQ
  144 (TTAB 1979); Volkswagenwerk Aktiengesellschaft v. Clement Wheel Co.,
  204 USPQ 76 (TTAB 1979); and Marriott Corp. v. Pappy's Enterprises, Inc.,
  192 USPQ 735 (TTAB 1976).  The fact that there have been no changes in the
  status and title of a party's registration since the date of its issuance does not
  mean that a plain photocopy thereof may be used by the party as a substitute for
  the status and title copy required by 37 CFR 2.122(d).  See Industrial Adhesive
  Co. v. Borden, Inc., 218 USPQ 945 (TTAB 1983); Maybelline Co. v. Matney,
  194 USPQ 438 (TTAB 1977); and Marriott Corp. v. Pappy's Enterprises, Inc.,
  192 USPQ 735 (TTAB 1976).
  
  When it comes to the attention of the Board that there has been a PTO error in
  the preparation of a registration status and title copy made of record in an inter
  partes proceeding, that is, that the status and title copy does not accurately
  reflect the status and title information which the PTO has in its records, the
  Board will take judicial notice of the correct facts as shown by the records of
  the PTO.  See Duffy-Mott Co. v. Borden, Inc., 201 USPQ 846 (TTAB 1978). 
  Cf. Volkswagenwerk Aktiengesellschaft v. Clement Wheel Co., 204 USPQ 76
  (TTAB 1979).  Further, when a Federal registration owned by a party has been
  properly made of record in an inter partes proceeding, and there are changes in
  the status of the registration between the time it was made of record and the
  time the case is decided, the Board, in deciding the case, will take judicial
  notice of, and rely upon, the current status of the registration, as shown by the
  records of the PTO.  See Royal Hawaiian Perfumes, Ltd. v. Diamond Head
  Products of Hawaii, Inc., 204 USPQ 144 (TTAB 1979);  Duffy-Mott Co. v.
  Borden, Inc., 201 USPQ 846 (TTAB 1978); and Volkswagenwerk
  Aktiengesellschaft v. Clement Wheel Co., 204 USPQ 76 (TTAB 1979).
  
  A Federal registration owned by any party to a Board inter partes proceeding
  may be made of record by that party by appropriate identification and
  introduction during the taking of testimony, that is, by introducing a copy of the
  registration as an exhibit to testimony, made by a witness having knowledge of
  the current status and title of the registration, establishing that the registration is
  still  subsisting, and is owned by the offering party.  See 37 CFR 2.122(d)(2). 
  See also Hewlett-Packard Co. v. Olympus Corp., 931 F.2d 1551, 18 USPQ2d
  1710 (Fed. Cir. 1991); Floralife, Inc. v. Floraline International Inc., 225 USPQ
  683 (TTAB 1984); Cadence Industries Corp. v. Kerr, 225 USPQ 331 (TTAB
  1985); Acme Boot Co. v. Tony and Susan Alamo Foundation, Inc., 213 USPQ
  591 (TTAB 1980); Sheller-Globe Co. v. Scott Paper Co., 204 USPQ 329
  (TTAB 1979); Alcan Aluminum Corp. v. Alcar Metals Inc., 200 USPQ 742
  (TTAB 1978); Groveton Papers Co. v. Anaconda Co., 197 USPQ 576 (TTAB
  1977); Maybelline Co. v. Matney, 194 USPQ 438 (TTAB 1977); GAF Corp. v.
  Anatox Analytical Services, Inc., 192 USPQ 576 (TTAB 1976); American
  Manufacturing Co., v. Phase Industries, Inc., 192 USPQ 498 (TTAB 1976); and
  West Point-Pepperell, Inc. v. Borlan Industries Inc., 191 USPQ 53 (TTAB
  1976).
  
  A Federal registration owned by a plaintiff (including a counterclaimant) will be
  deemed by the Board to be of record in an inter partes proceeding if the
  defendant's answer to the complaint contains admissions sufficient for the
  purpose.  See Hewlett-Packard Co. v. Olympus Corp., 931 F.2d 1551, 18
  USPQ2d 1710 (Fed. Cir. 1991), and Tiffany & Co. v. Columbia Industries, Inc.,
  455 F.2d 582, 173 USPQ 6 (CCPA 1972).  Similarly, a registration owned by
  any party to the proceeding may be deemed by the Board to be of record in the
  proceeding, even though the registration was not properly introduced in
  accordance with the applicable rules, if the adverse party in its brief, or
  otherwise, treats the registration as being of record.  See Crown Radio Corp. v.
  Soundscriber Corp., 506 F.2d 1392, 184 USPQ 221 (CCPA 1974); Local
  Trademarks Inc. v. Handy Boys Inc., 16 USPQ2d 1156 (TTAB 1990); Industrial
  Adhesive Co. v. Borden, Inc., 218 USPQ 945 (TTAB 1983); American Standard
  Inc. v. Scott & Fetzer Co., 200 USPQ 457 (TTAB 1978); Jockey International,
  Inc. v. Frantti, 196 USPQ 705 (TTAB 1977); Angelica Corp. v. Collins &
  Aikman Corp., 192 USPQ 387 (TTAB 1976); and West Point-Pepperell, Inc. v.
  Borlan Industries Inc., 191 USPQ 53 (TTAB 1976).  Finally, a registration
  owned by any party to the proceeding may be made of record in the proceeding
  by stipulation of the parties.  See 37 CFR 2.123(b); Industrial Adhesive Co. v.
  Borden, Inc., 218 USPQ 945 (TTAB 1983); and Plus Products v. Natural
  Organics, Inc., 204 USPQ 773 (TTAB 1979).           
  
  When a subsisting registration upon the Principal Register has been properly
  made of record by its owner in a Board inter partes proceeding, the certificate of
  registration is entitled to certain statutory evidentiary presumptions.   See, for
  example, Section 7(b) of the Act, 15 U.S.C. 1057(b); CTS Corp. v. Cronstoms
  Manufacturing, Inc., 515 F.2d 780, 185 USPQ 773 (CCPA 1975); Massey
  Junior College, Inc. v. Fashion Institute of Technology, 492 F.2d 1399, 181
  USPQ 272 (CCPA 1974); In re Phillips-Van Heusen Corp., 228 USPQ 949
  (TTAB 1986); Andrea Radio Corp. v. Premium Import Co., 191 USPQ 232
  (TTAB 1976); David Crystal, Inc. v. Glamorise Foundations, Inc., 189 USPQ
  740 (TTAB 1975); Johnson & Johnson v. E. I. du Pont de Nemours & Co., 181
  USPQ 790 (TTAB 1974); and Gates Rubber Co. v. Western Coupling Corp.,
  179 USPQ 186 (TTAB 1973).  See also Section 7(c) of the Act, 15 U.S.C.
  1057(c) (conferring, contingent on the registration of a mark on the Principal
  Register, and subject to certain specified exceptions, constructive use priority
  dating from the filing of the application for registration of the mark); Jimlar
  Corp. v. Army and Air Force Exchange Service, 24 USPQ2d 1216, at fn.5
  (TTAB 1992); and Zirco Corp. v. American Telephone and Telegraph Co., 21
  USPQ2d 1542 (TTAB 1991)..
  
  In contrast, a subsisting registration on the Supplemental Register, even when
  properly made of record by its owner, is not entitled to any statutory
  presumptions, and is not evidence of anything except that the registration issued. 
  See McCormick & Co. v. Summers, 354 F.2d 668, 148 USPQ 272 (CCPA
  1966); In re Medical Disposables Co., 25 USPQ2d 1801 (TTAB 1992);
  Copperweld Corp. v. Arcair Co., 200 USPQ 470 (TTAB 1978); Andrea Radio
  Corp. v. Premium Import Co., 191 USPQ 232 (TTAB 1976); Aloe Creme
  Laboratories, Inc. v. Johnson Products Co., 183 USPQ 447 (TTAB 1974);
  Nabisco, Inc. v. George Weston Ltd., 179 USPQ 503 (TTAB 1973); and Aloe
  Creme Laboratories, Inc. v. Bonne Bell, Inc., 168 USPQ 246 (TTAB 1970).
  
  Although an expired or cancelled registration may be made of record by any of
  the methods described above, such a registration is not evidence of anything
  except that the registration issued; it is not evidence of any presently existing
  rights in the mark shown in the registration, or that the mark was ever used. 
  See Sunnen Products Co. v. Sunex International Inc., 1 USPQ2d 1744 (TTAB
  1987); United States Shoe Corp. v. Kiddie Kobbler Ltd., 231 USPQ 815 (TTAB
  1986); Sinclair Manufacturing Co. v. Les Parfums de Dana, Inc., 191 USPQ
  292 (TTAB 1976); Bonomo Culture Institute, Inc. v. Mini-Gym, Inc., 188 USPQ
  415 (TTAB 1975); Borden, Inc. v. Kerr-McGee Chemical Corp., 179 USPQ 316
  (TTAB 1973), aff'd without opinion, 500 F.2d 1407, 182 USPQ 307 (CCPA
  1974); Unitec Industries, Inc. v. Cumberland Corp., 176 USPQ 62 (TTAB
  1972); and Monocraft, Inc. v. Leading Jewelers Guild, 173 USPQ 506 (TTAB
  1972).
  
   A state registration owned by a party to a Board inter partes proceeding may be
  made of record therein by notice of reliance under 37 CFR 2.122(e) (see
  TBMP 707), or by appropriate identification and introduction during the taking
  of testimony, or by stipulation of the parties.  However, a state registration
  (whether owned by a party, or not) is incompetent to establish that the mark
  shown therein has ever been used, or that the mark is entitled to Federal
  registration.  See, for example, Faultless Starch Co. v. Sales Producers
  Associates, Inc., 530 F.2d 1400, 189 USPQ 141 (CCPA 1976); Kraft, Inc. v.
  Balin, 209 USPQ 877 (TTAB 1981); Plak-Shack, Inc. v. Continental Studios of
  Georgia, Inc., 204 USPQ 242 (TTAB 1979); Stagecoach Properties, Inc. v.
  Wells Fargo & Co., 199 USPQ 341, 356 (TTAB 1978), aff'd, 685 F.2d 302, 216
  USPQ 480 (9th Cir. 1982); Econo-Travel Motor Hotel Corp. v. Econ-O-Tel of
  America, Inc., 199 USPQ 307 (TTAB 1978); Angelica Corp. v. Collins &
  Aikman Corp., 192 USPQ 387 (TTAB 1976); State Historical Society of
  Wisconsin v. Ringling Bros.-Barnum & Bailey Combined Shows, Inc., 190
  USPQ 25 (TTAB 1976); Old Dutch Foods, Inc. v. Old Dutch Country House,
  Inc., 180 USPQ 659 (TTAB 1973); and Philip Morris Inc. v. Liggett & Myers
  Tobacco Co., 139 USPQ 240 (TTAB 1963).  Cf. In re Anania Associates, Inc.,
  223 USPQ 740 (TTAB 1984); In re Tilcon Warren, Inc., 221 USPQ 86 (TTAB
  1984); and In re Illinois Bronze Powder & Paint Co., 188 USPQ 459 (TTAB
  1975).
  
  A foreign registration owned by a party to a Board inter partes proceeding may
  be made of record in the same manner as a state registration, but a foreign
  registration is not evidence of the use, registrability, or ownership of the subject
  mark in the United States.  See Societe Anonyme Marne et Champagne v.
  Myers, 250 F.2d 374, 116 USPQ 153 (CCPA 1957); Bureau National
  Interprofessionnel Du Cognac v. International Better Drinks Corp., 6 USPQ2d
  1610 (TTAB 1988); Nabisco, Inc. v. George Weston Ltd., 179 USPQ 503
  (TTAB 1973); and Barash Co. v. Vitafoam Ltd., 155 USPQ 267 (TTAB 1967),
  aff'd, 427 F.2d 810, 166 USPQ 88 (CCPA 1970).  Cf. In re Hag
  Aktiengesellschaft, 155 USPQ 598 (TTAB 1967).
  
  NOTE:  If a party to a Board inter partes proceeding owns a registration which
  is not the subject of the proceeding, and wishes to make of record the
  registration file history (rather than just the certificate of registration), or a
  portion thereof, the party may do so by filing, during its testimony period, a
  copy of the file history, or the portion thereof, together with a notice of reliance
  thereon pursuant to 37 CFR 2.122(e) (see TBMP 707); or by appropriate
  identification and introduction of a copy of the file history, or portion thereof,
  during the taking of testimony; or by stipulation of the parties, accompanied by
  a copy of  the file history, or portion thereof.  The file history of a registration
  owned by another party, but not the subject of the proceeding, may be made of
  record in the same manner.  See Harzfeld's, Inc. v. Joseph M. Feldman, Inc.,
  184 USPQ 692 (TTAB 1974).  Copies of official records of the Patent and
  Trademark Office need not be certified.  See 37 CFR 2.122(e).             
  
  
  
  703.02(b)  Third-Party Registration
  
  37 CFR 2.122(e) Printed publications and official records.  Printed
  publications, such as books and periodicals, available to the general public in
  libraries or of general circulation among members of the public or that segment
  of the public which is relevant under an issue in a proceeding, and official
  records, if the publication or official record is competent evidence and relevant
  to an issue, may be introduced in evidence by filing a notice of reliance on the
  material being offered.  The notice shall specify the printed publication
  (including information sufficient to identify the source and the date of the
  publication) or the official record and the pages to be read; indicate generally
  the relevance of the material being offered; and be accompanied by the official
  record or a copy thereof whose authenticity is established under the Federal
  Rules of Evidence, or by the printed publication or a copy of the relevant
  portion thereof.  A copy of an official record of the Patent and Trademark
  Office need not be certified to be offered in evidence.  The notice of reliance
  shall be filed during the testimony period of the party that files the notice.
  
  A party to an inter partes proceeding before the Board may introduce, as part of
  its evidence in the case, a third-party registration, that is, a registration owned
  by a party not involved in the proceeding.  See J. David Sams, TIPS FROM
  THE TTAB:  Third Party Registrations in TTAB Proceedings, 72 Trademark
  Rep. 297 (1982). 
  
  A party which wishes to make a third-party registration of record in a Board
  inter partes proceeding may do so by filing, during its testimony period, a plain
  copy of the registration together with a notice of reliance thereon specifying the
  registration and indicating generally its relevance.  See 37 CFR 2.122(e).  See
  also Weyerhaeuser Co. v. Katz, 24 USPQ2d 1230 (TTAB 1992); Pure Gold,
  Inc. v. Syntex (U.S.A.) Inc., 221 USPQ 151 (TTAB 1983), aff'd, 739 F.2d 624,
  222 USPQ 741 (Fed. Cir. 1984); W. R. Grace & Co.  v. Herbert J. Meyer
  Industries, Inc., 190 USPQ 308 (TTAB 1976); and J. David Sams, TIPS FROM
  THE TTAB:  Third Party Registrations in TTAB Proceedings, 72 Trademark
  Rep. 297, 301 (1982).       
  
  A party to a Board inter partes proceeding may also make a third-party
  registration of record by introducing a copy thereof as an exhibit to testimony,
  or by stipulation of the parties.
  
  It is not necessary that the copy of the third-party registration submitted with a
  notice of reliance (or with testimony or a stipulation) be certified, nor need it be
  a current status and title copy prepared by the PTO; a plain copy (or legible
  photocopy) of the registration itself, or the electronic equivalent thereof, that is,
  a printout of the registration from the electronic records of the PTO's trademark
  automated search system, known as "X-Search," is all that is required.  See 37
  CFR 2.122(e); In re Smith and Mehaffey, 31 USPQ2d 1531 (TTAB 1994);
  Weyerhaeuser Co. v. Katz, 24 USPQ2d 1230 (TTAB 1992); Interbank Card
  Ass'n v. United States National Bank of Oregon, 197 USPQ 123 (TTAB 1977);
  J. David Sams, TIPS FROM THE TTAB:  Third Party Registrations in TTAB
  Proceedings, 72 Trademark Rep. 297, 301 (1982); and Janet E. Rice, TIPS
  FROM THE TTAB:  Making Documents Obtained During Discovery and Third-
  Party Registrations of Record, 67 Trademark Rep. 54 (1977).  A current status
  and title copy prepared by the PTO (or other appropriate proof of current status
  and title) is necessary when the owner of a registration on the Principal Register
  seeks to make the registration of record for the purpose of relying on the
  presumptions accorded to a certificate of registration pursuant to Section 7(b) of
  the Act, 15 U.S.C. 1057(b).  See TBMP 703.02(a).  However, the Section
  7(b) presumptions accorded to a registration on the Principal Register accrue
  only to the benefit of the owner of the registration, and hence come into play
  only when the registration is made of record by its owner, or when the
  registration is cited by a Trademark Examining Attorney (in an ex parte case) as
  a reference under Section 2(d) of the Act, 15 U.S.C. 1052(d), against a mark
  sought to be registered.  See Section 7(b) of the Act; Chemical New York Corp.
  v. Conmar Form Systems, Inc., 1 USPQ2d 1139 (TTAB 1986); In re Phillips-
  Van Heusen Corp., 228 USPQ 949 (TTAB 1986); In re H & H Products, 228
  USPQ 771 (TTAB 1986); Yamaha International Corp. v. Stevenson, 196 USPQ
  701 (TTAB 1979); Fuld Brothers, Inc. v. Carpet Technical Service Institute,
  Inc., 174 USPQ 473 (TTAB 1972); and Joseph S. Finch & Co. v. E. Martinoni
  Co., 157 USPQ 394 (TTAB 1968).  Thus, when third-party registrations are
  made of record, the Section 7(b) presumptions may not be relied upon by the 
  party offering them; normally, third-party registrations are offered merely to
  show that they issued, and a plain copy of the registration is sufficient for that
  purpose.  See Hiram Walker & Sons, Inc. v. Milstone, 130 USPQ 274 (TTAB
  1961), and Janet E. Rice, TIPS FROM THE TTAB:  Making Documents
  Obtained During Discovery and Third-Party Registrations of Record, 67
  Trademark Rep. 54 (1977).  
  
  On the other hand, a party may not make a third-party registration of record
  simply by introducing a list of third-party registrations wherein it appears; or by
  filing a trademark search report wherein the registration is mentioned; or by
  filing a printout, from a private company's data base, of information about the
  registration; or by filing a notice of reliance together with a reproduction of the
  mark as it appeared in the Official Gazette for purposes of publication; or by
  referring to the registration in its brief or pleading (the Board does not take
  judicial notice of registrations residing in the PTO).  See, for example, In re
  Smith and Mehaffey, 31 USPQ2d 1531 (TTAB 1994); Riceland Foods Inc. v.
  Pacific Eastern Trading Corp., 26 USPQ2d 1883 (TTAB 1993); Weyerhaeuser
  Co. v. Katz, 24 USPQ2d 1230 (TTAB 1992); National Football League v.
  Jasper Alliance Corp., 16 USPQ2d 1212 (TTAB 1990); Kellogg Co. v. Pack'Em
  Enterprises Inc., 14 USPQ2d 1545 (TTAB 1990), aff'd, 951 F.2d 330, 21
  USPQ2d 1142 (Fed. Cir. 1991); Edison Brothers Stores, Inc. v. Brutting E.B.
  Sport-International GmbH, 230 USPQ 530 (TTAB 1986); National Fidelity Life
  Insurance v. National Insurance Trust, 199 USPQ 691 (TTAB 1978); Wella
  Corp. v. California Concept Corp., 192 USPQ 158 (TTAB 1976), rev'd on other
  grounds, 558 F.2d 1019, 194 USPQ 419 (CCPA 1977); and W. R. Grace & Co.
  v. Herbert J. Meyer Industries, Inc., 190 USPQ 308 (TTAB 1976).  See also
  Janet E. Rice, TIPS FROM THE TTAB:  Making Documents Obtained During
  Discovery and Third-Party Registrations of Record, 67 Trademark Rep. 54
  (1977).  Cf. In re Pan-O-Gold Baking Co., 20 USPQ2d 1761 (TTAB 1991); In
  re Golden Griddle Pancake House Ltd., 17 USPQ2d 1074 (TTAB 1990); In re
  Classic Beverage Inc., 6 USPQ2d 1383 (TTAB 1988); In re Hub Distributing,
  Inc., 218 USPQ 284 (TTAB 1983); In re National Presto Industries, Inc., 197
  USPQ 188 (TTAB 1977); In re Certified Burglar Alarm Systems, 191 USPQ 47
  (TTAB 1976); and In re Duofold, Inc., 184 USPQ 638 (TTAB 1974).  Cf. also
  TBMP 528.05(d) (for purposes of responding to a summary judgment motion
  only, a copy of a trademark search report may be sufficient to raise a genuine
  issue of material fact as to the nature and extent of third-party use of a
  particular designation).
  
  Even when a third-party (Federal) registration has been properly made of record,
  its probative value is limited, particularly when the issue to be determined is
  likelihood  of confusion, and there is no evidence of actual use of the mark
  shown in the registration.  See, for example, Olde Tyme Foods Inc. v. Roundy's
  Inc., 961 F.2d 200, 22 USPQ2d 1542 (Fed. Cir. 1992); Seabrook Foods, Inc. v.
  Bar-Well Foods Ltd., 568 F.2d 1342, 196 USPQ 289 (CCPA 1977); Tektronix,
  Inc. v. Daktronics, Inc., 534 F.2d 915, 189 USPQ 693 (CCPA 1976); Conde
  Nast Publications, Inc. v. Miss Quality, Inc., 507 F.2d 1404, 184 USPQ 422
  (CCPA 1975); Spice Islands, Inc. v. Frank Tea and Spice Co., 505 F.2d 1293,
  184 USPQ 35 (CCPA 1974);  AMF Inc. v. American Leisure Products, Inc., 474
  F.2d 1403, 177 USPQ 268 (CCPA 1973); Red Carpet Corp. v. Johnstown
  American Enterprises, Inc., 7 USPQ2d 1404 (TTAB 1988); United Foods Inc. v.
  J.R. Simplot Co., 4 USPQ2d 1172 (TTAB 1987); Bottega Veneta, Inc. v. Volume
  Shoe Corp., 226 USPQ 964 (TTAB 1985); Pure Gold, Inc. v. Syntex (U.S.A.)
  Inc., 221 USPQ 151 (TTAB 1983), aff'd, 739 F.2d 624, 222 USPQ 741 (Fed.
  Cir. 1984); Mead Johnson & Co. v. Peter Eckes, 195 USPQ 187 (TTAB 1977);
  Cutter Laboratories, Inc. v. Air Products & Chemicals, Inc., 189 USPQ 108
  (TTAB 1975); and J. David Sams, TIPS FROM THE TTAB:  Third Party
  Registrations in TTAB Proceedings, 72 Trademark Rep. 297, 301 (1982).  A
  state registration, whether or not owned by a party, has very little, if any,
  probative value in a proceeding before the Board.  See Allstate Insurance Co. v.
  DeLibro, 6 USPQ2d 1220 (TTAB 1988), and TBMP 703.02(a) and cases cited
  therein.
  
  
  
  703.03  Application Not Subject of Proceeding
  
  37 CFR 2.122(e) Printed publications and official records.  Printed
  publications, such as books and periodicals, available to the general public in
  libraries or of general circulation among members of the public or that segment
  of the public which is relevant under an issue in a proceeding, and official
  records, if the publication or official record is competent evidence and relevant
  to an issue, may be introduced in evidence by filing a notice of reliance on the
  material being offered.  The notice shall specify the printed publication
  (including information sufficient to identify the source and the date of the
  publication) or the official record and the pages to be read; indicate generally
  the relevance of the material being offered; and be accompanied by the official
  record or a copy thereof whose authenticity is established under the Federal
  Rules of Evidence, or by the printed publication or a copy of the relevant
  portion thereof.  A copy of an official record of the Patent and Trademark
  Office need not be certified to be offered in evidence.  The notice of reliance
  shall be filed  during the testimony period of the party that files the notice.
  
  If a party to a proceeding before the Board wishes to introduce, as part of its
  evidence in the case, a copy of an application which is not the subject of the
  proceeding, the party may do so by filing, during its testimony period, a copy of
  the application, or of the portions thereof which it wishes to introduce, together
  with a notice of reliance thereon specifying the application and indicating
  generally its relevance.  See 37 CFR 2.122(e); Weyerhaeuser Co. v. Katz, 24
  USPQ2d 1230 (TTAB 1992); Glamorene Products Corp. v. Earl Grissmer Co.,
  203 USPQ 1090 (TTAB 1979); and St. Louis Janitor Supply Co. v. Abso-Clean
  Chemical Co., 196 USPQ 778 (TTAB 1977).  It is not necessary that the copy
  of the application, or portions thereof, filed under a notice of reliance be
  certified.  See 37 CFR 2.122(e).
  
  An application which is not the subject of the proceeding may also be made of
  record by appropriate identification and introduction during the taking of
  testimony, or by stipulation of the parties.
  
  An application made of record in a Board inter partes proceeding, whether
  owned by a party or not, is generally of very limited probative value.  See
  Glamorene Products Corp. v. Earl Grissmer Co., 203 USPQ 1090 (TTAB
  1979); Allied Mills, Inc. v. Kal Kan Foods, Inc., 203 USPQ 390 (TTAB 1979);
  Lasek & Miller Associates v. Rubin, 201 USPQ 831 (TTAB 1978); St. Louis
  Janitor Supply Co. v. Abso-Clean Chemical Co., 196 USPQ 778 (TTAB 1977);
  Continental Specialties Corp. v. Continental Connector Corp., 192 USPQ 449
  (TTAB 1976); Andrea Radio Corp. v. Premium Import Co., 191 USPQ 232
  (TTAB 1976); and TBMP 704.  However, if the application is owned by a
  party to the proceeding, the allegations made and documents and things filed in
  the application may be used as evidence against the applicant, that is, as
  admissions against interest and the like.  See TBMP 704, and cases cited
  therein.  
  
  
  
  704  Statements and Things in Application or Registration
  
  37 CFR 2.122(b) Application files. (1) The file of each application or
  registration specified in a declaration of interference, of each application or
  registration specified in the notice of a concurrent use registration proceeding,
  of the application against which a notice of opposition is filed, or of each
  registration against which a petition or counterclaim for cancellation is filed
  forms part of the  record of the proceeding without any action by the parties
  and reference may be made to the file for any relevant and competent purpose.
  
  (2) The allegation in an application for registration, or in a registration, of a
  date of use is not evidence on behalf of the applicant or registrant; a date of
  use of a mark must be established by competent evidence.  Specimens in the file
  of an application for registration, or in the file of a registration, are not
  evidence on behalf of the applicant or registrant unless identified and
  introduced in evidence as exhibits during the period for the taking of testimony.
  
  While the file of a particular application or registration may be of record in a
  Board inter partes proceeding, by operation of 37 CFR 2.122(b) (see TBMP
  703.01) or otherwise, the allegations made, and documents and other things
  filed, in the application or registration are not evidence in the proceeding on
  behalf of the applicant or registrant.  Allegations must be established by
  competent evidence properly adduced at trial, and the documents and other
  things in an application or registration file are not evidence, in an inter partes
  proceeding, on behalf of the applicant or registrant unless they are identified and
  introduced in evidence as exhibits during the testimony period.  See:  37 CFR 
  2.122(b); British Seagull Ltd. v. Brunswick Corp., 28 USPQ2d 1197 (TTAB
  1993), aff'd, Brunswick Corp. v. British Seagull Ltd., 35 F.3d 1527, 32 USPQ2d
  1120 (Fed. Cir. 1994); Kellogg Co. v. Pack'Em Enterprises Inc., 14 USPQ2d
  1545 (TTAB 1990), aff'd, 951 F.2d 330, 21 USPQ2d 1142 (Fed. Cir. 1991);
  McDonald's Corp. v. McKinley, 13 USPQ2d 1895 (TTAB 1989); Edison
  Brothers Stores, Inc. v. Brutting E.B. Sport-International GmbH, 230 USPQ 530
  (TTAB 1986); Omega SA v. Compucorp, 229 USPQ 191 (TTAB 1985); Osage
  Oil & Transportation, Inc. v. Standard Oil Co., 226 USPQ 905 (TTAB 1985);
  Mason Engineering & Design Corp. v. Mateson Chemical Corp., 225 USPQ
  956 (TTAB 1985); Sunbeam Corp. v. Battle Creek Equipment Co., 216 USPQ
  1101 (TTAB 1982); Eikonix Corp. v. CGR Medical Corp., 209 USPQ 607
  (TTAB 1981); Copperweld Corp. v. Arcair Co., 200 USPQ 470 (TTAB 1978);
  Dap, Inc. v. Century Industries Corp., 183 USPQ 122 (TTAB 1974); Textron
  Inc. v. Arctic Enterprises, Inc., 178 USPQ 315 (TTAB 1973); ILC Products Co.
  v. ILC, Inc., 175 USPQ 722 (TTAB 1972); Fuld Brothers, Inc. v. Carpet
  Technical Service Institute, Inc., 174 USPQ 473 (TTAB 1972); and W. T. Grant
  Co. v. Grant Avenue Fashions, Inc., 135 USPQ 273 (TTAB 1962).  This is
  because the adverse party has a right to confront and cross-examine the person
  making the allegations, and to question the authenticity of the specimens,
  documents, exhibits, etc.  See ILC Products Co. v. ILC, Inc., 175 USPQ 722
  (TTAB  1972); Fuld Brothers, Inc. v. Carpet Technical Service Institute, Inc.,
  174 USPQ 473 (TTAB 1972); and W. T. Grant Co. v. Grant Avenue Fashions,
  Inc., 135 USPQ 273 (TTAB 1962).  
  
  Thus, for example, the allegation in an application or registration of a date of
  use is not evidence on behalf of the applicant or registrant in an inter partes
  proceeding; to be relied on by the applicant or registrant, a claimed date of use
  of a mark must be established by competent evidence.  See 37 CFR
  2.122(b)(2).  See also Levi Strauss & Co. v. R. Josephs Sportswear Inc., 28
  USPQ2d 1464 (TTAB 1993); Omega SA v. Compucorp, 229 USPQ 191 (TTAB
  1985); Osage Oil & Transportation, Inc. v. Standard Oil Co., 226 USPQ 905
  (TTAB 1985); and Textron Inc. v. Arctic Enterprises, Inc., 178 USPQ 315
  (TTAB 1973).  Similarly, the allegations of use in a third-party registration do
  not constitute evidence that the mark shown therein has actually been used.  See
  37 CFR 2.122(b)(2), and Alpha Industries, Inc. v. Alpha Microsystems, 223
  USPQ 96 (TTAB 1984).  See also, for example, Helene Curtis Industries Inc. v.
  Suave Shoe Corp., 13 USPQ2d 1618 (TTAB 1989); Chemical New York Corp.
  v. Conmar Form Systems, Inc., 1 USPQ2d 1139 (TTAB 1986); and Economics
  Laboratory, Inc. v. Scott's Liquid Gold, Inc., 224 USPQ 512 (TTAB 1984).
  
  The specimens in the file of an application or registration are not evidence on
  behalf of the applicant or registrant, in an inter partes proceeding, unless they
  are identified and introduced in evidence as exhibits during the testimony
  period.  See:  37 CFR  2.122(b)(2); Mason Engineering & Design Corp. v.
  Mateson Chemical Corp., 225 USPQ 956 (TTAB 1985); Eikonix Corp. v. CGR
  Medical Corp., 209 USPQ 607 (TTAB 1981); and Dap, Inc. v. Century
  Industries Corp., 183 USPQ 122 (TTAB 1974).
  
  Affidavits or declarations in an application or registration file cannot be relied
  upon by the applicant or registrant, in an inter partes proceeding, as evidence of
  the truth of the statements contained therein; the statements must be established
  by competent evidence at trial.  See British Seagull Ltd. v. Brunswick Corp., 28
  USPQ2d 1197 (TTAB 1993), aff'd, Brunswick Corp. v. British Seagull Ltd., 35
  F.3d 1527, 32 USPQ2d 1120 (Fed. Cir. 1994); McDonald's Corp. v. McKinley,
  13 USPQ2d 1895 (TTAB 1989), and Sunbeam Corp. v. Battle Creek Equipment
  Co., 216 USPQ 1101 (TTAB 1982).  Similarly, statements made by counsel,
  and exhibits filed, in an application or registration do not constitute admissible
  evidence in the applicant's or registrant's behalf in an inter partes proceeding;
  the statements must be  established by competent evidence, and the exhibits
  must be properly identified and introduced in evidence, at trial.  See W. T. Grant
  Co. v. Grant Avenue Fashions, Inc., 135 USPQ 273 (TTAB 1962).
  
  Further, the fact that the file of an application or registration which is the
  subject of a Board inter partes proceeding is automatically of record in that
  proceeding, does not mean that a registration claimed by applicant or registrant
  in the application or registration is also automatically of record.  See Curtice-
  Burns, Inc. v. Northwest Sanitation Products, Inc., 530 F.2d 1396, 189 USPQ
  138 (CCPA 1976); Edison Brothers Stores, Inc. v. Brutting E.B. Sport-
  International GmbH, 230 USPQ 530 (TTAB 1986); Allied Mills, Inc. v. Kal
  Kan Foods, Inc., 203 USPQ 390 (TTAB 1979); and Copperweld Corp. v. Arcair
  Co., 200 USPQ 470 (TTAB 1978).
  
  Although the allegations made and documents and things filed in an application
  or registration are not evidence, in a Board inter partes proceeding, on behalf of
  the applicant or registrant (unless they are properly proved at trial), they may be
  used as evidence against the applicant or registrant, that is, as admissions
  against interest and the like.  See Mason Engineering & Design Corp. v.
  Mateson Chemical Corp., 225 USPQ 956 (TTAB 1985) (specimens and other
  materials in applicant's application used as evidence of meaning of applicant's
  recitation of services, and that those services are not "substantially identical" to
  goods in applicant's subsisting registration of mark), and Eikonix Corp. v. CGR
  Medical Corp., 209 USPQ 607 (TTAB 1981) (information in specimens in
  respondent's registration used as evidence of relationship between respondent's
  and petitioner's goods).  See also, for example, Hydro-Dynamics Inc. v. George
  Putnam & Co., 811 F.2d 1470, 1 USPQ2d 1772 (Fed. Cir. 1987) (applicant
  which seeks to prove date of first use earlier than that stated in its application
  must do so by clear and convincing evidence, rather than by preponderance of
  the evidence, because of change of position from one "considered to have been
  made against interest at the time of filing of the application"); Specialty Brands,
  Inc. v. Coffee Bean Distributors, Inc., 748 F.2d 669, 223 USPQ 1281 (Fed. Cir.
  1984) (statements in application file illustrate the variety of images that may be
  attributed to, and commercial impression projected by, applicant's mark);
  Interstate Brands Corp. v. Celestial Seasonings, Inc., 576 F.2d 926, 198 USPQ
  151 (CCPA 1978) (fact that party took position in its application inconsistent
  with its position in inter partes proceeding may be considered as evidence
  "illuminative of shade and tone in the total picture confronting the decision
  maker"); Phillips Petroleum Co. v.  C. J. Webb, Inc., 442 F.2d 1376, 170 USPQ
  35 (CCPA 1971) (specimens in application with typed drawing illustrate one
  form in which mark may be used); and American Rice, Inc. v. H.I.T. Corp., 231
  USPQ 793 (TTAB 1986) (fact that party took position in its application
  inconsistent with its position in inter partes proceeding may be considered as
  evidence, although earlier inconsistent position does not give rise to an
  estoppel).
  
  
  
  705  Exhibits to Pleadings or Briefs
  
  705.01  Exhibits to Pleadings
  
  37 CFR 2.122(c) Exhibits to pleadings.  Except as provided in paragraph
  (d)(1) of this section, an exhibit attached to a pleading is not evidence on behalf
  of the party to whose pleading the exhibit is attached unless identified and
  introduced in evidence as an exhibit during the period for the taking of
  testimony.
  
  37 CFR 2.122(d) Registrations. (1) A registration of the opposer or petitioner
  pleaded in an opposition or petition to cancel will be received in evidence and
  made part of the record if the opposition or petition is accompanied by two
  copies of the registration prepared and issued by the Patent and Trademark
  Office showing both the current status of and current title to the registration. 
  For the cost of a copy of a registration showing status and title, see 2.6(n).
  
  With one exception, exhibits attached to a pleading are not evidence on behalf
  of the party to whose pleading they are attached unless they are thereafter,
  during the time for taking testimony, properly identified and introduced in
  evidence as exhibits.  See 37 CFR 2.122(c), and TBMP 313 and cases cited
  therein.
  
  The one exception is a current status and title copy, prepared by the PTO, of a
  plaintiff's pleaded registration.  When a plaintiff submits such a status and title
  copy of its pleaded registration as an exhibit to its complaint, the registration
  will be received in evidence and made part ot the record without any further
  action by plaintiff.  See 37 CFR 2.122(c) and (d)(1), and TBMP 703.02(a).
  
  
  
  705.02  Exhibits to Briefs
  
  Exhibits and other evidentiary materials attached to a  party's brief on the case
  can be given no consideration unless they were properly made of record during
  the time for taking testimony.  See, for example, Maytag Co. v. Luskin's, Inc.,
  228 USPQ 747 (TTAB 1986); Binney & Smith Inc. v. Magic Marker Industries,
  Inc., 222 USPQ 1003 (TTAB 1984); BL Cars Ltd. v. Puma Industria de
  Veiculos S/A, 221 USPQ 1018 (TTAB 1983); Plus Products v. Physicians
  Formula Cosmetics, Inc., 198 USPQ 111 (TTAB 1978); Astec Industries, Inc. v.
  Barber-Greene Co., 196 USPQ 578 (TTAB 1977); Angelica Corp. v. Collins &
  Aikman Corp., 192 USPQ 387 (TTAB 1976); L. Leichner (London) Ltd. v.
  Robbins, 189 USPQ 254 (TTAB 1975); American Crucible Products Co. v.
  Kenco Engineering Co., 188 USPQ 529 (TTAB 1975); Tektronix, Inc. v.
  Daktronics, Inc., 187 USPQ 588 (TTAB 1975), aff'd, 534 F.2d 915, 189 USPQ
  693 (CCPA 1976); Curtice-Burns, Inc. v. Northwest Sanitation Products, Inc.,
  185 USPQ 61 (TTAB 1975), aff'd, 530 F.2d 1396, 189 USPQ 138 (CCPA
  1976); and Ortho Pharmaceutical Corp. v. Hudson Pharmaceutical Corp., 178
  USPQ 429 (TTAB 1973).
  
  If, after the close of the time for taking testimony, a party discovers new
  evidence which it wishes to introduce in its behalf, the party may file a motion
  to reopen its testimony period.  However, the moving party must show not only
  that the proposed evidence has been newly discovered, but also that it could not
  have been discovered earlier through the exercise of reasonable diligence.  See
  TBMP 509.01, and cases cited therein.
  
  
  
  706  Statements in Pleadings or Briefs
  
  706.01  Statements in Pleadings
  
  Statements made in pleadings cannot be considered as evidence in behalf of the
  party making them; such statements must be established by competent evidence
  during the time for taking testimony.  See Kellogg Co. v. Pack'Em Enterprises
  Inc., 14 USPQ2d 1545 (TTAB 1990), aff'd, 951 F.2d 330, 21 USPQ2d 1142
  (Fed. Cir. 1991), and Times Mirror Magazines, Inc. v. Sutcliff, 205 USPQ 656
  (TTAB 1979).
  
  However, statements in pleadings may have evidentiary value as admissions
  against interest by the party which made them.  See Maremont Corp. v. Air Lift
  Co., 463 F.2d 1114, 174 USPQ 395 (CCPA 1972); Bakers Franchise Corp. v.
  Royal Crown Cola Co., 404 F.2d 985, 160 USPQ 192 (CCPA 1969); Kellogg
  Co. v. Pack'Em Enterprises Inc., 14 USPQ2d 1545 (TTAB 1990), aff'd,  951
  F.2d 330, 21 USPQ2d 1142 (Fed. Cir. 1991); Litton Business Systems, Inc. v. J.
  G. Furniture Co., 196 USPQ 711 (TTAB 1977); and Brown Co. v. American
  Stencil Manufacturing Co., 180 USPQ 344 (TTAB 1973).  
  
  
  
  706.02  Statements in Briefs
  
  Factual statements made in a party's brief on the case can be given no
  consideration unless they are supported by evidence properly introduced at trial. 
  Statements in a brief have no evidentiary value, except to the extent that they
  may serve as admissions against interest.  See, for example, Electronic Data
  Systems Corp. v. EDSA Micro Corp., 23 USPQ2d 1460 (TTAB 1992); BL Cars
  Ltd. v. Puma Industria de Veiculos S/A, 221 USPQ 1018 (TTAB 1983); Abbott
  Laboratories v. Tac Industries, Inc., 217 USPQ 819 (TTAB 1981); Hecon Corp.
  v. Magnetic Video Corp., 199 USPQ 502 (TTAB 1978); and Plus Products v.
  Physicians Formula Cosmetics, Inc., 198 USPQ 111 (TTAB 1978).  Cf.
  Martahus v. Video Duplication Services Inc., 3 F.3d 417, 27 USPQ2d 1846
  (Fed. Cir. 1993), and In re Simulations Publications, Inc., 521 F.2d 797, 187
  USPQ 147 (CCPA 1975).
  
  
  
  707  Official Records
  
  37 CFR 2.122(e) Printed publications and official records.  Printed
  publications, such as books and periodicals, available to the general public in
  libraries or of general circulation among members of the public or that segment
  of the public which is relevant under an issue in a proceeding, and official
  records, if the publication or official record is competent evidence and relevant
  to an issue, may be introduced in evidence by filing a notice of reliance on the
  material being offered.  The notice shall specify the printed publication
  (including information sufficient to identify the source and the date of the
  publication) or the official record and the pages to be read; indicate generally
  the relevance of the material being offered; and be accompanied by the official
  record or a copy thereof whose authenticity is established under the Federal
  Rules of Evidence, or by the printed publication or a copy of the relevant
  portion thereof.  A copy of an official record of the Patent and Trademark
  Office need not be certified to be offered in evidence.  The notice of reliance
  shall be filed during the testimony period of the party that files the notice.
  
   A party which wishes to introduce an official record in evidence in a Board
  inter partes proceeding may do so, if the official record is competent evidence
  and relevant to an issue in the proceeding, by filing a notice of reliance thereon
  during its testimony period.  The notice must specify the official record and the
  pages to be read; indicate generally the relevance of the material being offered;
  and be accompanied by the official record or a copy thereof whose authenticity
  is established under the Federal Rules of Evidence.  See 37 CFR 2.122(e).  See
  also  Weyerhaeuser Co. v. Katz, 24 USPQ2d 1230 (TTAB 1992); Questor Corp.
  v. Dan Robbins & Associates, Inc., 199 USPQ 358 (TTAB 1978), aff'd, 599
  F.2d 1009, 202 USPQ 100 (CCPA 1979); Mack Trucks, Inc. v. California
  Business News, Inc., 223 USPQ 164 (TTAB 1984); Conde Nast Publications
  Inc. v. Vogue Travel, Inc., 205 USPQ 579 (TTAB 1979); Plus Products v.
  Natural Organics, Inc., 204 USPQ 773 (TTAB 1979); and May Department
  Stores Co. v. Prince, 200 USPQ 803 (TTAB 1978).  For information concerning
  establishing the authenticity, under the Federal Rules of Evidence, of an official
  record, see FRE 901(a), 901(b)(7), and 902(4) (the latter rule provides, in effect,
  that extrinsic evidence of authenticity as a condition precedent to admissibility is
  not required with respect to a properly certified copy of an official record, and
  describes the requirements for proper certification).  A copy of an official record
  of the PTO need not be certified to be offered in evidence by notice of reliance. 
  See 37 CFR 2.122(e).
  
  In lieu of the actual "official record or a copy thereof," the notice of reliance
  may be accompanied by an electronically generated document (or a copy
  thereof) which is the equivalent of the official record, and whose authenticity is
  established under the Federal Rules of Evidence.  See Weyerhaeuser Co. v.
  Katz, 24 USPQ2d 1230 (TTAB 1992).  Cf. TBMP 708.
  
  The term "official records," as used in 37 CFR 2.122(e), refers not to a party's
  company business records, but rather to the records of public offices or
  agencies, or records kept in the performance of duty by a public officer.  See
  Black's Law Dictionary (Fifth Edition, 1979); Weyerhaeuser Co. v. Katz, 24
  USPQ2d 1230 (TTAB 1992); and Conde Nast Publications Inc. v. Vogue
  Travel, Inc., 205 USPQ 579 (TTAB 1979).  See also FRE 902(4).  For
  examples of cases concerning the admissibility of specific documents, by notice
  of reliance, as "official records" under 37 CFR 2.122(e), see Riceland Foods
  Inc. v. Pacific Eastern Trading Corp., 26 USPQ2d 1883 (TTAB 1993)
  (trademark search report--no); Weyerhaeuser Co. v. Katz, 24 USPQ2d 1230
  (TTAB 1992) (trademark search reports--no); Burns Philip Food Inc.  v. Modern
  Products Inc., 24 USPQ2d 1157 (TTAB 1992), aff'd, 28 USPQ2d 1687 (Fed.
  Cir. 1993) (trademark search report--no; third-party registrations--yes); Osage
  Oil & Transportation, Inc. v. Standard Oil Co., 226 USPQ 905 (TTAB 1985)
  (copy of cancellation proceeding file--yes; party's file copies of documents filed
  in the PTO--no); Cadence Industries Corp. v. Kerr, 225 USPQ 331 (TTAB
  1985) (letters between counsel for parties, and list of party's licensees--no);
  Mack Trucks, Inc. v. California Business News, Inc., 223 USPQ 164 (TTAB
  1984) (third-party registrations--yes); Colt Industries Operating Corp. v. Olivetti
  Controllo Numerico S.p.A., 221 USPQ 73 (TTAB 1983) (portions of an
  agreement between applicant and a third party, and a shipping document for
  applicant's product--no); Conde Nast Publications Inc. v. Vogue Travel, Inc., 205
  USPQ 579 (TTAB 1979) (copy of letter from Amtrak to applicant
  congratulating applicant for having an appointment as an Amtrak agent, copy of
  a "Passenger Sales Agency Agreement" between the International Air Transport
  Association and applicant, etc.--no); Hunt-Wesson Foods, Inc. v. Riceland
  Foods, Inc., 201 USPQ 881 (TTAB 1979) (promotional literature--no); May
  Department Stores Co. v. Prince, 200 USPQ 803 (TTAB 1978) (certified copies
  of corporate records maintained by Secretary of State of Missouri--yes);
  Hovnanian Enterprises, Inc. v. Covered Bridge Estates, Inc., 195 USPQ 658
  (TTAB 1977) (plat plan, deed of realty, and confirmatory assignment--not
  admissible by notice of reliance as official record because not authenticated);
  Quaker Oats Co. v. Acme Feed Mills, Inc., 192 USPQ 653 (TTAB 1976) (third-
  party registrations--yes); Harzfeld's, Inc. v. Joseph M. Feldman, Inc., 184 USPQ
  692 (TTAB 1974) (file history of party's registration--yes); Jetzon Tire &
  Rubber Corp. v. General Motors Corp., 177 USPQ 467 (TTAB 1973) (drawings
  from Federal trademark applications--yes); and American Optical Corp. v.
  American Olean Tile Co., 169 USPQ 123 (TTAB 1971) (certificate of good
  standing from a United States district court--yes).
  
  Although official records may be made of record by notice of reliance under 37
  CFR 2.122(e), it is not mandatory that they be introduced in this manner. 
  They may, alternatively, be made of record by appropriate identification and
  introduction during the taking of testimony, or by stipulation of the parties.  See
  Pass & Seymour, Inc. v. Syrelec, 224 USPQ 845 (TTAB 1984); Hayes
  Microcomputer Products, Inc. v. Business Computer Corp., 219 USPQ 634
  (TTAB 1983); and Regent Standard Forms, Inc. v. Textron Inc., 172 USPQ 379
  (TTAB 1971).  These latter two methods may also be used for the introduction
  of official records which are not admissible by notice of reliance under 37 CFR
  2.122(e).  See, for example, Colt Industries Operating  Corp. v. Olivetti
  Controllo Numerico S.p.A., 221 USPQ 73 (TTAB 1983).   Cf. Midwest Plastic
  Fabricators Inc. v. Underwriters Laboratories Inc., 12 USPQ2d 1267 (TTAB
  1989), aff'd, 906 F.2d 1568, 15 USPQ2d 1359 (Fed. Cir. 1990), and Minnesota
  Mining & Manufacturing Co. v. Stryker Corp., 179 USPQ 433 (TTAB 1973).    
  
  
  For information concerning the raising of objections to notices of reliance and
  materials filed thereunder, see TBMP 533 and 718.02.
  
  Materials improperly offered under 37 CFR 2.122(e) may nevertheless be
  considered by the Board if the adverse party (parties) does not object thereto,
  and/or itself treats the materials as being of record.  See, for example, U.S. West
  Inc. v. BellSouth Corp., 18 USPQ2d 1307 (TTAB 1990) (improper subject
  matter);  Midwest Plastic Fabricators Inc. v. Underwriters Laboratories Inc., 12
  USPQ2d 1267 (TTAB 1989), aff'd, 906 F.2d 1568, 15 USPQ2d 1359 (Fed. Cir.
  1990) (improper subject matter); Original Appalachian Artworks Inc. v. Streeter,
  3 USPQ2d 1717 (TTAB 1987) (improper subject matter, and advertisement not
  sufficiently identified); Hunter Publishing Co. v. Caulfield Publishing Ltd., 1
  USPQ2d 1996 (TTAB 1986) (improper subject matter, and improper rebuttal);
  Jeanne-Marc, Inc. v. Cluett, Peabody & Co., 221 USPQ 58 (TTAB 1984)
  (improper subject matter); Conde Nast Publications Inc. v. Vogue Travel, Inc.,
  205 USPQ 579 (TTAB 1979) (improper subject matter); and Plus Products v.
  Natural Organics, Inc., 204 USPQ 773 (TTAB 1979) (untimely).  Cf. Hunt-
  Wesson Foods, Inc. v. Riceland Foods, Inc., 201 USPQ 881 (TTAB 1979)
  (improper subject matter excluded, although no objection).
  
  
  
  708  Printed Publications
  
  37 CFR 2.122(e) Printed publications and official records.  Printed
  publications, such as books and periodicals, available to the general public in
  libraries or of general circulation among members of the public or that segment
  of the public which is relevant under an issue in a proceeding, and official
  records, if the publication or official record is competent evidence and relevant
  to an issue, may be introduced in evidence by filing a notice of reliance on the
  material being offered.  The notice shall specify the printed publication
  (including information sufficient to identify the source and the date of the
  publication) or the official record and the pages to be read; indicate generally 
  the relevance of the material being offered; and be accompanied by the official
  record or a copy thereof whose authenticity is established under the Federal
  Rules of Evidence, or by the printed publication or a copy of the relevant
  portion thereof.  A copy of an official record of the Patent and Trademark
  Office need not be certified to be offered in evidence.  The notice of reliance
  shall be filed during the testimony period of the party that files the notice.
  
  Certain types of printed publications may be introduced in evidence in a Board
  inter partes proceeding by notice of reliance.  Specifically, printed publications,
  such as books and periodicals, available to the general public in libraries or of
  general circulation among members of the public or that segment of the public
  which is relevant under an issue in a proceeding, if the publication is competent
  evidence and relevant to an issue in the proceeding, may be introduced in
  evidence by filing a notice of reliance thereon during the testimony period of the
  offering party.  The notice must specify the printed publication, including
  information sufficient to identify the source and the date of the publication, and
  the pages to be read; indicate generally the relevance of the material being
  offered; and be accompanied by the printed publication or a copy of the relevant
  portion thereof.  See 37 CFR 2.122(e).  See also Weyerhaeuser Co. v. Katz, 24
  USPQ2d 1230 (TTAB 1992); Questor Corp. v. Dan Robbins & Associates, Inc.,
  199 USPQ 358 (TTAB 1978), aff'd, 599 F.2d 1009, 202 USPQ 100 (CCPA
  1979); Original Appalachian Artworks Inc. v. Streeter, 3 USPQ2d 1717 (TTAB
  1987); Beech Aircraft Corp. v. Lightning Aircraft Co., 1 USPQ2d 1290 (TTAB
  1986); Mack Trucks, Inc. v. California Business News, Inc., 223 USPQ 164
  (TTAB 1984); Plus Products v. Natural Organics, Inc., 204 USPQ 773 (TTAB
  1979); Glamorene Products Corp. v. Earl Grissmer Co., 203 USPQ 1090
  (TTAB 1979); Chicken Delight, Inc. v. Delight Wholesale Co., 197 USPQ 630
  (TTAB 1977); Wagner Electric Corp. v. Raygo Wagner, Inc., 192 USPQ 33
  (TTAB 1976); Manpower, Inc. v. Manpower Information Inc., 190 USPQ 18
  (TTAB 1976); and Jetzon Tire & Rubber Corp. v. General Motors Corp., 177
  USPQ 467 (TTAB 1973). 
  
  In lieu of the actual "printed publication or a copy of the relevant portion
  thereof," the notice of reliance may be accompanied by an electronically
  generated document which is the equivalent of the printed publication or
  relevant portion thereof, as, for example, by a printout from Mead Data Central's
  Nexis computerized library of an article published in a newspaper or magazine
  of general circulation.  See Weyerhaeuser Co. v. Katz, 24 USPQ2d 1230 (TTAB
  1992); R. J. Reynolds Tobacco Co. v. Brown & Williamson Tobacco Corp.,  226
  USPQ 169 (TTAB 1985), and International Ass'n of Fire Chiefs, Inc. v. H.
  Marvin Ginn Corp., 225 USPQ 940 (TTAB 1985), rev'd on other grounds, 782
  F.2d 987, 228 USPQ 528 (Fed. Cir. 1986).  Cf. TBMP 707, and In re Omaha
  National Corp., 819 F.2d 1117, 2 USPQ2d 1859 (Fed. Cir. 1987).
  
  In case of reasonable doubt as to whether printed publications submitted by
  notice of reliance under 37 CFR 2.122(e) are "available to the general public in
  libraries or of general circulation among members of the public or that segment
  of the public which is relevant under an issue" in the proceeding, the burden of
  showing that they are so available lies with the offering party.  See Glamorene
  Products Corp. v. Earl Grissmer Co., 203 USPQ 1090 (TTAB 1979).
  
  For examples of cases concerning the admissibility of specific materials, by
  notice of reliance, as "printed publications" under 37 CFR 2.122(e), see
  Weyerhaeuser Co. v. Katz, 24 USPQ2d 1230 (TTAB 1992) (trademark search
  reports--no); Midwest Plastic Fabricators Inc. v. Underwriters Laboratories Inc.,
  12 USPQ2d 1267 (TTAB 1989), aff'd, 906 F.2d 1568, 15 USPQ2d 1359 (Fed.
  Cir. 1990) (annual reports--no); Hunter Publishing Co. v. Caulfield Publishing
  Ltd., 1 USPQ2d 1996 (TTAB 1986) (conference papers, dissertations, and
  journal papers--no); Colt Industries Operating Corp. v. Olivetti Controllo
  Numerico S.p.A., 221 USPQ 73 (TTAB 1983) (press releases--no); Jeanne-Marc,
  Inc. v. Cluett, Peabody & Co., 221 USPQ 58 (TTAB 1984) (annual reports--no);
  Logicon, Inc. v. Logisticon, Inc., 205 USPQ 767 (TTAB 1980) (annual report--
  no; magazine articles--yes);  Glamorene Products Corp. v. Earl Grissmer Co.,
  203 USPQ 1090 (TTAB 1979) (promotional literature--no); Hunt-Wesson Foods,
  Inc. v. Riceland Foods, Inc., 201 USPQ 881 (TTAB 1979) (promotional
  literature--no); Wagner Electric Corp. v. Raygo Wagner, Inc., 192 USPQ 33
  (TTAB 1976) (catalogs and other house publications--no); Andrea Radio Corp.
  v. Premium Import Co., 191 USPQ 232 (TTAB 1976) (annual reports,
  promotional brochures, price list, reprints of advertisements, and copies of
  advertising mats--no); Manpower, Inc. v. Manpower Information Inc., 190
  USPQ 18 (TTAB 1976) (telephone directory pages, indexes from United States
  Code Annotated, and dictionary pages--yes); Litton Industries, Inc. v. Litronix,
  Inc., 188 USPQ 407 (TTAB 1975) (annual reports--no); Exxon Corp. v. Fill-R-
  Up Systems, Inc., 182 USPQ 443 (TTAB 1974) (credit card applications,
  handouts, and flyers--no; articles from trade publications and other magazines--
  yes); Minnesota Mining & Manufacturing Co. v. Stryker Corp., 179 USPQ 433
  (TTAB 1973) (annual reports, product booklets, and product brochures--no); and
  Ortho  Pharmaceutical Corp. v. Hudson Pharmaceutical Corp., 178 USPQ 429
  (TTAB 1973) (article from "Memoirs of the University of California"--no, since
  publication not shown to be available to the general public).
  
  Printed publications made of record by notice of reliance under 37 CFR
  2.122(e) are admissible, and probative, merely for what they show on their
  face, not for the truth of the matters contained therein, unless a competent
  witness has testified to the truth of such matters.  See, for example, Gravel
  Cologne, Inc. v. Lawrence Palmer, Inc., 469 F.2d 1397, 176 USPQ 123 (CCPA
  1972); Midwest Plastic Fabricators Inc. v. Underwriters Laboratories Inc., 12
  USPQ2d 1267 (TTAB 1989), aff'd, 906 F.2d 1568, 15 USPQ2d 1359 (Fed. Cir.
  1990); Logicon, Inc. v. Logisticon, Inc., 205 USPQ 767 (TTAB 1980);
  Volkswagenwerk Aktiengesellschaft v. Ridewell Corp., 201 USPQ 404 (TTAB
  1978); Food Producers, Inc. v. Swift & Co., 194 USPQ 299 (TTAB 1977);
  Wagner Electric Corp. v. Raygo Wagner, Inc., 192 USPQ 33 (TTAB 1976);
  Litton Industries, Inc. v. Litronix, Inc., 188 USPQ 407 (TTAB 1975); Otis
  Elevator Co. v. Echlin Manufacturing Co., 187 USPQ 310 (TTAB 1975); Exxon
  Corp. v. Fill-R-Up Systems, Inc., 182 USPQ 443 (TTAB 1974).   
  
  Although the types of printed publications described above may be made of
  record by notice of reliance under 37 CFR 2.122(e), it is not mandatory that
  they be introduced in this manner.  They may, alternatively, be made of record
  by appropriate identification and introduction during the taking of testimony, or
  by stipulation of the parties.  See Pass & Seymour, Inc. v. Syrelec, 224 USPQ
  845 (TTAB 1984), and Hayes Microcomputer Products, Inc. v. Business
  Computer Corp., 219 USPQ 634 (TTAB 1983).  These latter two methods may
  also be used for the introduction of printed publications which are not
  admissible by notice of reliance under 37 CFR 2.122(e).  See, for example,
  Midwest Plastic Fabricators Inc. v. Underwriters Laboratories Inc., 12 USPQ2d
  1267 (TTAB 1989), aff'd, 906 F.2d 1568, 15 USPQ2d 1359 (Fed. Cir. 1990);
  Colt Industries Operating Corp. v. Olivetti Controllo Numerico S.p.A., 221
  USPQ 73 (TTAB 1983); and Minnesota Mining & Manufacturing Co. v. Stryker
  Corp., 179 USPQ 433 (TTAB 1973).   
  
  For information concerning the raising of objections to notices of reliance and
  materials filed thereunder, see TBMP 533 and 718.02.
  
  Materials improperly offered under 37 CFR 2.122(e) may nevertheless be
  considered by the Board if the adverse party  (parties) does not object thereto,
  and/or itself treats the materials as being of record.  See, for example, U.S. West
  Inc. v. BellSouth Corp., 18 USPQ2d 1307 (TTAB 1990) (improper subject
  matter); Midwest Plastic Fabricators Inc. v. Underwriters Laboratories Inc., 12
  USPQ2d 1267 (TTAB 1989), aff'd, 906 F.2d 1568, 15 USPQ2d 1359 (Fed. Cir.
  1990) (improper subject matter); Original Appalachian Artworks Inc. v. Streeter,
  3 USPQ2d 1717 (TTAB 1987) (improper subject matter, and advertisement not
  sufficiently identified); Hunter Publishing Co. v. Caulfield Publishing Ltd., 1
  USPQ2d 1996 (TTAB 1986) (improper subject matter, and improper rebuttal);
  Jeanne-Marc, Inc. v. Cluett, Peabody & Co., 221 USPQ 58 (TTAB 1984)
  (improper subject matter); Conde Nast Publications Inc. v. Vogue Travel, Inc.,
  205 USPQ 579 (TTAB 1979) (improper subject matter); and Plus Products v.
  Natural Organics, Inc., 204 USPQ 773 (TTAB 1979) (untimely).  Cf. Hunt-
  Wesson Foods, Inc. v. Riceland Foods, Inc., 201 USPQ 881 (TTAB 1979)
  (improper subject matter excluded, although no objection).
  
  
  
  709  Discovery Depositions
  
  37 CFR 2.120(j) Use of discovery deposition, answer to interrogatory, or
  admission.  (1) The discovery deposition of a party or of anyone who at the
  time of taking the deposition was an officer, director or managing agent of a
  party, or a person designated by a party pursuant to Rule 30(b)(6) or Rule
  31(a) of the Federal Rules of Civil Procedure, may be offered in evidence by an
  adverse party.
  
  (2) Except as provided in paragrpah (j)(1) of this section, the discovery
  deposition of a witness, whether or not a party, shall not be offered in evidence
  unless the person whose deposition was taken is, during the testimony period of
  the party offering the deposition, dead; or out of the United States (unless it
  appears that the absence of the witness was procured by the party offering the
  deposition); or unable to testify because of age, illness, infirmity, or
  imprisonment; or cannot be served with a subpoena to compel attendance at a
  testimonial deposition; or there is a stipulation by the parties; or upon a
  showing that such exceptional circumstances exist as to make it desirable, in the
  interest of justice, to allow the deposition to be used.  The use of a discovery
  deposition by any party under this paragraph will be allowed only by stipulation
  of the parties approved by the Trademark Trial and Appeal Board, or by order
  of the Board on motion, which shall be filed at the time of the purported offer of
  the deposition in evidence,  unless the motion is based upon a claim that such
  exceptional circumstances exist as to make it desirable, in the interest of justice,
  to allow the deposition to be used, in which case the motion shall be filed
  promptly after the circumstances claimed to justify use of the deposition became
  known.
  
  (3)(i) A discovery deposition, an answer to an interrogatory, or an admission to
  a request for admission, which may be offered in evidence under the provisions
  of paragraph (j) of this section may be made of record in the case by filing the
  deposition or any part thereof with any exhibit to the part that is filed, or a
  copy of the interrogatory and answer thereto with any exhibit made part of the
  answer, or a copy of the request for admission and any exhibit thereto and the
  admission (or a statement that the party from which an admission was requested
  failed to respond thereto), together with a notice of reliance.  The notice of
  reliance and the material submitted thereunder should be filed during the
  testimony period of the party which files the notice of reliance.  An objection
  made at a discovery deposition by a party answering a question subject to the
  objection will be considered at final hearing.
  
                              *     *     *
                                     
  (4) If only part of a discovery deposition is submitted and made part of the
  record by a party, an adverse party may introduce under a notice of reliance
  any other part of the deposition which should in fairness be considered so as to
  make not misleading what was offered by the submitting party.  A notice of
  reliance filed by an adverse party must be supported by a written statement
  explaining why the adverse party needs to rely upon each additional part listed
  in the adverse party's notice, failing which the Board, in its discretion, may
  refuse to consider the additional parts.
  
                              *     *     *
                                     
  (6) Paragraph (j) of this section will not be interpreted to preclude the reading
  or the use of a discovery deposition, or answer to an interrogatory, or
  admission as part of the examination or cross-examination of any witness
  during the testimony period of any party.
  
  (7) When a discovery deposition, or a part thereof, or an answer to an
  interrogatory, or an admission, has been made of record by one party in
  accordance with the provisions of paragraph (j)(3) of this section, it may be
  referred to by any party for any purpose permitted by the Federal Rules of 
  Evidence.
  
  (8) Requests for discovery, responses thereto, and materials or depositions
  obtained through the discovery process should not be filed with the Board
  except when submitted with a motion relating to discovery, or in support of or
  response to a motion for summary judgment, or under a notice of reliance
  during a party's testimony period.  Papers or materials filed in violation of this
  paragraph may be returned by the Board.    
  
  The discovery deposition of a party (or of anyone who, at the time of taking the
  depositioon, was an officer, director, or managing agent of a party, or a person
  designated under FRCP 30(b)(6) or 31(a)(3) to testify on behalf of a party) may
  be offered in evidence by any adverse party.  See 37 CFR 2.120(j)(1).  See
  also Hilson Research Inc. v. Society for Human Resource Management, 27
  USPQ2d 1423 (TTAB 1993); Marshall Field & Co. v. Mrs. Fields Cookies, 25
  USPQ2d 1321 (TTAB 1992); First International Services Corp. v. Chuckles
  Inc., 5 USPQ2d 1628 (TTAB 1988); Fort Howard Paper Co. v. C.V. Gambina
  Inc., 4 USPQ2d 1552 (TTAB 1987); Dynamark Corp. v. Weed Eaters, Inc., 207
  USPQ 1026 (TTAB 1980); Fischer Gesellschaft m.b.H. v. Molnar & Co., 203
  USPQ 861 (TTAB 1979); Johnson Publishing Co. v. Cavin & Tubiana OHG,
  196 USPQ 383 (TTAB 1977); Ethicon, Inc. v. American Cyanamid Co., 192
  USPQ 647 (TTAB 1976); Coca-Cola Co. v. Seven-Up Co., 175 USPQ 491
  (Comm'r 1972); and Clairol Inc. v. Holland Hall Products, Inc., 165 USPQ 214
  (TTAB 1970).
  
  Otherwise, the discovery deposition of a witness, whether or not a party, may
  not be offered in evidence except in the following situations:
  
       (1) By stipulation of the parties, approved by the 
  Board.  See 37 CFR 2.120(j)(2).
  
     (2) By order of the Board, on motion showing that the 
  person whose deposition was taken is, during the testimony period of the party
  offering the deposition, dead; or out of the United States (unless it appears that
  the absence of the witness was procured by the party offering the deposition); or
  unable to testify because of age, illness, infirmity, or imprisonment; or cannot be
  served with a subpoena to compel attendance at a testimonial deposition; or that
  such exceptional circumstances exist as to make it desirable, in the interest of
  justice, to allow the deposition to be used.  The motion must be filed at the time
  of the purported offer of the deposition in evidence, unless the motion is  based
  upon a claim that such exceptional circumstances exist as to make it desirable,
  in the interest of justice, to allow the deposition to be used, in which case the
  motion must be filed promptly after the circumstances claimed to justify use of
  the deposition became known.  See 37 CFR 2.120(j)(2).  See also Hilson
  Research Inc. v. Society for Human Resource Management, 27 USPQ2d 1423
  (TTAB 1993); Marshall Field & Co. v. Mrs. Fields Cookies, 25 USPQ2d 1321
  (TTAB 1992); Marion Laboratories Inc. v. Biochemical/Diagnostics Inc., 6
  USPQ2d 1215 (TTAB 1988); First International Services Corp. v. Chuckles
  Inc., 5 USPQ2d 1628 (TTAB 1988); Fort Howard Paper Co. v. C.V. Gambina
  Inc., 4 USPQ2d 1552 (TTAB 1987); Maytag Co. v. Luskin's, Inc., 228 USPQ
  747 (TTAB 1986); Lutz Superdyne, Inc. v. Arthur Brown & Bro., Inc., 221
  USPQ 354 (TTAB 1984); Fischer Gesellschaft m.b.H. v. Molnar & Co., 203
  USPQ 861 (TTAB 1979); National Fidelity Life Insurance v. National Insurance
  Trust, 199 USPQ 691 (TTAB 1978); and Insta-Foam Products, Inc. v. Instapak
  Corp., 189 USPQ 793 (TTAB 1976).   
  
    (3) If only part of a discovery deposition is submitted 
  and made part of the record by a party entitled to offer the deposition in
  evidence, an adverse party may introduce under a notice of reliance any other
  part of the deposition which should in fairness be considered so as to make not
  misleading what was offered by the submitting party.  In such a case, the notice
  of reliance filed by the adverse party must be supported by a written statement
  explaining why the adverse party needs to rely upon each additional part listed
  in the adverse party's notice, failing which the Board, in its discretion, may
  refuse to consider the additional parts.  See 37 CFR 2.120(j)(4).  See also
  Wear-Guard Corp. v. Van Dyne-Crotty Inc., 18 USPQ2d 1804 (TTAB 1990),
  aff'd, 926 F.2d 1156, 17 USPQ2d 1866 (Fed. Cir. 1991); Marion Laboratories
  Inc. v. Biochemical/Diagnostics Inc., 6 USPQ2d 1215 (TTAB 1988); First
  International Services Corp. v. Chuckles Inc., 5 USPQ2d 1628 (TTAB 1988);
  Miles Laboratories Inc. v. Naturally Vitamin Supplements Inc., 1 USPQ2d 1445
  (TTAB 1986); Chesebrough-Pond's Inc. v. Soulful Days, Inc., 228 USPQ 954
  (TTAB 1985); Dynamark Corp. v. Weed Eaters, Inc., 207 USPQ 1026 (TTAB
  1980); Johnson Publishing Co. v. Cavin & Tubiana OHG, 196 USPQ 383
  (TTAB 1977); and Rogers Corp. v. Fields Plastics & Chemicals, Inc., 172
  USPQ 377 (TTAB 1972).
  
  A discovery deposition which may be offered in evidence under the provisions
  of 37 CFR 2.120(j) may be made of record by filing, during the testimony
  period of the offering party, the deposition or any part thereof with any exhibit
  to the part that is filed, together with a notice of  reliance thereon.  See 37 CFR
  2.120(j)(3)(i).  See also BASF Wyandotte Corp. v. Polychrome Corp., 586 F.2d
  238, 200 USPQ 20 (CCPA 1978); Marion Laboratories Inc. v.
  Biochemical/Diagnostics Inc., 6 USPQ2d 1215 (TTAB 1988); Fischer
  Gesellschaft m.b.H. v. Molnar & Co., 203 USPQ 861 (TTAB 1979); Plus
  Products v. Don Hall Laboratories, 191 USPQ 584 (TTAB 1976); Ethicon, Inc.
  v. American Cyanamid Co., 192 USPQ 647 (TTAB 1976); Chemetron Corp. v.
  Self-Organizing Systems, Inc., 166 USPQ 495 (TTAB 1970); Clairol Inc. v.
  Holland Hall Products, Inc., 165 USPQ 214 (TTAB 1970); and American Skein
  & Foundry Co. v. Stein, 165 USPQ 85 (TTAB 1970).  The notice of reliance
  need not indicate the relevance of the deposition, or parts thereof, relied on.  See
  37 CFR 2.120(j)(3)(i).  Cf. Hunt-Wesson Foods, Inc. v. Riceland Foods, Inc.,
  201 USPQ 881 (TTAB 1979).  When only part of a deposition is relied on, the
  notice of reliance must specify the part or parts relied on.  See Exxon Corp. v.
  Motorgas Oil & Refining Corp., 219 USPQ 440 (TTAB 1983).
  
  When a discovery deposition has been made of record by one party in
  accordance with 37 CFR 2.120(j), it may be referred to by any party for any
  purpose permitted by the Federal Rules of Evidence.  See 37 CFR 2.120(j)(7). 
  See also Chesebrough-Pond's Inc. v. Soulful Days, Inc., 228 USPQ 954 (TTAB
  1985); Andersen Corp. v. Therm-O-Shield Int'l, Inc., 226 USPQ 431 (TTAB
  1985); Anheuser-Busch, Inc. v. Major Mud & Chemical Co., 221 USPQ 1191
  (TTAB 1984); and Miles Laboratories, Inc. v. SmithKline Corp., 189 USPQ 290
  (TTAB 1975).  If only part of a discovery deposition has been made of record
  pursuant to 37 CFR 2.120(j), that part only may be referred to by any party for
  any purpose permitted by the Federal Rules of evidence.  If one party has filed
  a notice of reliance on a discovery deposition or part thereof and an adverse
  party has based its presentation of evidence on the belief that the deposition or
  the part thereof is of record, the notice of reliance may not later be withdrawn. 
  See Exxon Corp. v. Motorgas Oil & Refining Corp., 219 USPQ 440 (TTAB
  1983).     
  
  A discovery deposition not properly offered in evidence under 37 CFR 2.120(j)
  may nevertheless be considered by the Board if the nonoffering party (parties)
  does not object thereto, and/or treats the deposition as being of record, and/or
  improperly offers a discovery deposition in the same manner.  See, for example,
  Spoons Restaurants Inc. v. Morrison Inc., 23 USPQ2d 1735 (TTAB 1990); Lutz
  Superdyne, Inc. v. Arthur Brown & Bro., Inc., 221 USPQ 354 (TTAB 1984);
  Hamilton Burr Publishing Co. v. E. W. Communications, Inc., 216 USPQ 802
  (TTAB 1982); Pamex Foods, Inc. v. Clover Club Foods Co., 201 USPQ 308
  (TTAB 1978); and Plus Products v.  Don Hall Laboratories, 191 USPQ 584
  (TTAB 1976).
  
  Requests for discovery, responses thereto, and materials or depositions obtained
  through the discovery process should not be filed with the Board except when
  submitted (1) with a motion relating to discovery; or (2) in support of or
  response to a motion for summary judgment; or (3) under a notice of reliance
  during a party's testimony period; or (4) as exhibits to a testimony deposition; or
  (5) in support of an objection to proffered evidence on the ground that the
  evidence should have been, but was not, provided in response to a request for
  discovery; or (6) with the complaint, in the case of discovery requests, for later
  service upon the defendant, by the Board, with defendant's copies of the
  complaint and proceeding notification letter.   Discovery papers or materials
  filed under other circumstances may be returned by the Board.  See 37 CFR
  2.120(j)(8), and TBMP 413 and authorities cited therein.
  
  Nothing in 37 CFR 2.120(j) will be interpreted to preclude the reading or the
  use of a discovery deposition as part of the examination or cross-examination of
  any witness during the testimony period of any party.  See 37 CFR 2.120(j)(6). 
  See also Steiger Tractor, Inc. v. Steiner Corp., 221 USPQ 165 (TTAB 1984),
  different results reached on reh'g, 3 USPQ2d 1708 (TTAB 1984).  Cf. West End
  Brewing Co. of Utica, N.Y. v. South Australian Brewing Co., 2 USPQ2d 1306
  (TTAB 1987).
  
  For information concerning the taking of a discovery deposition, and the raising
  of objections thereto, see TBMP 404, 405, 533, and 718.02.     
  
  NOTE:  Some of the cases cited in this section were the predecessors to the
  cited provisions in current 37 CFR 2.120(j), or were decided under rules which
  were the predecessors to such provisions.
  
  
  
  710  Interrogatory Answers; Admissions
  
  37 CFR 2.120(j)(3)(i) A discovery deposition, an answer to an interrogatory,
  or an admission to a request for admission, which may be offered in evidence
  under the provisions of paragraph (j) of this section may be made of record in
  the case by filing the deposition or any part thereof with any exhibit to the part
  that is filed, or a copy of the interrogatory and answer thereto with any exhibit
  made part of the answer, or a copy of the request  for admission and any
  exhibit thereto and the admission (or a statement that the party from which an
  admission was requested failed to respond thereto), together with a notice of
  reliance.  The notice of reliance and the material submitted thereunder should
  be filed during the testimony period of the party which files the notice of
  reliance.  An objection made at a discovery deposition by a party answering a
  question subject to the objection will be considered at final hearing.
  
  *     *     *
                                
  (5) An answer to an interrogatory, or an admission to a request for admission,
  may be submitted and made part of the record by only the inquiring party
  except that, if fewer than all of the answers to interrogatories, or fewer than all
  of the admissions, are offered in evidence by the inquiring party, the responding
  party may introduce under a notice of reliance any other answers to
  interrogatories, or any other admissions, which should in fairness be considered
  so as to make not misleading what was offered by the inquiring party.  The
  notice of reliance filed by the responding party must be supported by a written
  statement explaining why the responding party needs to rely upon each of the
  additinal discovery responses listed in the responding party's notice, failing
  which the Board, in its discretion, may refuse to consider the additional
  responses.
  
  (6) Paragraph (j) of this section will not be interpreted to preclude the reading
  or the use of a discovery deposition, or answer to an interrogatory, or
  admission as part of the examination or cross-examination of any witness
  during the testimony period of any party.
  
  (7) When a discovery deposition, or a part thereof, or an answer to an
  interrogatory, or an admission, has been made of record by one party in
  accordance with the provisions of paragraph (j)(3) of this section, it may be
  referred to by any party for any purpose permitted by the Federal Rules of
  Evidence.
  
  (8) Requests for discovery, responses thereto, and materials or depositions
  obtained through the discovery process should not be filed with the Board
  except when submitted with a motion relating to discovery, or in support of or
  response to a motion for summary judgment, or under a notice of reliance
  during a party's testimony period.  Papers or materials filed in violation of this
  paragraph may be returned by the Board.    
  
   Ordinarily, an answer to an interrogatory, or an admission to a request for
  admission, may be submitted and made part of the record by only the inquiring
  party.  See 37 CFR 2.120(j)(5).  See also Triumph Machinery Co. v.
  Kentmaster Manufacturing Co., 1 USPQ2d 1826 (TTAB 1987); Wilderness
  Group, Inc. v. Western Recreational Vehicles, Inc., 222 USPQ 1012 (TTAB
  1984); Hamilton Burr Publishing Co. v. E. W. Communications, Inc., 216 USPQ
  802 (TTAB 1982); Holiday Inns, Inc. v. Monolith Enterprises, 212 USPQ 949
  (TTAB 1981); Safeway Stores, Inc. v. Captn's Pick, Inc., 203 USPQ 1025
  (TTAB 1979); Jerrold Electronics Corp. v. Magnavox Co., 199 USPQ 751
  (TTAB 1978); Cities Service Co. v. WMF of America, Inc., 199 USPQ 493
  (TTAB 1978); General Electric Co. v. Graham Magnetics Inc., 197 USPQ 690
  (TTAB 1977); Hovnanian Enterprises, Inc. v. Covered Bridge Estates, Inc., 195
  USPQ 658 (TTAB 1977); A. H. Robins Co. v. Evsco Pharmaceutical Corp., 190
  USPQ 340 (TTAB 1976); W. R. Grace & Co. v. Herbert J. Meyer Industries,
  Inc., 190 USPQ 308 (TTAB 1976); and Beecham Inc. v. Helene Curtis
  Industries, Inc., 189 USPQ 647 (TTAB 1976).
  
  However, if fewer than all of the answers to a set of interrogatories, or fewer
  than all of the admissions, are offered in evidence by the inquiring party, the
  responding party may introduce under a notice of reliance any other answers to
  interrogatories, or any other admissions, which should in fairness be considered
  so as to make not misleading what was offered by the inquiring party.  The
  notice of reliance must be supported by a written statement explaining why the
  responding party needs to rely upon each of the additional interrogatory
  answers, or admissions, listed in the responding party's notice, failing which the
  Board, in its discretion, may refuse to consider the additional responses.  See 37
  CFR 2.120(j)(5).  See also Heaton Enterprises of Nevada Inc. v. Lang, 7
  USPQ2d 1842 (TTAB 1988); Bison Corp. v. Perfecta Chemie B.V., 4 USPQ2d
  1718 (TTAB 1987); Triumph Machinery Co. v. Kentmaster Manufacturing Co.,
  1 USPQ2d 1826 (TTAB 1987); Alabama Board of Trustees v. BAMA-Werke
  Curt Baumann, 231 USPQ 408 (TTAB 1986); Packaging Industries Group, Inc.
  v. Great American Marketing, Inc., 227 USPQ 734 (TTAB 1985); Holiday Inns,
  Inc. v. Monolith Enterprises, 212 USPQ 949 (TTAB 1981); and Beecham Inc. v.
  Helene Curtis Industries, Inc., 189 USPQ 647 (TTAB 1976).
  
  An interrogatory answer (including documents provided as all or part of an
  interrogatory answer), or an admission to a request for admission, which may be
  offered in evidence under the provisions of 37 CFR 2.120(j) may be made of
  record in the case by filing, during the testimony period of the offering party, a
  copy of the interrogatory and the  answer thereto, with any exhibit made part of
  the answer, or a copy of the request for admission and any exhibit thereto and
  the admission (or a statement that the party from which an admission was
  requested failed to respond thereto), together with a notice of reliance thereon. 
  See 37 CFR 2.120(j)(3)(i); BASF Wyandotte Corp. v. Polychrome Corp., 586
  F.2d 238, 200 USPQ 20 (CCPA 1978); M-Tek Inc. v. CVP Systems Inc., 17
  USPQ2d 1070 (TTAB 1990) (documents provided as interrogatory answer);
  Miles Laboratories Inc. v. Naturally Vitamin Supplements Inc., 1 USPQ2d 1445
  (TTAB 1986) (documents provided as interrogatory answer); Hamilton Burr
  Publishing Co. v. E. W. Communications, Inc., 216 USPQ 802 (TTAB 1982);
  May Department Stores Co. v. Prince, 200 USPQ 803 (TTAB 1978); Bausch &
  Lomb Inc. v. Gentex Corp., 200 USPQ 117 (TTAB 1978); E. I. du Pont de
  Nemours & Co. v. G. C. Murphy Co., 199 USPQ 807 (TTAB 1978); Miss Nude
  Florida, Inc. v. Drost, 193 USPQ 729 (TTAB 1976), pet. to Comm'r den., 198
  USPQ 485 (Comm'r 1977); Hollister Inc. v. Ident A Pet, Inc., 193 USPQ 439
  (TTAB 1976); Plus Products v. Don Hall Laboratories, 191 USPQ 584 (TTAB
  1976); and A. H. Robins Co. v. Evsco Pharmaceutical Corp., 190 USPQ 340
  (TTAB 1976).  The notice of reliance need not indicate the relevance of the
  discovery responses relied on.  See 37 CFR 2.120(j)(3)(i), and Hunt-Wesson
  Foods, Inc. v. Riceland Foods, Inc., 201 USPQ 881 (TTAB 1979).  Offering
  interrogatory answers, or admissions, on the record during the taking of a
  testimony deposition is the equivalent of serving and filing a notice of reliance
  by mail.  See Lacoste Alligator S.A. v. Everlast World's Boxing Headquarters
  Corp., 204 USPQ 945 (TTAB 1979).
  
  An interrogatory answer, or an admission, may also be made of record by
  stipulation of the parties, accompanied by a copy of the interrogatory and the
  answer thereto with any exhibit made part of the answer, or a copy of the
  request for admission and any exhibit thereto and the admission (or a statement
  that the party from which an admission was requested failed to respond thereto). 
  See Wilderness Group, Inc. v. Western Recreational Vehicles, Inc., 222 USPQ
  1012 (TTAB 1984), and Wella Corp. v. California Concept Corp., 192 USPQ
  158 (TTAB 1976), rev'd on other grounds, 558 F.2d 1019, 194 USPQ 419
  (CCPA 1977).  See also Jerrold Electronics Corp. v. Magnavox Co., 199 USPQ
  751 (TTAB 1978), and General Electric Co. v. Graham Magnetics Inc., 197
  USPQ 690 (TTAB 1977).
  
  When an interrogatory answer, or an admission, has been made of record by one
  party in accordance with 37 CFR 2.120(j), it may be referred to by any party
  for any purpose permitted by the Federal Rules of Evidence.  See 37 CFR
  2.120(j)(7).   See also Henry Siegel Co. v. M & R International Mfg. Co., 4
  USPQ2d 1154 (TTAB 1987); Anheuser-Busch, Inc. v. Major Mud & Chemical
  Co., 221 USPQ 1191 (TTAB 1984); and Beecham Inc. v. Helene Curtis
  Industries, Inc., 189 USPQ 647 (TTAB 1976).     
  
  An interrogatory answer, or an admission, not properly offered in evidence
  under 37 CFR 2.120(j) may nevertheless be considered by the Board if the
  nonoffering party (parties) does not object thereto; and/or treats the answer, or
  admission, as being of record; and/or improperly offers an interrogatory answer,
  or an admission, in the same manner.  See, for example, Riceland Foods Inc. v.
  Pacific Eastern Trading Corp., 26 USPQ2d 1883 (TTAB 1993); Heaton
  Enterprises of Nevada Inc. v. Lang, 7 USPQ2d 1842 (TTAB 1988); Triumph
  Machinery Co. v. Kentmaster Manufacturing Co., 1 USPQ2d 1826 (TTAB
  1987); Plus Products v. Natural Organics, Inc., 204 USPQ 773 (TTAB 1979);
  Pamex Foods, Inc. v. Clover Club Foods Co., 201 USPQ 308 (TTAB 1978);
  Safeway Stores, Inc. v. Captn's Pick, Inc., 203 USPQ 1025 (TTAB 1979);
  Jerrold Electronics Corp. v. Magnavox Co., 199 USPQ 751 (TTAB 1978);
  General Electric Co. v. Graham Magnetics Inc., 197 USPQ 690 (TTAB 1977);
  Plus Products v. Don Hall Laboratories, 191 USPQ 584 (TTAB 1976); and
  Plus Products v. Sterling Food Co., 188 USPQ 586 (TTAB 1975).  
  
  Requests for discovery, responses thereto, and materials or depositions obtained
  through the discovery process should not be filed with the Board except when
  submitted (1) with a motion relating to discovery; or (2) in support of or
  response to a motion for summary judgment; or (3) under a notice of reliance
  during a party's testimony period; or (4) as exhibits to a testimony deposition; or
  (5) in support of an objection to proffered evidence on the ground that the
  evidence should have been, but was not, provided in response to a request for
  discovery; or (6) with the complaint, in the case of discovery requests, for later
  service upon the defendant, by the Board, with defendant's copies of the
  complaint and proceeding notification letter.   Discovery papers or materials
  filed under other circumstances may be returned by the Board.  See 37 CFR
  2.120(j)(8), and TBMP 413 and authorities cited therein.
  
  Nothing in 37 CFR 2.120(j) will be interpreted to preclude the reading or the
  use of an interrogatory answer, or an admission, as part of the examination or
  cross-examination of any witness during the testimony period of any party.  See
  37 CFR 2.120(j)(6).  See also West End Brewing Co. of Utica, N.Y. v. South
  Australian Brewing Co., 2 USPQ2d 1306 (TTAB 1987).  Cf. Steiger Tractor,
  Inc. v. Steiner Corp., 221 USPQ 165 (TTAB 1984), different results reached  on
  reh'g, 3 USPQ2d 1708 (TTAB 1984).
  
  For information concerning the taking of discovery by way of interrogatories,
  see TBMP 406 and 407.  For information concerning the taking of discovery
  by way of requests for admission, see TBMP 410 and 411.  For information
  concerning the raising of objections to notices of reliance and materials filed
  thereunder, see TBMP 533 and 718.02.  
  
  NOTE:  Some of the cases cited in this section were the predecessors to the
  cited provisions in current 37 CFR 2.120(j), or were decided under rules which
  were the predecessors to such provisions.
  
  
  
  711  Produced Documents
  
  37 CFR 2.122(e) Printed publications and official records.  Printed
  publications, such as books and periodicals, available to the general public in
  libraries or of general circulation among members of the public or that segment
  of the public which is relevant under an issue in a proceeding, and official
  records, if the publication or official record is competent evidence and relevant
  to an issue, may be introduced in evidence by filing a notice of reliance on the
  material being offered.  The notice shall specify the printed publication
  (including information sufficient to identify the source and the date of the
  publication) or the official record and the pages to be read; indicate generally
  the relevance of the material being offered; and be accompanied by the official
  record or a copy thereof whose authenticity is established under the Federal
  Rules of Evidence, or by the printed publication or a copy of the relevant
  portion thereof.  A copy of an official record of the Patent and Trademark
  Office need not be certified to be offered in evidence.  The notice of reliance
  shall be filed during the testimony period of the party that files the notice.
  
  37 CFR 2.120(j)(3)(ii) A party which has obtained documents from another
  party under Rule 34 of the Federal Rules of Civil Procedure may not make the
  documents of record by notice of reliance alone, except to the extent that they
  are admissible by notice of reliance under the provisions of 2.122(e).
  
  In an inter partes proceeding before the Board, a party which has obtained
  documents from another party, under FRCP 34, may not make the produced
  documents of record by notice  of reliance alone, except to the extent that they
  are admissible by notice of reliance under 37 CFR 2.122(e) (as official records;
  or as printed publications, such as books and periodicals, available to the general
  public in libraries or of general circulation among members of the public or that
  segment of the public which is relevant under an issue in the proceeding--see
  TBMP 707 and 708).  See 37 CFR 2.120(j)(3)(ii).  See also, for example, M-
  Tek Inc. v. CVP Systems Inc., 17 USPQ2d 1070 (TTAB 1990); Miles
  Laboratories Inc. v. Naturally Vitamin Supplements Inc., 1 USPQ2d 1445
  (TTAB 1986); Osage Oil & Transportation, Inc. v. Standard Oil Co., 226
  USPQ 905 (TTAB 1985); Jeanne-Marc, Inc. v. Cluett, Peabody & Co., 221
  USPQ 58 (TTAB 1984); BAF Industries v. Pro-Specialties, Inc., 206 USPQ 166
  (TTAB 1980); Autac Inc. v. Viking Industries, Inc., 199 USPQ 367 (TTAB
  1978); Southwire Co. v. Kaiser Aluminum & Chemical Corp., 196 USPQ 566
  (TTAB 1977); Dow Corning Corp. v. Doric Corp., 192 USPQ 106 (TTAB
  1976); Harvey Hubbell, Inc. v. Red Rope Industries, Inc., 191 USPQ 119
  (TTAB 1976); MRI Systems Corp. v. Wesley-Jessen Inc., 189 USPQ 214 (TTAB
  1975); and Janet E. Rice, TIPS FROM THE TTAB:  Making Documents
  Obtained During Discovery and Third-Party Registrations of Record, 67
  Trademark Rep. 54 (1977).
  
  Listed below are a number of methods by which documents produced in
  response to a request for production of documents may be made of record:   
  
     (1) A party which has obtained documents under FRCP 34 
  may serve upon its adversary requests for admission of the authenticity of the
  documents, and then, during its testimony period, file a notice of reliance, under
  37 CFR 2.120(j)(3)(i), on the requests for admission, the exhibits thereto, and
  its adversary's admissions (or a statement that its adversary failed to respond to
  the requests for admission).  However, if a party wishes to have an opportunity
  to serve requests for admission after obtaining documents under FRCP 34, it
  must serve its request for production of documents early in the discovery period,
  so that when it obtains the produced documents, it will have time to prepare and
  serve requests for admission prior to the expiration of the discovery period.  See
  TBMP 403.05(a) and 403.05(c).
  
     (2) A party which has obtained documents under FRCP 34 
  may offer them as exhibits in connection with the taking of its adversary's
  discovery deposition.  Again, however, the request for production of documents
  must be served early in the discovery period, so that there will still be time
  remaining therein, after the requested documents have  been produced, to notice
  and take a discovery deposition.  See TBMP 403.05(a) and 403.05(c).
  
     (3) A party which has obtained documents under FRCP 34 
  may introduce them as exhibits during the cross-examination of its adversary's
  witness.  See Harvey Hubbell, Inc. v. Red Rope Industries, Inc., 191 USPQ 119
  (TTAB 1976).  This method is available only if the adversary takes testimony,
  and the obtained documents pertain to matters within the scope of the direct
  examination of the witness.
  
     (4) A party which has obtained documents under FRCP 34 
  may, during its own testimony period, take the testimony of its adversary as an
  adverse witness, and introduce the obtained documents as exhibits during direct
  examination.  See Harvey Hubbell, Inc. v. Red Rope Industries, Inc., 191 USPQ
  119 (TTAB 1976).
  
     (5) A party which has obtained documents under FRCP 34 
  may, during its own testimony period, make of record by notice of reliance,
  under 37 CFR 2.122(e), any of the documents which falls into the category of
  "printed publications, such as books and periodicals, available to the general
  public in libraries or of general circulation among members of the public or that
  segment of the public which is relevant under an issue in a proceeding, and
  official records, if the publication or official record is competent evidence and
  relevant to an issue" (see:  TBMP sections 707 and 708).  See 37 CFR
  2.120(j)(3)(ii), and cases cited in the first paragraph of this section.
  
    (6) A party which wishes to obtain documents under FRCP 
  34 may combine its request for production of documents with a notice of taking
  discovery deposition, and ask that the requested documents be produced at the
  deposition.  However, the combined request for production and notice of
  deposition must be served well prior to the date set for the deposition, because a
  discovery deposition must be both noticed and taken prior to the close of the
  discovery period, and because FRCP 34(b) allows a party 30 days in which to
  respond to a request for production of documents (this period is lengthened to
  35 days if service of the request is made by first-class mail, "Express Mail," or
  overnight courier--see 37 CFR 2.119(c)), except that a defendant may serve
  responses either within 30 days (35 days) after service of the request, or within
  45 days after service of the complaint upon it by the Board.  See TBMP
  403.05(a) and 403.05(c).
  
      (7)  Documents obtained under FRCP 34 may be made of 
  record by stipulation of the parties.
   
  Documents obtained by request for production of documents under FRCP 34,
  and improperly offered in evidence, may nevertheless be considered by the
  Board if the nonoffering party (parties) does not object thereto; and/or treats the
  documents as being of record; and/or in the same manner improperly offers
  documents which it obtained under FRCP 34.  See, for example, Jeanne-Marc,
  Inc. v. Cluett, Peabody & Co., 221 USPQ 58 (TTAB 1984); Autac Inc. v. Viking
  Industries, Inc., 199 USPQ 367 (TTAB 1978); Southwire Co. v. Kaiser
  Aluminum & Chemical Corp., 196 USPQ 566 (TTAB 1977); Harvey Hubbell,
  Inc. v. Red Rope Industries, Inc., 191 USPQ 119 (TTAB 1976).  Cf. Osage Oil
  & Transportation, Inc. v. Standard Oil Co., 226 USPQ 905 (TTAB 1985).
  
  Further, documents provided as all or part of an answer to an interrogatory may
  be made of record, as an interrogatory answer, by notice of reliance filed in
  accordance with 37 CFR 2.120(j)(3)(i) and 2.120(j)(5).  See M-Tek Inc. v.
  CVP Systems Inc., 17 USPQ2d 1070 (TTAB 1990), and Miles Laboratories Inc.
  v. Naturally Vitamin Supplements Inc., 1 USPQ2d 1445 (TTAB 1986).
  
  For information concerning the obtaining of discovery by way of a request for
  production of documents, see TBMP 408 and 409.
  
  NOTE:  Most of the cases cited in this section preceded 37 CFR
  2.120(j)(3)(ii).                                      
  
  
  712  Judicial Notice
  
  37 CFR 2.122(a) Rules of Evidence.  The rules of evidence for proceedings
  before the Trademark Trial and Appeal Board are the Federal Rules of
  Evidence, the relevant provisions of the Federal Rules of Civil Procedure, the
  relevant provisions of Title 28 of the United States Code, and the provisions of
  this Part of Title 37 of the Code of Federal Regulations.
  
  FRE 201.  Judicial Notice of Adjudicative Facts
  (a) Scope of rule.  This rule governs only judicial notice of adjudicative facts.
  
  (b) Kinds of facts.  A judicially noticed fact must be one not subject to
  reasonable dispute in that it is either (1) generally known within the territorial
  jurisdiction of the trial court or (2) capable of accurate and ready determination
  by resort to sources whose accuracy cannot reasonably be questioned.
   
  (c) When discretionary.  A court may take judicial notice, whether requested or
  not.
  
  (d) When mandatory.  A court shall take judicial notice if requested by a party
  and supplied with the necessary information.
  
  (e) Opportunity to be heard.  A party is entitled upon timely request to an
  opportunity to be heard as to the propriety of taking judicial notice and the
  tenor of the matter noticed.  In the absence of prior notification, the request
  may be made after judicial notice has been taken.
  
  (f) Time of taking notice.  Judicial notice may be taken at any stage of the
  proceeding.
  
  In appropriate instances, the Board may take judicial notice of adjudicative
  facts.  See 37 CFR 2.122(a) and FRE 201. 
  
  
  
  712.01  Kind of Fact Which May be Judicially Noticed
  
  The only kind of fact which may be judicially noticed by the Board is a fact
  which is "not subject to reasonable dispute in that it is either (1) generally
  known within the territorial jurisdiction of the trial court or (2) capable of
  accurate and ready determination by resort to sources whose accuracy cannot
  reasonably be questioned."  See FRE 201(b).  See also, for example, B.V.D.
  Licensing Corp. v. Body Action Design Inc., 846 F.2d 727, 6 USPQ2d 1719
  (Fed. Cir. 1988); Amalgamated Bank of New York v. Amalgamated Trust &
  Savings Bank, 842 F.2d 1270, 6 USPQ2d 1305 (Fed. Cir. 1988); Wella Corp. v.
  California Concept Corp., 558 F.2d 1019, 194 USPQ 419 (CCPA 1977); Omega
  SA v. Compucorp, 229 USPQ 191 (TTAB 1985); and United States National
  Bank of Oregon v. Midwest Savings and Loan Ass'n, 194 USPQ 232 (TTAB
  1977).
  
  For examples of decisions concerning whether particular facts are appropriate
  subject matter for judicial notice by the Board, see B.V.D. Licensing Corp. v.
  Body Action Design Inc., 846 F.2d 727, 6 USPQ2d 1719 (Fed. Cir. 1988)
  (dictionary definition of term as trademark--yes, indicates mark is reasonably
  famous; also, encyclopedias may be consulted); Wella Corp. v. California
  Concept Corp., 558 F.2d 1019, 194 USPQ 419 (CCPA 1977) (home cold
  permanent wave kits have for many years been sold directly to nonprofessional
  consumers through retail outlets--yes); Pinocchio's Pizza Inc. v. Sandra Inc., 11
  USPQ2d 1227  (TTAB 1989) (Catonsville, Maryland is located between
  Baltimore, Maryland and Washington, D.C.--yes); Los Angeles Bonaventure Co.
  v. Bonaventure Associates, 4 USPQ2d 1882 (TTAB 1987) (whether other
  companies have expanded from restaurant services to hotel services under a
  single mark, and, if so, when--no); Beech Aircraft Corp. v. Lightning Aircraft
  Co., 1 USPQ2d 1290 (TTAB 1986) (files of applications and/or registrations,
  where no copies thereof are filed, and they are not the subject of the
  proceeding--no); Hertz System, Inc. v. A-Drive Corp., 222 USPQ2d 625 (TTAB
  1984) (the numeral "1" is widely used to indicate superiority--yes); Abbott
  Laboratories v. Tac Industries, Inc., 217 USPQ 819 (TTAB 1981) (use of
  antimicrobial agents in the floor covering industry--no); University of Notre
  Dame du Lac v. J. C. Gourmet Food Imports Co., 213 USPQ 594 (TTAB
  1982), aff'd, 703 F.2d 1372, 217 USPQ 505 (Fed. Cir. 1983) (dictionary
  definitions--yes); Marcal Paper Mills, Inc. v. American Can Co., 212 USPQ 852
  (TTAB 1981) (dictionary definitions--yes); Sprague Electric Co. v. Electrical
  Utilities Co., 209 USPQ 88 (TTAB 1980) (standard reference works--yes);
  General Mills Fun Group, Inc. v. Tuxedo Monopoly, Inc., 204 USPQ 396
  (TTAB 1979), aff'd, Tuxedo Monopoly, Inc. v. General Mills Fun Group, Inc.,
  648 F.2d 1335, 209 USPQ 986, 988 (CCPA 1981) (frequent use of famous
  marks on collateral products such as clothing, glassware, trash cans, etc.--yes);
  Cities Service Co. v. WMF of America, Inc., 199 USPQ 493 (TTAB 1978)
  (third-party registrations and listings in trade directories, where no copies thereof
  are submitted--no); Quaker Oats Co. v. Acme Feed Mills, Inc., 192 USPQ 653
  (TTAB 1976) (law of any jurisdiction, when a copy thereof is submitted under
  notice of reliance--yes); Plus Products v. Sterling Food Co., 188 USPQ 586
  (TTAB 1975) (food supplements and fortifiers are commonly used in producing
  bakery products--yes); and Bristol-Myers Co. v. Texize Chemicals, Inc., 168
  USPQ 670 (TTAB 1971) (operations of opposer and applicant--no).
                                
  
  
  712.02  When Discretionary
  
  The Board, in its discretion, may take judicial notice of a fact not subject to
  reasonable dispute, as defined in FRE 201(b), whether or not it is requested to
  do so.  See FRE 201(c).  See also United States National Bank of Oregon v.
  Midwest Savings and Loan Ass'n, 194 USPQ 232 (TTAB 1977), and Litton
  Business Systems, Inc. v. J. G. Furniture Co., 190 USPQ 431 (TTAB 1976).
  
   
  
  712.03  When Mandatory
   
  The Board will take judicial notice of a fact not subject to reasonable dispute, as
  defined in FRE 201(b), if a party (1) requests that the Board do so, and (2)
  supplies the necessary information.  See FRE 201(d).  See also United States
  National Bank of Oregon v. Midwest Savings and Loan Ass'n, 194 USPQ 232
  (TTAB 1977), and Litton Business Systems, Inc. v. J. G. Furniture Co., 190
  USPQ 431 (TTAB 1976).  The request should be made during the requesting
  party's testimony period, by notice of reliance accompanied by the necessary
  information.  See Litton Business Systems, Inc. v. J. G. Furniture Co., supra. 
  See also Wright Line Inc. v. Data Safe Services Corp., 229 USPQ 769 (TTAB
  1985), and Sprague Electric Co. v. Electrical Utilities Co., 209 USPQ 88
  (TTAB 1980).  
  
  
  
  712.04  Opportunity to be Heard
  
  A party to a proceeding before the Board is entitled, upon timely request, "to an
  opportunity to be heard as to the propriety of taking judicial notice and the tenor
  of the matter noticed.  In the absence of prior notification, the request may be
  made after judicial notice has been taken."  See FRE 201(e).  See also Litton
  Business Systems, Inc. v. J. G. Furniture Co., 190 USPQ 431 (TTAB 1976). 
  This does not mean, however, that when judicial notice is taken without prior
  notification, a party is automatically entitled to a hearing upon request, even if it
  makes no offer to show that the taking of judicial notice was improper.  See In
  re Sarkli, Ltd., 721 F.2d 353, 220 USPQ 111 (Fed. Cir. 1983).  See also Tuxedo
  Monopoly, Inc. v. General Mills Fun Group, Inc., 648 F.2d 1335, 209 USPQ
  986, 988 (CCPA 1981). 
                                                           
  
  
  712.05  Time of Taking Notice
  
  Judicial notice may be taken at any stage of a Board proceeding, even at the
  time of decision on appeal from the Board's decision therein.  See, for example,
  FRE 201(f); B.V.D. Licensing Corp. v. Body Action Design Inc., 846 F.2d 727,
  6 USPQ2d 1719 (Fed. Cir. 1988); Amalgamated Bank of New York v.
  Amalgamated Trust & Savings Bank, 842 F.2d 1270, 6 USPQ2d 1305 (Fed. Cir.
  1988); American Security Bank v. American Security and Trust Co., 571 F.2d
  564, 197 USPQ  65 (CCPA 1978); Wella Corp. v. California Concept Corp.,
  558 F.2d 1019, 194 USPQ 419 (CCPA 1977); and Food Specialty Co. v. Kal
  Kan Foods, Inc., 487 F.2d 1389, 180 USPQ 136 (CCPA 1973).
  
  
  
  713  Oral Depositions
  
  713.01  In General
  
  A testimony deposition is a device used by a party to a Board inter partes
  proceeding to present evidence in support of its case.  During a party's
  testimony period, testimony depositions are taken, by or on behalf of the party,
  of the party himself or herself (if the party is an individual), or of an official or
  employee of the party, or of some other witness testifying (either willingly or
  under subpoena) in behalf of the party.  See TBMP 404.02, and authorities
  cited therein. 
  
  Testimony depositions are the means by which a party may introduce into the
  record not only the testimony of its witnesses, but also those documents and
  other exhibits which may not be made of record by notice of reliance.  See
  TBMP 703 and 707-711, describing types of evidence admissible by notice of
  reliance.  However, only evidence admissible under the applicable rules of
  evidence may properly be adduced during a testimony deposition; inadmissibility
  is a valid ground for objection.  See 37 CFR 2.122(a) and 2.123(k), and
  TBMP 718.03.
  
  The Board does not preside at the taking of testimony.  Rather, testimony is
  taken out of the presence of the Board, upon oral examination or written
  questions, and the written transcripts thereof, together with any exhibits thereto,
  are then submitted to the Board.  See TBMP 702.  See also TBMP 502.01.
  
  For a comparison of testimony depositions and discovery depositions, see TBMP
  404.02.
  
  
  
  713.02  Form of Testimony
  
  37 CFR 2.123(a)(1) The testimony of witnesses in inter partes cases may be
  taken by depositions upon oral examination as provided by this section or by
  depositions upon written questions as provided by 2.124.  If a party serves
  notice of the taking of a testimonial deposition upon  written questions of a
  witness who is, or will be at the time of the deposition, present within the
  United States or any territory which is under the control and jurisdiction of the
  United States, any adverse party may, within fifteen days from the date of
  service of the notice, file a motion with the Trademark Trial and Appeal Board,
  for good cause, for an order that the deposition be taken by oral examination.
  
  (2) A testimonial deposition taken in a foreign country shall be taken by
  deposition upon written questions as provided by 2.124, unless the Board, upon
  motion for good cause, orders that the deposition be taken by oral examination,
  or the parties so stipulate.
  
  (b) Stipulations.  If the parties so stipulate in writing, depositions may be taken
  before any person authorized to administer oaths, at any place, upon any notice,
  and in any manner, and when so taken may be used like other depositions.  By
  agreement of the parties, the testimony of any witness or witnesses of any party,
  may be submitted in the form of an affidavit by such witness or witnesses.  The
  parties may stipulate what a particular witness would testify to if called, or the
  facts in the case of any party may be stipulated.
  
  Ordinarily, the testimony of a witness may be taken either upon oral
  examination pursuant to 37 CFR 2.123, or by deposition upon written
  questions pursuant to 37 CFR 2.124.  See 37 CFR 2.123(a)(1).  For
  information concerning depositions upon written questions, see TBMP 714.
  
  However, if a party serves notice of the taking of a testimony deposition upon
  written questions of a witness who is, or will be at the time of the deposition,
  present within the United States (or any territory which is under the control and
  jurisdiction of the United States), any adverse party may, within 15 days from
  the date of service of the notice (20 days if service of the notice was by first-
  class mail, "Express Mail," or overnight courier--see 37 CFR 2.119(c)), file a
  motion with the Board, for good cause, for an order that the deposition be taken
  by oral examination.  See 37 CFR 2.123(a)(1).  See also Century 21 Real
  Estate Corp. v. Century Life of America, 15 USPQ2d 1079 (TTAB 1990),
  corrected, 19 USPQ2d 1479 (TTAB 1990); Feed Flavors Inc. v. Kemin
  Industries, Inc., 209 USPQ 589 (TTAB 1980); Fischer Gesellschaft m.b.H. v.
  Molnar & Co., 203 USPQ 861 (TTAB 1979); and TBMP 532.
  
  In addition, a testimony deposition taken in a foreign country must be taken by
  deposition upon written questions,  unless the Board, upon motion for good
  cause, orders that the deposition be taken by oral examination, or the parties so
  stipulate.  See 37 CFR 2.123(a)(2).  See also TBMP 520.  Cf. 37 CFR
  2.120(c)(1); TBMP 404.03(c)(1); and Orion Group Inc. v. Orion Insurance
  Co. P.L.C., 12 USPQ2d 1923 (TTAB 1989).
  
  By agreement of the parties, the testimony of any witness or witnesses of any
  party may be submitted in the form of an affidavit by such witness or witnesses. 
  See 37 CFR 2.123(b).  See also Hilson Research Inc. v. Society for Human
  Resource Management, 27 USPQ2d 1423 (TTAB 1993); McDonald's Corp. v.
  McKinley, 13 USPQ2d 1895 (TTAB 1989); Chase Manhattan Bank, N.A. v. Life
  Care Services Corp., 227 USPQ 389 (TTAB 1985); Oxy Metal Industries Corp.
  v. Transene Co., 196 USPQ 845 (TTAB 1977); and National Distillers and
  Chemical Corp. v. Industrial Condenser Corp., 184 USPQ 757 (TTAB 1974).
  The parties may also stipulate the facts in the case of any party, or what a
  particular witness would testify to if called, or that a party may use a discovery
  deposition as testimony.  See 37 CFR 2.123(b).  See also Health-Tex Inc. v.
  Okabashi (U.S.) Corp., 18 USPQ2d 1409 (TTAB 1990), and Oxy Metal
  Industries Corp. v. Transene Co., 196 USPQ 845 (TTAB 1977).
  
  
  
  713.03  Time for Taking Testimony
  
  A party which desires to take testimony may do so only during its assigned
  testimony period, except by stipulation of the parties approved by the Board, or,
  upon motion, by order of the Board.  See 37 CFR 2.121(a)(1).  See also TBMP
  701 and authorities cited therein.
  
  For information concerning the assignment of testimony periods, and the
  rescheduling, extension, and reopening thereof, see TBMP 509 and 701.
  
  
  
  713.04  Time and Place of Deposition
  
  37 CFR 2.123(a)(1) The testimony of witnesses in inter partes cases may be
  taken by depositions upon oral examination as provided by this section or by
  depositions upon written questions as provided by 2.124.  If a party serves
  notice of the taking of a testimonial deposition upon written questions of a
  witness who is, or will be at the time of the deposition, present within the
  United States or  any territory which is under the control and jurisdiction of the
  United States, any adverse party may, within fifteen days from the date of
  service of the notice, file a motion with the Trademark Trial and Appeal Board,
  for good cause, for an order that the deposition be taken by oral examination.
  
  (2) A testimonial deposition taken in a foreign country shall be taken by
  deposition upon written questions as provided by 2.124, unless the Board, upon
  motion for good cause, orders that the deposition be taken by oral examination,
  or the parties so stipulate.
  
                              *     *     *
                                     
  (c) Notice of examination of witnesses.  Before the depositions of witnesses
  shall be taken by a party, due notice in writing shall be given to the opposing
  party or parties, as provided in 2.119(b), of the time when and place where the
  depositions will be taken, of the cause or matter in which they are to be used,
  and the name and address of each witness to be examined; if the name of a
  witness is not known, a general description sufficient to identify the witness or
  the particular class or group to which the witness belongs, together with a
  satisfactory explanation, may be given instead.  Depositions may be noticed for
  any reasonable time and place in the United States.  A deposition may not be
  noticed for a place in a foreign country except as provided in paragraph (a)(2)
  of this section.  No party shall take depositions in more than one place at the
  same time, nor so nearly at the same time that reasonable opportunity for travel
  from one place of examination to the other is not available.
  
  A testimony deposition may be noticed for any reasonable time during the
  deposing party's testimony period.  See 37 CFR 2.123(c).  A testimony
  deposition may not be taken outside the deposing party's testimony period
  except by stipulation of the parties approved by the Board, or, upon motion, by
  order of the Board.  See 37 CFR 2.121(a)(1).  See also TBMP 701 and
  authorities cited therein.  Cf. Of Counsel Inc. v. Strictly of Counsel Chartered,
  21 USPQ2d 1555 (TTAB 1991) (where opposer's testimony deposition was
  taken two days prior to the opening of opposer's testimony period, and applicant
  first raised an untimeliness objection in its brief on the case, objection held
  waived, since the premature taking of the deposition could have been corrected
  upon seasonable objection).
  
  A testimony deposition to be taken in the United States may be noticed for any
  reasonable place.  See 37 CFR 2.123(c).   
  
  A deposition may not be noticed for a place in a foreign country, unless the
  deposition is to be taken upon written questions as provided by 37 CFR 2.124,
  or unless the Board, upon motion for good cause, orders, or the parties stipulate,
  that the deposition be taken by oral examination.  See 37 CFR 2.123(a)(2)
  and 2.123(c).  See also TBMP 713.02.
  
  A party may not take depositions in more than one place at the same time, nor
  so nearly at the same time that reasonable opportunity for travel from one place
  of examination to the other is not available.  See 37 CFR 2.123(c).
  
  If the parties so stipulate in writing, a deposition may be taken before any
  person authorized to administer oaths, at any place, upon any notice, and in any
  manner, and when so taken may be used like any other deposition.  See 37 CFR
  2.123(b).
  
  
  
  713.05  Notice of Deposition
  
  37 CFR 2.123(c) Notice of examination of witnesses.  Before the depositions
  of witnesses shall be taken by a party, due notice in writing shall be given to
  the opposing party or parties, as provided in 2.119(b), of the time when and
  place where the depositions will be taken, of the cause or matter in which they
  are to be used, and the name and address of each witness to be examined; if the
  name of a witness is not known, a general description sufficient to identify the
  witness or the particular class or group to which the witness belongs, together
  with a satisfactory explanation, may be given instead.  Depositions may be
  noticed for any reasonable time and place in the United States.  A deposition
  may not be noticed for a place in a foreign country except as provided in
  paragraph (a)(2) of this section.  No party shall take depositions in more than
  one place at the same time, nor so nearly at the same time that reasonable
  opportunity for travel from one place of examination to the other is not
  available.
  
  Before the oral depositions of witnesses may be taken by a party, the party must
  give due (i.e., reasonable) notice in writing to every adverse party.  See 37 CFR
  2.123(c).  See also Jean Patou Inc. v. Theon Inc., 18 USPQ2d 1072 (TTAB
  1990); and Hamilton Burr Publishing Co. v. E. W. Communications, Inc., 216
  USPQ 802 (TTAB 1982).  Cf. TBMP  404.04. 
  
  The notice must specify the time and place the depositions will be taken, the
  cause or matter in which they are to be used, and the name and address of each
  witness to be examined.  If the name of a witness is not known, the notice must
  include a general description sufficient to identify the witness or the particular
  class or group to which the witness belongs, together with a satisfactory
  explanation.  See 37 CFR 2.123(c).  See also Steiger Tractor, Inc. v. Steiner
  Corp., 221 USPQ 165 (TTAB 1984), different results reached on reh'g, 3
  USPQ2d 1708 (TTAB 1984); O. M. Scott & Sons Co. v. Ferry-Morse Seed Co.,
  190 USPQ 352 (TTAB 1976); and Allstate Life Insurance Co. v. Cuna
  International, Inc., 169 USPQ 313 (TTAB 1971), aff'd without opinion, 487
  F.2d 1407, 180 USPQ 48 (CCPA 1973).   Cf. TBMP 404.04.
  
  If the parties so stipulate in writing, a deposition may be taken before any
  person authorized to administer oaths, at any place, upon any notice, and in any
  manner, and when so taken may be used like any other deposition.  See 37 CFR
  2.123(b).
  
  Ordinarily, a notice of oral deposition need not be filed with the Board, except
  as part of the completed deposition.  See Rany L. Simms, TIPS FROM THE
  TTAB:  Whether and When to File Papers During Trademark Proceedings, 67
  Trademark Rep. 175 (1977), and 37 CFR 2.123(f).  However, if a certified
  copy of the notice of deposition is, for some reason, required for use before a
  Federal district court, the notice of deposition must be filed with the Board for
  purposes of certification.  See TBMP 123 and 713.06(b).
  
  For information concerning the raising of an objection to a testimony deposition
  on the ground of improper or inadequate notice, see 37 CFR 2.123(e)(3) and
  TBMP 534.01.
  
  
  
  713.06  Securing Attendance of Unwilling Witness
  
  713.06(a)  In General
  
  Normally, during a party's testimony period, testimony depositions are taken, by
  or on behalf of the party, of the party himself or herself (if the party is an
  individual), or of an official or employee of the party, or of some other witness
  who is willing to appear voluntarily to testify on behalf of the party.  These
  testimony depositions may be taken, at least in the United States, on notice
  alone. 
   
  However, where a party wishes to take the testimony of an adverse party or
  nonparty, or an official or employee of an adverse party or nonparty, and the
  proposed witness is not willing to appear voluntarily to testify, the deposition
  may not be taken on notice alone.  Rather, the party which wishes to take the
  deposition must take steps, discussed below, to compel the attendance of the
  witness.  If the witness resides in a foreign country, the party may not be able to
  take the deposition.  See Health-Tex Inc. v. Okabashi (U.S.) Corp., 18 USPQ2d
  1409 (TTAB 1990); Consolidated Foods Corp. v. Ferro Corp., 189 USPQ 582
  (TTAB 1976); Saul Lefkowitz and Janet E. Rice, Adversary Proceedings Before
  the Trademark Trial and Appeal Board, 75 Trademark Rep. 323, 396-397
  (1985); Rany L. Simms, TIPS FROM THE TTAB:  Compelling the Attendance
  of a Witness in Proceedings Before the Board, 75 Trademark Rep. 296 (1985);
  and TBMP 713.06(b), 713.06(c), and 713.07.  See also Stockpot, Inc. v. Stock
  Pot Restaurant, Inc., 220 USPQ 52 (TTAB 1983), aff'd, Stock Pot Restaurant,
  Inc. v. Stockpot, Inc., 737 F.2d 1576, 222 USPQ 665 (Fed. Cir. 1984). 
  
  
  
  713.06(b)  Unwilling Witness Residing in United States
  
  If a party wishes to take the trial testimony of an adverse party or nonparty (or
  an official or employee of an adverse party or nonparty) residing in the United
  States, and the proposed witness is not willing to appear voluntarily to testify,
  the party wishing to take the testimony must secure the attendance of the
  witness by subpoena.  See Health-Tex Inc. v. Okabashi (U.S.) Corp., 18
  USPQ2d 1409 (TTAB 1990); Consolidated Foods Corp. v. Ferro Corp., 189
  USPQ 582 (TTAB 1976); Saul Lefkowitz and Janet E. Rice, Adversary
  Proceedings Before the Trademark Trial and Appeal Board, 75 Trademark Rep.
  323, 396-397 (1985); and Rany L. Simms, TIPS FROM THE TTAB: 
  Compelling the Attendance of a Witness in Proceedings Before the Board, 75
  Trademark Rep. 296 (1985).  Cf. TBMP 404.03(b)(2). 
  
  The subpoena must be issued, pursuant to 35 U.S.C. 24 and FRCP 45, from
  the United States district court in the Federal judicial district where the witness
  resides or is regularly employed.  If, for any reason, a certified copy of the
  notice of deposition is required in connection with the subpoena, such as for
  purposes of a motion to quash the subpoena, or a motion to enforce the
  subpoena, the interested party should contact the clerk of the court to determine
  whether the court will require a formal certified copy (i.e., a certified copy
  bearing a PTO seal) of the  notice, or will accept a Board verification letter (see
  TBMP 123.03).  A certified copy of a notice of deposition is a copy prepared
  by the party noticing the deposition, and certified by the PTO as being a true
  copy of the notice of deposition filed in the proceeding before the Board.  A
  verified copy of a notice of deposition is a copy prepared by the party noticing
  the deposition, and verified by the Board as being a true copy of the notice of
  deposition filed in the Board proceeding.  A copy of a notice of deposition
  cannot be certified by the PTO, or verified by the Board, unless it has been filed
  in the Board proceeding.  See Rany L. Simms, TIPS FROM THE TTAB: 
  Compelling the Attendance of a Witness in Proceedings Before the Board, 75
  Trademark Rep. 296 (1985), and TBMP 123.  For further information relating
  to PTO certification or Board verification of a notice of deposition, see TBMP
  123.
  
  If a person named in a subpoena compelling attendance at a testimony
  deposition fails to attend the deposition, or refuses to answer a question
  propounded at the deposition, the deposing party must seek enforcement from
  the United States district court which issued the subpoena.  Similarly, any
  request to quash a subpoena must be directed to the United States district court
  which issued the subpoena.  The Board has no jurisdiction over depositions by
  subpoena.  See, for example, Luehrmann v. Kwik Kopy Corp., 2 USPQ2d 1303
  (TTAB 1987); In re Johnson & Johnson, 59 F.R.D. 174, 178 USPQ 201 (D.Del.
  1973); PRD Electronics Inc. v. Pacific Roller Die Co., 169 USPQ 318 (TTAB
  1971); Saul Lefkowitz and Janet E. Rice, Adversary Proceedings Before the
  Trademark Trial and Appeal Board, 75 Trademark Rep. 323, 396-397 (1985);
  and Rany L. Simms, TIPS FROM THE TTAB:  Compelling the Attendance of a
  Witness in Proceedings Before the Board, 75 Trademark Rep. 296 (1985).
  
  
  
  713.06(c)  Unwilling Witness Residing in Foreign Country
  
  There is no certain procedure for obtaining, in a Board inter partes proceeding,
  the trial testimony deposition of a witness who resides in a foreign country, is
  an adverse party or a nonparty (or an official or employee of an adverse party or
  nonparty), and is not willing to appear voluntarily to testify.  However, the
  deposing party may be able to obtain the testimony deposition of such a witness
  through the letter rogatory procedure or the Hague Convention letter of request
  procedure.  See Rany L. Simms, TIPS FROM THE TTAB:  Compelling the
  Attendance of a Witness in Proceedings Before the Board, 75 Trademark Rep.
  296 (1985).  For information concerning these procedures, see  TBMP
  404.03(c)(2).
  
  
  
  713.07  Persons Before Whom Depositions May be Taken
  
  37 CFR 2.123(d) Persons before whom depositions may be taken. 
  Depositions may be taken before persons designated by Rule 28 of the Federal
  Rules of Civil Procedure.
  
  FRCP 28.  Persons Before Whom Depositions May Be Taken
  (a) Within the United States.  Within the United States or within a territory or
  insular possession subject to the jurisdiction of the United States, depositions
  shall be taken before an officer authorized to administer oaths by the laws of
  the United States or of the place where the examination is held, or before a
  person appointed by the court in which the action is pending.  A person so
  appointed has power to administer oaths and take testimony.  The term officer
  as used in Rules 30, 31 and 32 includes a person appointed by the court or
  designated by the parties under Rule 29.
  
  (b) In Foreign Countries.  Depositions may be taken in a foreign country (1)
  pursuant to any applicable treaty or convention, or (2) pursuant to a letter of
  request (whether or not captioned a letter rogatory), or (3) on notice before a
  person authorized to administer oaths in the place where the examination is
  held, either by the law thereof or by the law of the United States, or (4) before
  a person commissioned by the court, and a person so commissioned shall have
  the power by virtue of the commission to administer any necessary oath and
  take testimony.  A commission or a letter of request shall be issued on
  application and notice and on terms that are just and appropriate.  It is not
  requisite to the issuance of a commission or a letter of request that the taking of
  the deposition in any other manner is impracticable or inconvenient; and both a
  commission and a letter of request may be issued in proper cases.  A notice of
  commission may designate the person before whom the deposition is to be taken
  either by name or descriptive title.  A letter of request may be addressed "To
  the Appropriate Authority in [here name the country]."  When a letter of request
  or any other device is used pursuant to any applicable treaty or convention, it
  shall be captioned in the form prescribed by that treaty or convention. 
  Evidence obtained in response to a letter of request need not be excluded merely
  because it is not a verbatim transcript, because the testimony was not taken 
  under oath, or because of any similar departure from the requirements for
  depositions taken within the United States under these rules.
  
  (c) Disqualification for Interest.  No deposition shall be taken before a person
  who is a relative or employee or attorney or counsel of any of the parties, or is
  a relative or employee of such attorney or counsel, or is financially interested in
  the action.
  
  Depositions in Board inter partes proceedings may be taken before the persons
  described in FRCP 28.  See 37 CFR 2.123(d). 
  
  Thus, in the United States (or in any territory or insular possession subject to
  the jurisdiction of the United States) a Board proceeding testimony deposition
  "shall be taken before an officer authorized to administer oaths by the laws of
  the United States or of the place where the deposition is held, or before a person
  appointed by the court in which the action is pending."  See FRCP 28(a).  As a
  practical matter, Board proceeding depositions taken in the United States are
  usually taken before a court reporter who is authorized to administer oaths in the
  jurisdiction where the deposition is taken.
  
  In a foreign country, a Board proceeding testimony deposition may be taken
  pursuant to FRCP 28(b).  This means, for example, that a Board proceeding
  testimony deposition taken of a willing witness in a foreign country usually may
  be taken on notice before a United States consular official, or before anyone
  authorized by the law of the foreign country to administer oaths therein.  Some
  countries, however, may prohibit the taking of testimony within their boundaries
  for use in any other country, including the United States, even though the
  witness is willing; or may permit the taking of testimony only if certain
  procedures are followed.  See Wright & Miller, Federal Practice and
  Procedure:  Civil 2083 (1970).  A party which wishes to take a testimony
  deposition in a foreign country should first consult with local counsel in the
  foreign country, and/or with the Office of Citizens Consular Services,
  Department of State, in order to determine whether the taking of the deposition
  will be permitted by the foreign country, and, if so, what procedure must be
  followed.  The testimony of an unwilling adverse party or nonparty witness may
  be taken in a foreign country, if at all, only by the letter rogatory procedure, or
  by the letter of request procedure provided under the Hague Convention on the
  Taking of Evidence Abroad in Civil or Commercial Matters, or by any other
  procedure provided for the purpose by any future  treaty into which the United
  States may enter.  Cf. TBMP 404.03(c)(2) and 713.06(c). 
  
  If the parties so stipulate in writing (and if permitted by the laws of the foreign
  country, in the case of a deposition to be taken in a foreign country), a
  deposition may be taken before any person authorized to administer oaths, at
  any place, upon any notice, and in any manner, and when so taken may be used
  like any other deposition.  See 37 CFR 2.123(b).
  
  
  
  713.08  Examination of Witnesses
  
  37 CFR 2.123(e) Examination of witnesses.  (1) Each witness before testifying
  shall be duly sworn according to law by the officer before whom his deposition
  is to be taken.
  
  (2) The deposition shall be taken in answer to questions, with the questions and
  answers recorded in their regular order by the officer, or by some other person
  (who shall be subject to the provisions of Rule 28 of the Federal Rules of Civil
  Procedure) in the presence of the officer except when the officer's presence is
  waived on the record by agreement of the parties.  The testimony shall be taken
  stenographically and transcribed, unless the parties present agree otherwise.  In
  the absence of all opposition parties and their attorneys or other authorized
  representatives, depositions may be taken in longhand, typewriting, or
  stenographically.  Exhibits which are marked and identified at the deposition
  will be deemed to have been offered into evidence, without any formal offer
  thereof, unless the intention of the party marking the exhibits is clearly to the
  contrary.
  
  (3) Every adverse party shall have full opportunity to cross-examine each
  witness.  If the notice of examination of witnesses which is served pursuant to
  paragraph (c) of this section is improper or inadequate with respect to any
  witness, an adverse party may cross-examine that witness under protest while
  reserving the right to object to the receipt of the testimony in evidence. 
  Promptly after the testimony is completed, the adverse party, if he wishes to
  preserve the objection, shall move to strike the testimony from the record, which
  motion will be decided on the basis of all the relevant circumstances.  A motion
  to strike the testimony of a witness for lack of proper or adequate notice of
  examination must request the exclusion of the entire testimony of that witness
  and not only a part of that testimony.
   
  (4) All objections made at the time of the examination to the qualifications of
  the officer taking the deposition, or to the manner of taking it, or to the
  evidence presented, or to the conduct of any party, and any other objection to
  the proceedings, shall be noted by the officer upon the deposition.  Evidence
  objected to shall be taken subject to the objections.
  
  FRCP 30(b)(7) The parties may stipulate in writing or the court may upon
  motion order that a deposition be taken by telephone or other remote electronic
  means.  For the purposes of this rule and Rules 28(a), 37(a)(1), and 37(b)(1) a
  deposition taken by such means is taken in the district and at the place where
  the deponent is to answer questions.
  
  Before testifying, a witness whose testimony deposition is being taken for use in
  a Board inter partes proceeding must be duly sworn, according to law, by the
  officer before whom the deposition is to be taken.  See 37 CFR 2.123(e)(1). 
  See also TBMP 713.07. 
  
  The deposition is taken in answer to questions, and the questions and answers
  are recorded in order by the officer, or by some other person (who is subject to
  the provisions of FRCP 28) in the presence of the officer, except when the
  officer's presence is waived on the record by agreement of the parties.  The
  testimony is taken stenographically and transcribed, unless the parties present
  agree otherwise.  If no adverse party, or its attorney or other authorized
  representative, attends the deposition, the testimony may be taken in longhand,
  typewriting, or stenographically.  See 37 CFR 2.123(e)(2).
  
  The Board does not accept videotape depositions.  A deposition must be
  submitted to the Board in written form.  However, a videotape of a commercial,
  demonstration, etc., may be submitted as an exhibit to the testimony of a
  witness.
  
  Upon stipulation of the parties, or upon motion granted by the Board, a
  deposition may be taken or attended by telephone.  See FRCP 30(b)(7), and
  Hewlett-Packard Co. v. Healthcare Personnel Inc., 21 USPQ2d 1552 (TTAB
  1991).  A deposition taken by telephone is taken in the district and at the place
  where the witness is to answer the questions propounded to him or her.
  
  Exhibits which are marked and identified at the deposition will be deemed to
  have been offered in evidence, even if no  formal offer thereof is made, unless
  the intention of the party marking the exhibits is clearly to the contrary.  See 37
  CFR  2.123(e)(2).  See also Tiffany & Co. v. Classic Motor Carriages Inc., 10
  USPQ2d 1835 (TTAB 1989) (decided just prior to adoption of the present rule).
  
  If exhibits are large, bulky, valuable, or breakable, the Board strongly prefers
  that they be photographed (or, in the case of documents, photocopied), and that
  the photographs (or photocopies) be filed with the Board in lieu of the originals. 
  The originals should, of course, be shown to every adverse party.  If an original
  exhibit does not photograph (or photocopy) well, and one of the parties intends
  to request that an oral hearing be held on the case, the parties may agree that
  the original be carried to the oral hearing and given to the Board at that time. 
  See Gary D. Krugman, TIPS FROM THE TTAB:  Testimony Depositions, 70
  Trademark Rep. 353 (1980).  The Board cannot be responsible for the
  safekeeping and/or safe return of original exhibits which are large, bulky,
  valuable, or breakable.
  
  Every adverse party must be given a full opportunity to cross-examine the
  witness.  If the notice of deposition served by a party is improper or inadequate
  with respect to the witness, an adverse party may cross-examine the witness
  under protest while reserving the right to object to the receipt of the testimony
  in evidence.  See 37 CFR 2.123(e)(3).  For information concerning the raising
  of an objection to a testimony deposition on the ground of improper or
  inadequate notice, see 37 CFR 2.123(e)(3), and TBMP 534.02 and
  718.03(b).
  
  All objections made at the time of the taking of a testimony deposition as to the
  qualifications of the officer taking the deposition, the manner of taking the
  deposition, the evidence presented, the conduct of any party, or any other
  objection to the proceedings, are noted by the officer upon the deposition. 
  Evidence objected to is taken subject to the objections.  See 37 CFR
  2.123(e)(4).  See also TBMP 718.03. 
  
  Questions to which an objection is made ordinarily should be answered subject
  to the objection, but a witness may properly refuse to answer a question asking
  for information which is, for example, privileged or confidential.  See TBMP
  404.02, and authorities cited therein.  For information concerning the
  propounding party's recourse if a witness not only objects to, but also refuses to
  answer, a particular question, see TBMP 404.02 and 718.03(d), and 
  authorities cited therein.
  
  For further information concerning the raising of objections to testimony
  depositions, see TBMP 534 and 718.03, and authorities cited therein.
  
  If the parties so stipulate in writing, a deposition may be taken before any
  person authorized to administer oaths, at any place, upon any notice, and in any
  manner, and when so taken may be used like any other deposition.  See 37 CFR
  2.123(b).
  
  
  
  713.09  Form of Deposition
  
  37 CFR 2.123(g) Form of deposition.  (1) The pages of each deposition must
  be numbered consecutively, and the name of the witness plainly and
  conspicuously written at the top of each page.  The deposition may be written
  on legal-size or letter-size paper, with a wide margin on the left hand side of
  the page, and with the writing on one side only of the sheet.  The questions
  propounded to each witness must be consecutively numbered unless paper with
  numbered lines is used, and each question must be followed by its answer.
  
  (2) Exhibits must be numbered or lettered consecutively and each must be
  marked with the number and title of the case and the name of the party offering
  the exhibit.  Entry and consideration may be refused to improperly marked
  exhibits.
  
  (3) Each deposition must contain an index of the names of the witnesses, giving
  the pages where their examination and cross-examination begin, and an index of
  the exhibits, briefly describing their nature and giving the pages at which they
  are introduced and offered in evidence.
  
  37 CFR 2.125(d) Each transcript shall comply with 2.123(g) with respect to
  arrangement, indexing and form.
  
  A deposition must be submitted to the Board in written form.  The Board does
  not accept videotape depositions.
  
  The particular requirements for the form of a written deposition are specified in
  37 CFR 2.123(g).
  
  Although 37 CFR 2.123(g)(1) provides, inter alia, that a deposition may be
  written on either legal-size or letter-size paper, letter-size is recommended,
  because the case may ultimately be appealed to a Federal court which requires
  letter-size paper. 
   
  Exhibits must be marked as specified in 37 CFR 2.123(g)(2).  The Board, in its
  discretion, may refuse to enter and consider improperly marked exhibits.  See 37
  CFR 2.123(g)(2); Pass & Seymour, Inc. v. Syrelec, 224 USPQ 845 (TTAB
  1984); and G. Douglas Hohein, TIPS FROM THE TTAB:  Potpourri, 71
  Trademark Rep. 163 (1981).
  
  For information concerning deposition objections based on errors or
  irregularities in form, see TBMP 718.03(c).
  
  
  
  713.10  Signature of Deposition by Witness
  
  37 CFR 2.123(e)(5) When the deposition has been transcribed, the deposition
  shall be carefully read over by the witness or by the officer to him, and shall
  then be signed by the witness in the presence of any officer authorized to
  administer oaths unless the reading and the signature be waived on the record
  by agreement of all parties.
  
  The signature of a deposition by the witness is governed by 37 CFR
  2.123(e)(5).  The deposition does not have to be signed in the presence of the
  officer before whom the deposition was taken.  It may be signed in the presence
  of any officer authorized to administer oaths. 
  
  Reading and signature cannot be waived by mere agreement of the witness; the
  agreement of every party is required.  See 37 CFR 2.123(e)(5), and Gary D.
  Krugman, TIPS FROM THE TTAB:  Testimony Depositions, 70 Trademark Rep.
  353 (1980).
  
  
  
  713.11  Certification and Filing of Deposition by Officer
  
  37 CFR 2.123(f) Certification and filing by officer.  The officer shall annex to
  the deposition his certificate showing:
      (1) Due administration of the oath by the officer to 
  the witness before the commencement of his deposition;
     (2) The name of the person by whom the deposition was 
  taken down, and whether, if not taken down by the officer, it was taken down in
  his presence;
        (3) The presence or absence of the adverse party;
     (4) The place, day, and hour of commencing and taking 
  the deposition;
     (5) The fact that the officer was not disqualified as 
  specified in Rule 28 of the Federal Rules of Civil  Procedure. 
  
  If any of the foregoing requirements are waived, the certificate shall so state. 
  The officer shall sign the certificate and affix thereto his seal of office, if he has
  such a seal.  Unless waived on the record by an agreement, he shall then,
  without delay, securely seal in an envelope all the evidence, notices, and paper
  exhibits, inscribe upon the envelope a certificate giving the number and title of
  the case, the name of each witness, and the date of sealing, address the
  package, and forward the same to the Commissioner of Patents and
  Trademarks.  If the weight or bulk of an exhibit shall exclude it from the
  envelope, it shall, unless waived on the record by agreement of all parties, be
  authenticated by the officer and transmitted in a separate package marked and
  addressed as provided in this section.
  
  37 CFR 2.125 Filing and service of testimony.
  (a) One copy of the transcript of testimony taken in accordance with 2.123,
  together with copies of documentary exhibits and duplicates or photographs of
  physical exhibits, shall be served on each adverse party within thirty days after
  completion of the taking of that testimony.  If the transcript with exhibits is not
  served on each adverse party within thirty days or within an extension of time
  for the purpose, any adverse party which was not served may have remedy by
  way of a motion to the Trademark Trial and Appeal Board to reset such adverse
  party's testimony and/or briefing periods, as may be appropriate.  If the
  deposing party fails to serve a copy of the transcript with exhibits on an adverse
  party after having been ordered to do so by the Board, the Board, in its
  discretion, may strike the deposition, or enter judgment as by default against the
  deposing party, or take any such other action as may be deemed appropriate.
  
                              *     *     *
                                     
  (c) One certified transcript and exhibits shall be filed promptly with the
  Trademark Trial and Appeal Board.  Notice of such filing shall be served on
  each adverse party and a copy of each notice shall be filed with the Board.
  
  The certification and filing of a deposition are governed by 37 CFR 2.123(f). 
  The certified transcript, with exhibits, should be sent to the Board at its mailing
  address for papers not accompanied by a fee, i.e., BOX TTAB NO FEE,
  Assistant Commissioner for Trademarks, 2900 Crystal Drive, Arlington, Virginia
  22202-3513. 
   
  The certified transcript and exhibits must be filed promptly with the Board.  See
  37 CFR 2.125(c), and Hewlett-Packard Co. v. Human Performance
  Measurement, Inc., 23 USPQ2d 1390 (TTAB 1991).  A notice of reliance
  thereon need not (and should not) be filed.  See, for example, Paramount
  Pictures Corp. v. Romulan Invasions, 7 USPQ2d 1897 (TTAB 1988), and Entex
  Industries, Inc. v. Milton Bradley Co., 213 USPQ 1116 (TTAB 1982). 
  However, notice of the filing of the certified transcript, and accompanying
  exhibits, with the Board must be served on each adverse party.  A copy of each
  such notice must also be filed with the Board.  See 37 CFR 2.125(c).  In
  addition, one copy of the deposition transcript, together with copies, duplicates,
  or photographs of the exhibits thereto, must be served on each adverse party
  within 30 days after completion of the taking of the testimony, or within an
  extension of time for the purpose.  See 37 CFR  2.125(a).  For information
  concerning the remedy which an adverse party may have if it is not timely
  served with a copy of the deposition and exhibits, see TBMP 713.13.  
  
  If a party which took a deposition discovers that the officer has inadvertently
  failed to send the certified transcript, with exhibits, to the Board, the party
  should contact the officer and arrange for the immediate filing of the deposition
  with the Board.  See Gary D. Krugman, TIPS FROM THE TTAB:  Testimony
  Depositions, 70 Trademark Rep. 353 (1980).
  
  If the officer, by mistake, sends the certified deposition and exhibits to the party
  which took the deposition, or its attorney or other authorized representative,
  rather than to the Board, the party, or its attorney or other authorized
  representative, should, without delay, forward them to the Board, or return them
  to the officer for immediate transmittal to the Board.
  
  
  
  713.12  Testimony Deposition Must be Filed
  
  37 CFR 2.123(h) Depositions must be filed.  All depositions which are taken
  must be duly filed in the Patent and Trademark Office.  On refusal to file, the
  Office at its discretion will not further hear or consider the contestant with
  whom the refusal lies; and the Office may, at its discretion, receive and
  consider a copy of the withheld deposition, attested by such evidence as is
  procurable.
  
  All trial testimony depositions that are taken in a Board  inter partes proceeding
  must be filed with the Board, and, when filed, automatically constitute part of
  the evidentiary record in the proceeding.  See 37 CFR 2.123(h).  See also, for
  example, Hewlett-Packard Co. v. Human Performance Measurement, Inc., 23
  USPQ2d 1390 (TTAB 1991); Anheuser-Busch, Inc. v. Major Mud & Chemical
  Co., 221 USPQ 1191 (TTAB 1984); and An Evening at the Trotters, Inc. v. A
  Nite at the Races, Inc., 214 USPQ 737 (TTAB 1982).  If a party which took a
  testimony deposition refuses to file it, the Board, in its discretion, may refuse to
  further hear or consider the party, or may receive and consider a copy of the
  withheld deposition, attested by such evidence as is procurable.  See 37 CFR
  2.123(h). 
  
  
  
  713.13  Service of Deposition
  
  37 CFR 2.125 Filing and service of testimony.
  (a) One copy of the transcript of testimony taken in accordance with 2.123,
  together with copies of documentary exhibits and duplicates or photographs of
  physical exhibits, shall be served on each adverse party within thirty days after
  completion of the taking of that testimony.  If the transcript with exhibits is not
  served on each adverse party within thirty days or within an extension of time
  for the purpose, any adverse party which was not served may have remedy by
  way of a motion to the Trademark Trial and Appeal Board to reset such adverse
  party's testimony and/or briefing periods, as may be appropriate.  If the
  deposing party fails to serve a copy of the transcript with exhibits on an adverse
  party after having been ordered to do so by the Board, the Board, in its
  discretion, may strike the deposition, or enter judgment as by default against the
  deposing party, or take any such other action as may be deemed appropriate.
  
  One copy of the transcript of trial testimony, together with copies of
  documentary exhibits and duplicates or photographs of physical exhibits, must
  be served on each adverse party within 30 days after completion of the taking of
  the testimony, or within an extension of time for the purpose.  See 37 CFR
  2.125(a).
  
  The requirement that a copy of the transcript, with exhibits, be served upon
  every adverse party within the time specified in 37 CFR 2.125(a) is intended to
  ensure that each adverse party will have the testimony before it has to offer its
  own evidence, or, if the testimony in question is rebuttal testimony, to ensure
  that each adverse party will have the testimony before it has to prepare its brief
  on the  case.  See Techex, Ltd. v. Dvorkovitz, 220 USPQ 81 (TTAB 1983), and
  S. S. Kresge Co. v. J-Mart Industries, Inc., 178 USPQ 124 (TTAB 1973).  If a
  copy of the transcript, with exhibits, is not served on each adverse party within
  that time, any adverse party which was not served may have remedy by way of
  a motion to the Board to reset its testimony and/or briefing periods, as may be
  appropriate.  See 37 CFR  2.125(a), and Techex, Ltd. v. Dvorkovitz, supra.
  
  If a party which took a deposition fails to serve a copy of the transcript, with
  exhibits, on an adverse party after having been ordered to do so by the Board,
  the Board, in its discretion, may take any of the actions mentioned in 37 CFR
  2.125(a). 
  
  
  
  713.14  Correction of Errors in Deposition
   
  37 CFR 2.125(b) The party who takes testimony is responsible for having all
  typographical errors in the transcript and all errors of arrangement, indexing
  and form of the transcript corrected, on notice to each adverse party, prior to
  the filing of one certified transcript with the Trademark Trial and Appeal Board. 
  The party who takes testimony is responsible for serving on each adverse party
  one copy of the corrected transcript or, if reasonably feasible, corrected pages
  to be inserted into the transcript previously served.
  
  A party which takes testimony is responsible for having any errors in the
  transcript corrected, on notice to each adverse party, prior to the filing of the
  certified transcript with the Board.  See 37 CFR 2.125(b), and Hewlett-Packard
  Co. v. Human Performance Measurement, Inc., 23 USPQ2d 1390 (TTAB 1991).
  
  
  If the witness, upon reading the transcript, discovers that typographical or
  editorial corrections need to be made, or that other corrections are necessary to
  make the transcript an accurate record of what the witness actually said during
  the taking of his or her testimony, the witness should make a list of all such
  corrections and forward the list to the officer before whom the deposition was
  taken.  The officer, in turn, should correct the transcript by redoing the involved
  pages.  Alternatively, if there are not many corrections to be made, the witness
  may correct the transcript by writing each correction above the original text
  which it corrects, and initialing the correction.  Although parties sometimes
  attempt to correct errors in transcripts by simply inserting a list of corrections at
  the  end of the transcript, this is not an effective method of correction.  The
  Board does not enter corrections for litigants, and the list of corrections is likely
  to be overlooked and/or disregarded.
  
  If corrections are necessary, the party which took the deposition must serve on
  every adverse party a copy of the corrected transcript or, if reasonably feasible,
  corrected pages to be inserted into the transcript previously served.  See 37 CFR
  2.125(b).  See also Hewlett-Packard Co. v. Human Performance Measurement,
  Inc., 23 USPQ2d 1390 (TTAB 1991).
  
  If errors are discovered after the transcript has been filed with the Board, a list
  of corrections, signed by the witness, should be submitted to the Board (and
  served upon every adverse party), together with a request for leave to correct the
  errors.  Alternatively, the parties may stipulate that specified corrections may be
  made.  If the request is granted, or if the parties so stipulate, the party which
  took the deposition should send a representative to the offices of the Board to
  make the listed corrections by writing them above the original text in the
  transcript.  See:  Gary D. Krugman, TIPS FROM THE TTAB:  Testimony
  Depositions, 70 Trademark Rep. 353 (1980).   
  
  While typographical and editorial corrections may be made in a transcript, as
  well as other corrections necessary to make the transcript an accurate record of
  what the witness said during the taking of his or her testimony, material changes
  in the text are not permitted--the transcript may not be altered to change the
  testimony of the witness after the fact.  See Marshall Field & Co. v. Mrs. Fields
  Cookies, 25 USPQ2d 1321 (TTAB 1992); Cadence Industries Corp. v. Kerr,
  225 USPQ 331 (TTAB 1985); Entex Industries, Inc. v. Milton Bradley Co., 213
  USPQ 1116 (TTAB 1982).
  
  
  
  713.15  Objections to Testimony Depositions
  
  For information concerning objections to testimony depositions, see TBMP
  718.03.  See also TBMP 534.
                                                            
  
  
  713.16  Confidential or Trade Secret Material
  
  37 CFR 2.125(e) Upon motion by any party, for good cause, the Trademark
  Trial and Appeal Board may order that any part  of a deposition transcript or
  any exhibits that directly disclose any trade secret or other confidential
  research, development, or commercial information may be filed under seal and
  kept confidential under the provisions of 2.27(e).  If any party or any attorney
  or agent of a party fails to comply with an order made under this paragraph,
  the Board may impose any of the sanctions authorized by 2.120(g).
  
  Cf. 37 CFR 2.120(f), and TBMP 120.03, 416, 526, and 527.01.
  
  
  
  714  Depositions Upon Written Questions
  
  714.01  When Available
  
  714.01(a)  For Testimony
  
  37 CFR 2.123(a)(1) The testimony of witnesses in inter partes cases may be
  taken by depositions upon oral examination as provided by this section or by
  depositions upon written questions as provided by 2.124.  If a party serves
  notice of the taking of a testimonial deposition upon written questions of a
  witness who is, or will be at the time of the deposition, present within the
  United States or any territory which is under the control and jurisdiction of the
  United States, any adverse party may, within fifteen days from the date of
  service of the notice, file a motion with the Trademark Trial and Appeal Board,
  for good cause, for an order that the deposition be taken by oral examination.
  
  (2) A testimonial deposition taken in a foreign country shall be taken by
  deposition upon written questions as provided by 2.124, unless the Board, upon
  motion for good cause, orders that the deposition be taken by oral examination,
  or the parties so stipulate.
  
  (b) Stipulations.  If the parties so stipulate in writing, depositions may be taken
  before any person authorized to administer oaths, at any place, upon any notice,
  and in any manner, and when so taken may be used like other depositions.  By
  agreement of the parties, the testimony of any witness or witnesses of any party,
  may be submitted in the form of an affidavit by such witness or witnesses.  The
  parties may stipulate what a particular witness would testify to if called, or the
  facts in the case of any party may be stipulated.
  
  Ordinarily, the testimony of a witness may be taken either  upon oral
  examination pursuant to 37 CFR 2.123, or by deposition upon written
  questions pursuant to 37 CFR 2.124.  See 37 CFR 2.123(a)(1).  For
  information concerning depositions upon oral examination, see TBMP 713.
  
  However, if a party serves notice of the taking of a testimony deposition upon
  written questions of a witness who is, or will be at the time of the deposition,
  present within the United States (or any territory which is under the control and
  jurisdiction of the United States), any adverse party may, within 15 days from
  the date of service of the notice (20 days if service of the notice was by first-
  class mail, "Express Mail," or overnight courier--see 37 CFR 2.119(c)), file a
  motion with the Board, for good cause, for an order that the deposition be taken
  by oral examination.  See 37 CFR 2.123(a)(1), and TBMP 713.02 and cases
  cited therein.
  
  In addition, a testimony deposition taken in a foreign country must be taken by
  deposition upon written questions, unless the Board, upon motion for good
  cause, orders that the deposition be taken by oral examination, or the parties so
  stipulate.  See 37 CFR 2.123(a)(2), and TBMP 713.02 and cases cited therein.
  
  
  
  714.01(b)  For Discovery
  
  37 CFR 2.120(c) Discovery deposition in foreign countries. 
  (1) The discovery deposition of a natural person residing in a foreign country
  who is a party or who, at the time set for the taking of the deposition, is an
  officer, director, or managing agent of a party, or a person designated under
  Rule 30(b)(6) or Rule 31(a) of the Federal Rules of Civil Procedure, shall, if
  taken in a foreign country, be taken in the manner prescribed by 2.124 unless
  the Trademark Trial and Appeal Board, upon motion for good cause, orders or
  the parties stipulate, that the deposition be taken by oral examination.
  
  (2) Whenever a foreign party is or will be, during a time set for discovery,
  present within the United States or any territory which is under the control and
  jurisdiction of the United States, such party may be deposed by oral
  examination upon notice by the party seeking discovery.  Whenever a foreign
  party has or will have, during a time set for discovery, an officer, director,
  managing agent, or other person who consents to testify on its behalf, present
  within the United States or any territory which is under the  control and
  jurisdiction of the United States, such officer, director, managing agent, or other
  person who consents to testify in its behalf may be deposed by oral examination
  upon notice by the party seeking discovery.  The party seeking discovery may
  have one or more officers, directors, managing agents, or other persons who
  consent to testify on behalf of the adverse party, designated under Rule 30(b)(6)
  of the Federal Rules of Civil Procedure.  The deposition of a person under this
  paragraph shall be taken in the Federal judicial district where the witness
  resides or is regularly employed, or, if the witness neither resides nor is
  regularly employed in a Federal judicial district, where the witness is at the
  time of the deposition.  This paragraph does not preclude the taking of a
  discovery deposition of a foreign party by any other procedure provided by
  paragraph (c)(1) of this section.
  
  Ordinarily, a discovery deposition may be taken either upon oral examination or
  upon written questions.  See FRCP 26(a).  See also TBMP 404.02.
  
  However, the discovery deposition of a natural person who resides in a foreign
  country, and who is a party (or who, at the time set for the taking of the
  deposition, is an officer, director, or managing agent of a party, or a person
  designated under FRCP 30(b)(6) or FRCP 31 (a) to testify on behalf of a party),
  may be taken in a foreign country only upon written questions, in the manner
  described in 37 CFR 2.124, unless the Board, upon motion for good cause,
  orders, or the parties stipulate, that the deposition be taken by oral examination. 
  See 37 CFR 2.120(c)(1).  See also TBMP 404.03(c)(1) and authorities cited
  therein.
  
  If a natural person who is a foreign party (or an officer, director, or managing
  agent of a foreign party, or some other person who consents to testify on a
  foreign party's behalf) is or will be, during a time set for discovery, present
  within the United States or any territory which is under the control and
  jurisdiction of the United States, the party, officer, director, managing agent, or
  other person may be deposed, while in the United States, by oral examination
  upon notice by the party seeking discovery.  See 37 CFR 2.120(c)(2).  See also
  TBMP 404.03(c)(1) and authorities cited therein.  However, the Board will not
  order a natural person residing in a foreign country to come to the United States
  for the taking of his or her deposition.  See TBMP 404.03(c)(1) and cases cited
  therein.
  
  The discovery deposition of a natural person who resides in  a foreign country,
  and is not a party (or an officer, director, or managing agent of a party, or a
  person designated under FRCP 30(b)(6) or 31 (a) to testify on behalf of a party),
  but is willing to appear voluntarily to be deposed, may be taken in the same
  manner as the discovery deposition of a natural person who resides in a foreign
  country and who is a party.  See TBMP 404.03(c)(2).  If such a person is not
  willing to appear voluntarily to be deposed, his or her discovery deposition may
  be obtained, if at all, only through the letter rogatory procedure or the Hague
  Convention letter of request procedure.  See TBMP 404.03(c)(2).
  
  
  
  714.02  Persons Before Whom Depositions May be Taken
  
  37 CFR 2.124(a) A deposition upon written questions may be taken before any
  person before whom depositions may be taken as provided by Rule 28 of the
  Federal Rules of Civil Procedure.
  
  A deposition upon written questions, like a deposition upon oral examination,
  may be taken before the persons described in FRCP 28.  See 37 CFR 2.124(a). 
  For further information, see TBMP 713.07.
  
  
  
  714.03  Securing Attendance of Unwilling Witness
  
  For information concerning securing the attendance of an unwilling witness, see
  TBMP 404.03 (for discovery deposition) and 713.06 (for testimony deposition).
  
  
  
  714.04  Time for Taking Deposition
  
  37 CFR 2.121 Assignment of times for taking testimony.
  (a)(1) The Trademark Trial and Appeal Board will issue a trial order assigning
  to each party the time for taking testimony.  No testimony shall be taken except
  during the times assigned, unless by stipulation of the parties approved by the
  Board, or, upon motion, by order of the Board.  Testimony periods may be
  rescheduled by stipulation of the parties approved by the Board, or upon motion
  granted by the Board, or by order of the Board. ...
  
  37 CFR 2.124(b)(1) A party desiring to take a testimonial deposition upon
  written questions shall serve notice thereof  upon each adverse party within ten
  days from the opening date of the testimony period of the party who serves the
  notice.  The notice shall state the name and address of the witness.  A copy of
  the notice, but not copies of the questions, shall be filed with the Trademark
  Trial and Appeal Board.
  
                              *     *     *
                                     
  (d)(2) ... Upon receipt of written notice that one or more testimonial depositions
  are to be taken upon written questions, the Trademark Trial and Appeal Board
  shall suspend or reschedule other proceedings in the matter to allow for the
  orderly completion of the depositions upon written question.
  
  A party which desires to take testimony may do so only during its assigned
  testimony period, except by stipulation of the parties approved by the Board, or,
  upon motion, by order of the Board.  See 37 CFR 2.121(a)(1), and TBMP
  701 and authorities cited therein.  For information concerning the assignment
  of testimony periods, and the rescheduling, extension, and reopening thereof, see
  TBMP 509 and 701.
  
  A party which desires to take a testimony deposition upon written questions
  must serve notice thereof upon each adverse party within 10 days from the
  opening date of the deposing party's testimony period, as originally set or as
  reset.  See 37 CFR 2.124(b)(1), and Marshall Field & Co. v. Mrs. Field's
  Cookies, 17 USPQ2d 1652 (TTAB 1990).
  
  Upon receipt of written notice that one or more testimony depositions are to be
  taken upon written questions, the Board will suspend or reschedule other
  proceedings in the case to allow for the orderly completion of the depositions
  upon written questions.  See 37 CFR 2.124(d)(2).  See also Health-Tex Inc. v.
  Okabashi (U.S.) Corp., 18 USPQ2d 1409 (TTAB 1990), and  Marshall Field &
  Co. v. Mrs. Field's Cookies, 17 USPQ2d 1652 (TTAB 1990).
  
  For information concerning the time for taking a discovery deposition, see
  TBMP 404.01.
  
  
  
  714.05  Place of Deposition
  
  A testimony deposition upon written questions may be taken at any reasonable
  place.  Cf. 37 CFR 2.123(c), and TBMP 713.04.  An adverse party may
  attend the taking of the deposition if it so desires, not for the purpose of 
  participating (its participation will have occurred previously, through its service
  of cross questions, recross questions, and objections, if any, pursuant to 37 CFR
  2.124(d)(1)), but rather merely for the purpose of observing.
  
  For information concerning the place where a discovery deposition upon written
  questions is taken, see TBMP 404.03(b), 404.03(c), and 404.04.
  
  
  
  714.06  Notice of Deposition
  
  37 CFR 2.124(b)(1) A party desiring to take a testimonial deposition upon
  written questions shall serve notice thereof upon each adverse party within ten
  days from the opening date of the testimony period of the party who serves the
  notice.  The notice shall state the name and address of the witness.  A copy of
  the notice, but not copies of the questions, shall be filed with the Trademark
  Trial and Appeal Board.
  
                              *     *     *
                                     
  (c) Every notice given under the provisions of paragraph (b) of this section shall
  be accompanied by the name or descriptive title of the officer before whom the
  deposition is to be taken.
  
  (d)(1) Every notice served on any adverse party under the provisions of
  paragraph (b) of this section shall be accompanied by the written questions to
  be propounded on behalf of the party who proposes to take the deposition. ...
  
  A party which desires to take a testimony deposition upon written questions
  must, within 10 days from the opening date of its testimony period, as originally
  set or as reset, serve notice thereof upon each adverse party.  See 37 CFR
  2.124(b)(1).  See also Marshall Field & Co. v. Mrs. Field's Cookies, 17
  USPQ2d 1652 (TTAB 1990). 
  
  The notice must state the name and address of the witness; and must be
  accompanied by the name or descriptive title of the officer before whom the
  deposition is to be taken, and by the written questions to be propounded on
  behalf of the deposing party.  See 37 CFR 2.124(b)(1), 2.124(c), and
  2.124(d)(1).  A copy of the notice, but not of the questions, must be filed with
  the Board.  See 37 CFR 2.124(b)(1).
   
  For information concerning the notice of deposition in the case of a discovery
  deposition upon written questions, see TBMP 404.04.
  
  
  
  714.07  Examination of Witness
  
  37 CFR 2.124(b)(1) A party desiring to take a testimonial deposition upon
  written questions shall serve notice thereof upon each adverse party within ten
  days from the opening date of the testimony period of the party who serves the
  notice.  The notice shall state the name and address of the witness.  A copy of
  the notice, but not copies of the questions, shall be filed with the Trademark
  Trial and Appeal Board.
  
                              *     *     *
                                     
  (c) Every notice given under the provisions of paragraph (b) of this section shall
  be accompanied by the name or descriptive title of the officer before whom the
  deposition is to be taken.
  
  (d)(1) Every notice served on any adverse party under the provisions of
  paragraph (b) of this section shall be accompanied by the written questions to
  be propounded on behalf of the party who proposes to take the deposition. 
  Within twenty days from the date of service of the notice, any adverse party may
  serve cross questions upon the party who proposes to take the deposition; any
  party who serves cross questions shall also serve every other adverse party. 
  Within ten days from the date of service of the cross questions, the party who
  proposes to take the deposition may serve redirect questions on every adverse
  party.  Within ten days from the date of service of the redirect questions, any
  party who served cross questions may serve recross questions upon the party
  who proposes to take the deposition; any party who serves recross questions
  shall also serve every other adverse party.  Written objections to questions may
  be served on a party propounding questions; any party who objects shall serve
  a copy of the objections on every other adverse party.  In response to
  objections, substitute questions may be served on the objecting party within ten
  days of the date of service of the objections; substitute questions shall be served
  on every other adverse party.
  
  (d)(2) Upon motion for good cause by any party, or upon its own initiative, the
  Trademark Trial and Appeal Board may  extend any of the time periods
  provided by paragraph (d)(1) of this section.  Upon receipt of written notice
  that one or more testimonial depositions are to be taken upon written questions,
  the Trademark Trial and Appeal Board shall suspend or reschedule other
  proceedings in the matter to allow for the orderly completion of the depositions
  upon written question.
  
  (e) Within ten days after the last date when questions, objections, or substitute
  questions may be served, the party who proposes to take the deposition shall
  mail a copy of the notice and copies of all the questions to the officer
  designated in the notice; a copy of the notice and of all the questions mailed to
  the officer shall be served on every adverse party.  The officer designated in the
  notice shall take the testimony of the witness in response to the questions and
  shall record each answer immediately after the corresponding question.  The
  officer shall then certify the transcript and mail the transcript and exhibits to
  the party who took the deposition.
  
  A party which desires to take a testimony deposition upon written questions
  must, within 10 days from the opening date of its testimony period, as originally
  set or as reset, serve notice thereof upon each adverse party.  See 37 CFR
  2.124(b)(1).  See also TBMP 714.06.
  
  The notice must be accompanied by the written questions to be propounded on
  behalf of the deposing party.  See 37 CFR 2.124(b)(1), 2.124(c), and
  2.124(d)(1).  A copy of the notice, but not of the questions, must be filed with
  the Board.  See 37 CFR 2.124(b)(1).
  
  Within 20 days from the date of service of the notice (25 days, if service of the
  notice and accompanying questions was made by first-class mail, "Express
  Mail," or overnight courier--see:  37 CFR 2.119(c)), any adverse party may
  serve cross questions upon the deposing party.  A party which serves cross
  questions upon the deposing party must also serve copies thereof upon every
  other adverse party.  Within 10 days from the date of service of the cross
  questions (15 days, if service of the cross questions was made by first-class
  mail, "Express Mail," or overnight courier), the deposing party may serve
  redirect questions on every adverse party.  Within 10 days from the date of
  service of the redirect questions (15 days, if service of the redirect questions
  was made by first-class mail, "Express Mail," or overnight courier), any party
  which served cross questions may serve recross questions upon the deposing
  party.  A party which serves recross questions upon the deposing party must
  also serve copies thereof upon every  other adverse party.  See 37 CFR
  2.124(d)(1).  See also Fischer Gesellschaft m.b.H. v. Molnar & Co., 203 USPQ
  861 (TTAB 1979).
  
  Written objections to questions may be served on the party which propounded
  the questions.  A party which serves objections on a propounding party must
  also serve a copy of the objections on every other adverse party.  In response to
  objections, substitute questions may be served on the objecting party within 10
  days from the date of service of the objections (15 days, if service of the
  objections was made by first-class mail, "Express Mail," or overnight courier). 
  The substitute questions must also be served upon every other adverse party. 
  See 37 CFR 2.124(d)(1).  See also Health-Tex Inc. v. Okabashi (U.S.) Corp.,
  18 USPQ2d 1409 (TTAB 1990).
  
  Upon motion for good cause filed by any party, or upon its own initiative, the
  Board may extend any of the time periods specified in 37 CFR 2.124(d)(1),
  that is, the time periods for serving cross questions, redirect questions, recross
  questions, objections, and substitute questions.  Further, upon receipt of written
  notice that one or more testimony depositions are to be taken upon written
  questions, the Board will suspend or reschedule other proceedings in the matter
  to allow for the orderly completion of the depositions upon written questions. 
  See 37 CFR 2.124(d)(2).  See also TBMP 714.04 and cases cited therein.
  
  Within 10 days after the last date when questions, objections, or substitute
  questions may be served, the deposing party must mail a copy of the notice and
  copies of all the questions to the officer designated in the notice.  A copy of the
  notice and of all the questions mailed to the officer must also be served on
  every adverse party.  The officer designated in the notice shall take the
  testimony of the witness in response to the questions, and shall record each
  answer immediately after the corresponding question.  See 37 CFR 2.124(e).
  
  An adverse party may attend the taking of the deposition if it so desires, not for
  the purpose of participating (its participation will have occurred previously,
  through its service of cross questions, recross questions, and objections, if any,
  pursuant to 37 CFR 2.124(d)(1)), but rather merely for the purpose of
  observing.
  
  If the parties so stipulate in writing, a deposition may be taken before any
  person authorized to administer oaths, at any place, upon any notice, and in any
  manner, and when so  taken may be used like any other deposition.  See 37
  CFR 2.123(b).
  
  
  
  714.08  Form of Deposition
  
  The officer before whom a deposition upon written questions is taken shall
  record each answer immediately after the corresponding question.  See 37 CFR
  2.124(e).
  
  For further information concerning the form for a deposition taken in an inter
  partes proceeding before the Board, see 37 CFR 2.123(g), and TBMP 713.09.
  
  
  
  714.09  Signature of Deposition by Witness
  
  For information concerning signature of a deposition taken in an inter partes
  porceeding before the Board, see 37 CFR 2.123(e)(5), and TBMP 713.10.
  
  
  
  714.10  Certification of Deposition
  
  37 CFR 2.124(e) Within ten days after the last date when questions,
  objections, or substitute questions may be served, the party who proposes to
  take the deposition shall mail a copy of the notice and copies of all the
  questions to the officer designated in the notice; a copy of the notice and of all
  the questions mailed to the officer shall be served on every adverse party.  The
  officer designated in the notice shall take the testimony of the witness in
  response to the questions and shall record each answer immediately after the
  corresponding question.  The officer shall then certify the transcript and mail
  the transcript and exhibits to the party who took the deposition.
  
  After a deposition upon written questions has been taken by the officer
  designated in the notice of deposition, the transcript of the deposition must be
  certified by the officer.  See 37 CFR 2.124(e).  For information concerning
  certification of a deposition taken in an inter partes proceeding before the Board,
  see 37 CFR 2.123(f), and TBMP 713.11.
  
  When the transcript has been certified, the officer should mail the transcript and
  exhibits to the party which took the deposition.  See 37 CFR 2.124(e).
   
  
  
  714.11  Service, Correction, and Filing of Deposition
  
  37 CFR 2.124(f) The party who took the deposition shall promptly serve a
  copy of the transcript, copies of documentary exhibits, and duplicates or
  photographs of physical exhibits on every adverse party.  It is the responsibility
  of the party who takes the deposition to assure that the transcript is correct (see
  2.125(b)).  If the deposition is a discovery deposition, it may be made of
  record as provided by 2.120(j).  If the deposition is a testimonial deposition,
  the original, together with copies of documentary exhibits and duplicates or
  photographs of physical exhibits, shall be filed promptly with the Trademark
  Trial and Appeal Board.
  
  The party which took the deposition upon written questions must promptly serve
  a copy of the transcript, with exhibits, on every adverse party.  See 37 CFR
  2.124(f).  See also TBMP 713.13.
  
  The party which took the deposition must also assure that the transcript is
  correct.  See 37 CFR 2.124(f) and 2.125(b).  For information concerning
  correction of errors in a deposition taken in a Board inter partes proceeding, see
  TBMP 713.14.
  
  If the deposition is a discovery deposition, it may be made of record as provided
  by 37 CFR 2.120(j).  See 37 CFR 2.124(f).  See also, with respect to making
  a discovery deposition of record, TBMP 709.
  
  If the deposition is a testimony deposition, the original, with exhibits, must be
  filed promptly with the Board.  See 37 CFR 2.124(f).
  
  
  
  714.12  Testimony Deposition Must be Filed
  
  While the offering of a discovery deposition in evidence is voluntary, all trial
  testimony depositions that are taken in a Board inter partes proceeding must be
  filed in the PTO, and, when filed, automatically constitute part of the
  evidentiary record in the proceeding.  See 37 CFR 2.123(h), and TBMP
  713.12.
  
  
   
  714.13  Objections to Deposition
  
  37 CFR 2.124(d)(1) ... Written objections to questions may be served on a
  party propounding questions; any party who objects shall serve a copy of the
  objections on every other adverse party.  In response to objections, substitute
  questions may be served on the objecting party within ten days of the date of
  service of the objections; substitute questions shall be served on every other
  adverse party.
  
                              *     *     *
                                     
  (g) Objections to questions and answers in depositions upon written questions
  may be considered at final hearing.
  
  Written objections to questions propounded for a deposition upon written
  questions may be served on the party which propounded the questions.  Any
  party which serves written objections upon a propounding party must also serve
  a copy of the objections upon every other adverse party.  See 37 CFR
  2.124(d)(1).  See also TBMP 714.07. 
  
  Objections to questions and answers in depositions upon written questions
  generally are considered by the Board (unless waived) at final hearing.  See 37
  CFR 2.124(g), and Health-Tex Inc. v. Okabashi (U.S.) Corp., 18 USPQ2d 1409
  (TTAB 1990). 
  
  For further information concerning the raising of objections to discovery
  depositions, see TBMP 405.  For information concerning the raising of
  objections to a notice of reliance on a discovery deposition, see TBMP 718.02
  and 533.
  
  For further information concerning the raising of objections to trial testimony
  depositions, see TBMP 718.03 and 534.
  
  
  
  714.14  Confidential or Trade Secret Material
  
  For information concerning the protection of confidential or trade secret material
  forming part of a deposition transcript or exhibits thereto, see 37 CFR 2.125(e),
  and TBMP 713.16.
  
  
  
  714.15  Utility
  
  A deposition upon written questions is a cumbersome,  time-consuming
  procedure.  It requires that cross questions, redirect questions, recross questions,
  and objections all be framed and served before the questions upon direct
  examination have even been answered.  Moreover, it deprives an adverse party
  of the right to confront the witness and ask follow-up questions on cross
  examination.  See 37 CFR 2.124(d)(1); TBMP 714.07; Century 21 Real Estate
  Corp. v. Century Life of America, 15 USPQ2d 1079 (TTAB 1990), corrected,
  19 USPQ2d 1479 (TTAB 1990); Orion Group Inc. v. Orion Insurance Co.
  P.L.C., 12 USPQ2d 1923 (TTAB 1989); Feed Flavors Inc. v. Kemin Industries,
  Inc., 209 USPQ 589 (TTAB 1980); Fischer Gesellschaft m.b.H. v. Molnar &
  Co., 203 USPQ 861 (TTAB 1979); and Saul Lefkowitz and Janet E. Rice,
  Adversary Proceedings Before the Trademark Trial and Appeal Board, 75
  Trademark Rep. 323, 397 (1985).   
  
  Nevertheless, it has some utility.  It may be the only means by which a
  deposition may be taken in a foreign country.  See 37 CFR 2.120(c)(1) and
  2.123(a)(2), and TBMP 404.03(c), 713.02, and 714.01.  Moreover, the
  deposition upon written questions is generally less expensive than the deposition
  upon oral examination, and is usually more convenient for the witness.  Thus,
  even for a deposition to be taken in the United States, a deposing party may
  prefer to use the deposition upon written questions, particularly in those cases
  where the testimony will be short, simple, straight-forward, and not likely to be
  disputed, such as, to establish for the record examples of third-party usage.  Cf.
  Feed Flavors Inc. v. Kemin Industries, Inc., 209 USPQ 589 (TTAB 1980).
  
  
  
  715  Testimony From Another Proceeding  
  
  37 CFR 2.122(f) Testimony from other proceedings.  By order of the
  Trademark Trial and Appeal Board, on motion, testimony taken in another
  proceeding, or testimony taken in a suit or action in a court, between the same
  parties or those in privity may be used in a proceeding, so far as relevant and
  material, subject, however, to the right of any adverse party to recall or demand
  the recall for examination or cross-examination of any witness whose prior
  testimony has been offered and to rebut the testimony.
  
  Upon motion granted by the Board, testimony taken in another proceeding, or
  testimony taken in a suit or action in a court, between the same parties or their
  privies, may be used in a pending Board inter partes proceeding, to the extent
  that the testimony is relevant and material, subject "to the right of any adverse
  party to recall or demand the  recall for examination or cross-examination of
  any witness whose prior testimony has been offered and to rebut the testimony." 
  See 37 CFR 2.122(f).  See also Focus 21 International Inc. v. Pola Kasei
  Kogyo Kabushiki Kaisha, 22 USPQ2d 1316 (TTAB 1992); Nina Ricci S.A.R.L.
  v. E.T.F. Enterprises Inc., 9 USPQ2d 1061 (TTAB 1988), rev'd on other
  grounds, 889 F.2d 1070, 12 USPQ2d 1901 (Fed. Cir. 1989); MarCon Ltd. v.
  Avon Products Inc., 4 USPQ2d 1474 (TTAB 1987); Philip Morris Inc. v. Brown
  & Williamson Tobacco Corp., 230 USPQ 172, 182 (TTAB 1986); Oxy Metal
  Industries Corp. v. Technic, Inc., 189 USPQ 57 (TTAB 1975), summ. judgment
  granted, 191 USPQ 50 (TTAB 1976); and Izod, Ltd. v. La Chemise Lacoste,
  178 USPQ 440 (TTAB 1973). 
  
  The Board has construed the term "testimony," as used in 37 CFR 2.122(f), as
  meaning only trial testimony (see Philip Morris Inc. v. Brown & Williamson
  Tobacco Corp., 230 USPQ 172, 182 (TTAB 1986)), or a discovery deposition
  which was used, by agreement of the parties, as trial testimony in the other
  proceeding.    
  
  Testimony from another proceeding between the parties or their privies may be
  used, upon motion granted by the Board, as evidence in connection with a
  motion for summary judgment, or as evidence on the case, or both.  See, for
  example:  Nina Ricci S.A.R.L. v. E.T.F. Enterprises Inc., 9 USPQ2d 1061
  (TTAB 1988), rev'd on other grounds, 889 F.2d 1070, 12 USPQ2d 1901 (Fed.
  Cir. 1989) (evidence on the case), and Oxy Metal Industries Corp. v. Technic,
  Inc., 189 USPQ 57 (TTAB 1975), summ. judgment granted, 191 USPQ 50
  (TTAB 1976) (summary judgment evidence).  However, when the Board allows
  testimony of this nature to be used in connection with a motion for summary
  judgment, the testimony (and any testimony taken upon recall of the same
  witness for examination or cross-examination, or in rebuttal thereof) is of record
  only for purposes of the motion; it will not be considered at final hearing if the
  case goes to trial, unless it is reintroduced, upon motion granted by the Board,
  during the appropriate trial period.  See TBMP 528.05(a) and 528.05(e).
  
  For information concerning the filing of a motion for leave to use testimony
  from another proceeding, see TBMP 531.
  
  A testimony deposition from another proceeding may also be made of record in
  a Board proceeding by stipulation of the parties approved by the Board.  The
  same is true of a discovery deposition.
  
  
  
   716  Stipulated Evidence
  
  Subject to the approval of the Board, parties may enter into a wide variety of
  stipulations concerning the admission of specified matter into evidence. 
  
  For example, parties may stipulate that a party may rely upon specified
  responses to requests for discovery, or upon other specified documents or
  exhibits; or that the testimony of a witness may be submitted in the form of an
  affidavit by the witness; or what a particular witness would testify to if called;
  or to the facts in the case of any party; or that a discovery deposition may be
  used as testimony; or that evidence from another proceeding may be used as
  evidence in the proceeding in which the stipulation is filed.  See, for example,
  37 CFR 2.123(b), and TBMP 707-711 and 713.02.
  
  The use of stipulated evidence normally results in savings of time and expense
  for all concerned.  However, it is usually advisable that a party reserve the right
  to object to stipulated evidence on the grounds of competency, relevance, and
  materiality.  See Saul Lefkowitz and Janet E. Rice, Adversary Proceedings
  Before the Trademark Trial and Appeal Board, 75 Trademark Rep. 323, 397-
  398 (1985).
  
  
  
  717  Noncomplying Evidence
  
  37 CFR 2.123(l) Evidence not considered.  Evidence not obtained and filed in
  compliance with these sections will not be considered.
  
  Evidence not obtained and filed in compliance with the rules of practice
  governing inter proceedings before the Board will not be considered by the
  Board.  See 37 CFR 2.123(l).  See also Binney & Smith Inc. v. Magic Marker
  Industries, Inc., 222 USPQ 1003 (TTAB 1984); Industrial Adhesive Co. v.
  Borden, Inc., 218 USPQ 945 (TTAB 1983); Angelica Corp. v. Collins &
  Aikman Corp., 192 USPQ 387 (TTAB 1976); Plus Products v. General Mills,
  Inc., 188 USPQ 520 (TTAB 1975); American Skein & Foundry Co. v. Stein,
  165 USPQ 85 (TTAB 1970); and Saul Lefkowitz and Janet E. Rice, Adversary
  Proceedings Before the Trademark Trial and Appeal Board, 75 Trademark Rep.
  323, 393 (1985).
  
  
  
  718  Objections to Evidence
   
  718.01  In General
  
  37 CFR 2.122(a) Rules of Evidence.  The rules of evidence for proceedings
  before the Trademark Trial and Appeal Board are the Federal Rules of
  Evidence, the relevant provisions of the Federal Rules of Civil Procedure, the
  relevant provisions of Title 28 of the United States Code, and the provisions of
  this Part of Title 37 of the Code of Federal Regulations.
  
  The introduction of evidence in inter partes proceedings before the Board is
  governed by the Federal Rules of Evidence, the relevant portions of the Federal
  Rules of Civil Procedure, the relevant provisions of Title 28 of the United States
  Code, and the rules of practice in trademark cases (i.e., the provisions of Part 2
  of Title 37 of the Code of Federal Regulations).  See 37 CFR 2.122(a).  Cf.
  TBMP 101.01 and 101.02. 
  
  A party to a Board inter partes proceeding which believes that evidence
  proffered therein by another party should, under the foregoing rules, be excluded
  from consideration, may, if it so desires, raise an objection thereto.  The
  procedure for raising an objection to proffered evidence depends upon the nature
  of the evidence and the ground for objection. 
  
  
  
  718.02  Objections to Notices of Reliance
  
  718.02(a)  On Ground of Untimeliness
  
  During its testimony period, a party may make certain specified types of
  evidence of record by filing a notice of reliance thereon, accompanied by the
  evidence being offered.  Rule 2.120(j), 37 CFR 2.120(j), provides for the
  introduction, by notice of reliance, of a discovery deposition, answer to
  interrogatory, or admission; but specifically states that documents obtained by
  production under FRCP 34 may not be made of record by notice of reliance
  alone, except to the extent that they are admissible by notice of reliance under
  the provisions of 37 CFR 2.122(e).  Rule 2.122(d)(2), 37 CFR 2.122(d)(2),
  provides for the introduction, by notice of reliance, of a registration owned by a
  party to a proceeding.  Rule 2.122(e), 37 CFR 2.122(e), provides for the
  introduction, by notice of reliance, of certain specified types of printed
  publications and official records.  See also TBMP 703.02(a), 703.02(b),
  703.03, and 707-711.
   
  When a notice of reliance under any of the aforementioned rules is filed after
  the close of the offering party's testimony period, an adverse party may file a
  motion to strike the notice of reliance (and, thus, the evidence submitted
  thereunder), in its entirety, as untimely.  Alternatively, an adverse party may
  raise this ground for objection in its brief on the case.  See, for example, Jean
  Patou Inc. v. Theon Inc., 18 USPQ2d 1072 (TTAB 1990); May Department
  Stores Co. v. Prince, 200 USPQ 803 (TTAB 1978); Questor Corp. v. Dan
  Robbins & Associates, Inc., 199 USPQ 358 (TTAB 1978), aff'd, 599 F.2d 1009,
  202 USPQ 100 (CCPA 1979); and Miss Nude Florida, Inc. v. Drost, 193 USPQ
  729 (TTAB 1976), pet. to Comm'r den., 198 USPQ 485 (Comm'r 1977).  Cf. Of
  Counsel Inc. v. Strictly of Counsel Chartered, 21 USPQ2d 1555 (TTAB 1991)
  (where opposer's testimony deposition was taken two days prior to opening of
  opposer's testimony period, and applicant first raised an untimeliness objection
  in its brief on the case, objection held waived, since the premature taking of the
  deposition could have been corrected upon seasonable objection).
  
  For information concerning motions to strike notices of reliance, see TBMP
  533.
  
  
  
  718.02(b)  On Other Procedural Grounds
   
  An adverse party may object to a notice of reliance, in whole or in part, on the
  ground that the notice does not comply with the procedural requirements of the
  particular rule under which it was submitted, as, for example, that a 37 CFR
  2.122(e) notice of reliance on a printed publication does not include a copy of
  the printed publication, or does not indicate the general relevance thereof.  See,
  for example, Weyerhaeuser Co. v. Katz, 24 USPQ2d 1230 (TTAB 1992); M-Tek
  Inc. v. CVP Systems Inc., 17 USPQ2d 1070 (TTAB 1990); Bison Corp. v.
  Perfecta Chemie B.V., 4 USPQ2d 1718 (TTAB 1987); Chesebrough-Pond's Inc.
  v. Soulful Days, Inc., 228 USPQ 954 (TTAB 1985); Holiday Inns, Inc. v.
  Monolith Enterprises, 212 USPQ 949 (TTAB 1981); Johnson & Johnson v.
  American Hospital Supply Corp., 187 USPQ 478 (TTAB 1975); Rogers Corp. v.
  Fields Plastics & Chemicals, Inc., 172 USPQ 377 (TTAB 1972); and American
  Optical Corp. v. American Olean Tile Co., 169 USPQ 123 (TTAB 1971).  For
  information concerning objection on the ground of untimeliness, see TBMP
  718.02(a). 
  
  Ordinarily, a procedural objection to a notice of reliance should be raised
  promptly, preferably by motion to strike.   However, if the ground for the
  objection is one which could not be cured even if raised promptly, the adverse
  party may wait and raise the procedural objection in its brief on the case.  See,
  for example, Beech Aircraft Corp. v. Lightning Aircraft Co., 1 USPQ2d 1290
  (TTAB 1986) (defect could have been cured); Alabama Board of Trustees v.
  BAMA-Werke Curt Baumann, 231 USPQ 408 (TTAB 1986) (defect could have
  been cured); Colt Industries Operating Corp. v. Olivetti Controllo Numerico
  S.p.A., 221 USPQ 73 (TTAB 1983) (objection raised in brief sustained); Quaker
  Oats Co. v. Acme Feed Mills, Inc., 192 USPQ 653 (TTAB 1976) (defect could
  have been cured); and Manpower, Inc. v. Manpower Information Inc., 190
  USPQ 18 (TTAB 1976) (defect could have been cured).  See also Miss Nude
  Florida, Inc. v. Drost, 193 USPQ 729 (TTAB 1976), pet. to Comm'r den., 198
  USPQ 485 (Comm'r 1977), and TBMP 718.02(a).  For information concerning
  motions to strike notices of reliance, see TBMP 533.                 
  
  When, upon motion to strike a notice of reliance on the ground that it does not
  meet the procedural requirements of the rule under which it was filed, the Board
  finds that the notice is defective, but that the defect is curable, the Board may
  allow the party which filed the notice of reliance time in which to cure the
  defect, failing which the notice will stand stricken.  See Weyerhaeuser Co. v.
  Katz, 24 USPQ2d 1230 (TTAB 1992); M-Tek Inc. v. CVP Systems Inc., 17
  USPQ2d 1070 (TTAB 1990); and Heaton Enterprises of Nevada Inc. v. Lang, 7
  USPQ2d 1842 (TTAB 1988). 
  
  If a motion to strike a notice of reliance raises objections which cannot be
  resolved simply by reviewing the face of the notice of reliance (and attached
  documents), determination of the motion will be deferred by the Board until
  final hearing.  See Weyerhaeuser Co. v. Katz, 24 USPQ2d 1230 (TTAB 1992),
  and M-Tek Inc. v. CVP Systems Inc., 17 USPQ2d 1070 (TTAB 1990).  When
  determination of a motion to strike a notice of reliance is deferred until final
  hearing, the parties should argue the matter alternatively in their briefs on the
  case.
  
  
  
  718.02(c)  On Substantive Grounds
  
  An adverse party may object to a notice of reliance on substantive grounds, such
  as that evidence offered under the notice constitutes hearsay or improper
  rebuttal, or is incompetent, irrelevant, or immaterial.  Objections of this  nature
  normally should be raised in the objecting party's brief on the case, rather than
  by motion to strike, unless the ground for objection is one which could be cured
  if raised promptly by motion to strike.  See, in this regard, 37 CFR 2.123(k),
  and FRCP 32(d)(3)(A).  See also Louise E. Fruge', TIPS FROM THE TTAB: 
  An "Object" Lesson, 72 Trademark Rep. 211 (1982).  Cf. TBMP 718.02(b)
  and 718.03(c).  This is because it is the policy of the Board not to read trial
  testimony or examine other trial evidence prior to final decision.  See TBMP
  502.01, and authorities cited therein.  If a motion to strike a notice of reliance
  raises objections which cannot be resolved simply by reviewing the face of the
  notice of reliance (and attached documents), determination of the motion will be
  deferred by the Board until final hearing.  See Weyerhaeuser Co. v. Katz, 24
  USPQ2d 1230 (TTAB 1992), and M-Tek Inc. v. CVP Systems Inc., 17 USPQ2d
  1070 (TTAB 1990). 
  
  Evidence timely and properly introduced by notice of reliance under the
  applicable trademark rules generally will not be stricken, but the Board will
  consider any outstanding objections thereto in its evaluation of the probative
  value of the evidence at final hearing.  See, for example, Jean Patou Inc. v.
  Theon Inc., 18 USPQ2d 1072 (TTAB 1990); Jetzon Tire & Rubber Corp. v.
  General Motors Corp., 177 USPQ 467 (TTAB 1973); and American Optical
  Corp. v. American Olean Tile Co., 169 USPQ 123 (TTAB 1971).  Cf. TBMP
  718.03(c).
  
  Because the parties to an inter partes Board proceeding generally will not know
  until final decision whether a substantive objection to a notice of reliance has
  been sustained, they should argue the matter alternatively in their briefs on the
  case.
  
  
  
  718.03  Objections to Trial Testimony Depositions
  
  718.03(a)  On Ground of Untimeliness
  
  A party may not take testimony outside of its assigned testimony period, except
  by stipulation of the parties approved by the Board, or upon motion granted by
  the Board, or by order of the Board.  See 37 CFR 2.121(a), and TBMP 701.
  
  When there is no such approved stipulation, or granted motion, or Board order,
  and a testimony deposition is taken after the close of the deposing party's
  testimony period, an adverse party may file a motion to strike the deposition, in
  its entirety, as untimely.  See TBMP 534.01, and  authorities cited therein. 
  Alternatively, an adverse party may raise this ground for objection in its brief on
  the case.  Cf. TBMP 718.02(a), and cases cited therein.
  
  On the other hand, when a testimony deposition is noticed for a date prior to the
  opening of the deposing party's testimony period, an adverse party which fails to
  promptly object to the scheduled deposition, on the ground of untimeliness, may
  be found to have waived this ground for objection, because the premature
  scheduling of a deposition is an error which can be corrected upon seasonable
  objection.  See Of Counsel Inc. v. Strictly of Counsel Chartered, 21 USPQ2d
  1555 (TTAB 1991).
  
  
  
  718.03(b)  On Ground of Improper or Inadequate Notice
  
  37 CFR 2.123(c) Notice of examination of witnesses.  Before the depositions
  of witnesses shall be taken by a party, due notice in writing shall be given to
  the opposing party or parties, as provided in 2.119(b), of the time when and
  place where the depositions will be taken, of the cause or matter in which they
  are to be used, and the name and address of each witness to be examined; if the
  name of a witness is not known, a general description sufficient to identify the
  witness or the particular class or group to which the witness belongs, together
  with a satisfactory explanation, may be given instead.  Depositions may be
  noticed for any reasonable time and place in the United States.  A deposition
  may not be noticed for a place in a foreign country except as provided in
  paragraph (a)(2) of this section.  No party shall take depositions in more than
  one place at the same time, nor so nearly at the same time that reasonable
  opportunity for travel from one place of examination to the other is not
  available.
  
                              *     *     *
                                     
  (e)(3) Every adverse party shall have full opportunity to cross-examine each
  witness.  If the notice of examination of witnesses which is served pursuant to
  paragraph (c) of this section is improper or inadequate with respect to any
  witness, an adverse party may cross-examine that witness under protest while
  reserving the right to object to the receipt of the testimony in evidence. 
  Promptly after the testimony is completed, the adverse party, if he wishes to
  preserve the objection, shall move to strike the testimony from the record, which
  motion will be decided on the basis of all the relevant circumstances.  A motion
  to strike the testimony of a witness for lack of proper or adequate notice  of
  examination must request the exclusion of the entire testimony of that witness
  and not only a part of that testimony.
  
  Before testimony depositions upon oral examination may be taken by a party,
  the party must give every adverse party due notice in writing of the time when
  and place where the depositions will be taken, the cause or matter in which they
  are to be used, and the name and address of each witness to be deposed (or, if
  the name of a witness is not known, a general description sufficient to identify
  the witness or the particular class or group to which the witness belongs,
  together with a satisfactory explanation, may be given instead).  See 37 CFR
  2.123(c).  See also TBMP 713.05.  Cf. FRCP 30(b)(1).  
  
  If the notice of examination of witnesses served by a party is improper or
  inadequate with respect to any witness, such as, does not give due (i.e.,
  reasonable) notice, or does not identify a witness whose deposition is taken, an
  adverse party may cross-examine the witness under protest while reserving the
  right to object to the receipt of the testimony in evidence.  However, promptly
  after the deposition is completed, the adverse party, if it wishes to preserve the
  objection, must move to strike the testimony from the record.  See 37 CFR
  2.123(e)(3), and TBMP 534.02 and cases cited therein.
  
  A motion to strike a testimony deposition for improper or inadequate notice
  must request the exclusion of the entire deposition, not just a part thereof.  The
  motion will be decided on the basis of all the relevant circumstances.  See 37
  CFR 2.123(e)(3).
  
  For further information concerning the motion to strike a testimony deposition
  for improper or inadequate notice, see TBMP 534.02.
  
  
  
  718.03(c)  On Other Grounds
  
  37 CFR 2.123(e)(3) Every adverse party shall have full opportunity to cross-
  examine each witness.  If the notice of examination of witnesses which is served
  pursuant to paragraph (c) of this section is improper or inadequate with respect
  to any witness, an adverse party may cross-examine that witness under protest
  while reserving the right to object to the receipt of the testimony in evidence. 
  Promptly after the testimony is completed, the adverse party, if he wishes to
  preserve the objection, shall move to  strike the testimony from the record,
  which motion will be decided on the basis of all the relevant circumstances.  A
  motion to strike the testimony of a witness for lack of proper or adequate notice
  of examination must request the exclusion of the entire testimony of that witness
  and not only a part of that testimony.
  
  (4) All objections made at the time of the examination to the qualifications of
  the officer taking the deposition, or to the manner of taking it, or to the
  evidence presented, or to the conduct of any party, and any other objection to
  the proceedings, shall be noted by the officer upon the deposition.  Evidence
  objected to shall be taken subject to the objections.
  
                              *     *     *
                                     
  (j) Effect of errors and irregularities in depositions.  Rule 32(d)(1), (2), and
  (3)(A) and (B) of the Federal Rules of Civil Procedure shall apply to errors and
  irregularities in depositions.  Notice will not be taken of merely formal or
  technical objections which shall not appear to have wrought a substantial injury
  to the party raising them; and in case of such injury it must be made to appear
  that the objection was raised at the time specified in said rule.
  
  (k) Objections to admissibility.  Subject to the provisions of paragraph (j) of
  this section, objection may be made to receiving in evidence any deposition, or
  part thereof, or any other evidence, for any reason which would require the
  exclusion of the evidence from consideration.  Objections to the competency of a
  witness or to the competency, relevancy, or materiality of testimony must be
  raised at the time specified in Rule 32(d)(3)(A) of the Federal Rules of Civil
  Procedure.  Such objections will not be considered until final hearing.
  
  FRCP 32(d) Effect of Errors and Irregularities in Depositions.
  (1) As to Notice.  All errors and irregularities in the notice for taking a
  deposition are waived unless written objection is promptly served upon the party
  giving the notice.
  
  (2) As to Disqualification of Officer.  Objection to taking a deposition because
  of disqualification of the officer before whom it is to be taken is waived unless
  made before the taking of the deposition begins or as soon thereafter as the
  disqualification becomes known or could be discovered with reasonable
  diligence.
   
  (3) As to Taking of Deposition.
  (A) Objections to the competency of a witness or to the competency, relevancy,
  or materiality of testimony are not waived by failure to make them before or
  during the taking of the deposition, unless the ground of the objection is one
  which might have been obviated or removed if presented at that time.
  
  (B) Errors and irregularities occurring at the oral examination in the manner of
  taking the deposition, in the form of the questions or answers, in the oath or
  affirmation, or in the conduct of parties, and errors of any kind which might be
  obviated, removed, or cured if promptly presented, are waived unless seasonable
  objection thereto is made at the taking of the deposition.
  
  An adverse party may object to a testimony deposition not only on the grounds
  of untimeliness (see TBMP 718.03(a)) and improper or inadequate notice (see
  TBMP 718.03(b)), but also on the ground that the deposing party has not
  complied with one or more of the other procedural requirements specified in the
  rules governing the taking of testimony in Board inter partes proceedings.  In
  addition, objection may be made to a testimony deposition on one or more
  substantive grounds, such as that the witness is incompetent to testify, or that
  the testimony is irrelevant or constitutes hearsay or improper rebuttal.  The time
  and procedure for raising these objections is described below.
  
  Some objections to testimony depositions must be raised promptly, failing which
  they are waived.  The objections which are waived unless raised promptly are
  basically procedural in nature.  They include objections to errors and
  irregularities in the notice for taking a deposition (waived unless written
  objection is promptly served upon the party giving the notice; in the case of an
  objection based upon improper or inadequate notice, waived unless the
  provisions of 37 CFR 2.123(e)(3) are followed--see TBMP 718.03(b));
  objections to taking a deposition because of disqualification of the officer before
  whom the deposition is to be taken (waived unless made before the taking of the
  deposition begins or as soon thereafter as the disqualification becomes known or
  could be discovered with reasonable diligence); and objections based on errors
  and irregularities occurring at the oral examination in the manner of taking the
  deposition, in the form of the questions or answers, in the oath or affirmation, or
  in the conduct of parties, and errors of any kind which might be obviated,
  removed, or cured if promptly presented (waived unless seasonable objection
  thereto is made at the taking of  the deposition).  See 37 CFR 2.123(e)(3) and
  2.123(j), and FRCP 32(d)(1),(2), and (3)(A) and (B).  See also Chase Manhattan
  Bank, N.A. v. Life Care Services Corp., 227 USPQ 389 (TTAB 1985); Pass &
  Seymour, Inc. v. Syrelec, 224 USPQ 845 (TTAB 1984); and TBMP 718.03(a). 
  Cf. TBMP 718.02(b), and Miss Nude Florida, Inc. v. Drost, 193 USPQ 729
  (TTAB 1976), pet. to Comm'r den., 198 USPQ 485 (Comm'r 1977). 
  
  Moreover, notice will not be taken of merely formal or technical objections,
  unless they were timely raised, and appear to have wrought a substantial injury
  to the party raising them.  See 37 CFR 2.123(j); Beech Aircraft Corp. v.
  Lightning Aircraft Co., 1 USPQ2d 1290 (TTAB 1986); and Pass & Seymour,
  Inc. v. Syrelec, 224 USPQ 845 (TTAB 1984).  See also FRCP 61.  This applies
  not only to errors and irregularities in the taking of a deposition, but also in the
  form of a deposition transcript (such as, improperly numbered pages or
  questions, improperly marked exhibits, etc.).  See FRCP 61, and Pass &
  Seymour, Inc. v. Syrelec, supra.
  
  Other objections to testimony depositions are not waived for failure to make
  them during or before the taking of the deposition, provided that the ground for
  objection is not one which might have been obviated or removed if presented at
  that time.  These objections, which are basically substantive in nature, include
  objections (1) to the competency of a witness, or (2) to the competency,
  relevance, or materiality of testimony, or (3) that the testimony constitutes
  hearsay or improper rebuttal.  See 37 CFR 2.123(k); FRCP 32(d)(3)(A); Beech
  Aircraft Corp. v. Lightning Aircraft Co., 1 USPQ2d 1290 (TTAB 1986); and
  Wright Line Inc. v. Data Safe Services Corp., 229 USPQ 769 (TTAB 1985). 
  When an objection of this type could not have been obviated or removed if
  presented at the deposition, it will be considered by the Board even if the
  objection is raised for the first time in a party's brief on the case.  See Louise E.
  Fruge', TIPS FROM THE TTAB:  An "Object" Lesson, 72 Trademark Rep. 211
  (1982).  Cf. Marshall Field & Co. v. Mrs. Fields Cookies, 25 USPQ2d 1321
  (TTAB 1992).
  
  Substantive objections to testimony (that is, objections going to such matters as
  the competency of a witness, or the competency, relevance, or materiality of
  testimony, or the asserted hearsay or improper rebuttal nature of the testimony)
  are not considered by the Board prior to final hearing.  See, for example,
  Health-Tex Inc. v. Okabashi (U.S.) Corp., 18 USPQ2d 1409 (TTAB 1990);
  Liqwacon Corp. v. Browning-Ferris Industries, Inc., 203 USPQ 305 (TTAB
  1979); Primal Feeling Center of New England, Inc. v. Janov, 201  USPQ 44
  (TTAB 1978); and Globe-Union Inc. v. Raven Laboratories Inc., 180 USPQ 469
  (TTAB 1973).  Cf. TBMP 718.02(c).  This is because depositions are taken out
  of the presence of the Board, and it is the policy of the Board not to read trial
  testimony, or examine other trial evidence offered by the parties, prior to final
  decision.  See TBMP 502.01, and authorities cited therein.  Further, testimony
  regularly taken in accordance with the applicable rules ordinarily will not be
  stricken on the basis of a substantive objection; rather, any such objection
  (unless waived) will be considered by the Board in its evaluation of the
  probative value of the testimony at final hearing.  See Marshall Field & Co. v.
  Mrs. Fields Cookies, 25 USPQ2d 1321 (TTAB 1992); Liqwacon Corp. v.
  Browning-Ferris Industries, Inc., supra; Primal Feeling Center of New England,
  Inc. v. Janov, supra; and Globe-Union Inc. v. Raven Laboratories Inc., supra. 
  Cf. TBMP 718.02(c).  
  
  Similarly, if the propriety of a procedural (i.e., technical or formal) objection to
  a testimony deposition cannot be determined without reading the deposition, or
  examining other trial evidence, it generally will not be considered by the Board
  until final hearing.  Cf. TBMP 718.02(b); Hilson Research Inc. v. Society for
  Human Resource Management, 27 USPQ2d 1423 (TTAB 1993); and M-Tek Inc.
  v. CVP Systems Inc., 17 USPQ2d 1070 (TTAB 1990). 
  
  For the foregoing reasons, the objections described in this section (as opposed to
  the objection to testimony as late-taken, which may be raised by motion to
  strike--see TBMP 534.01 and 718.03(a); and the objection based upon
  improper or inadequate notice of the taking of a deposition, which is the subject
  of the motion to strike procedure described in 37 CFR 2.123(e)(3) and TBMP
  534.02 and 718.03(b)), generally should not be raised by motion to strike. 
  Rather, the objections should simply be made in writing at the time specified in
  the rules cited above, or orally "on the record" at the taking of the deposition, as
  appropriate.  These objections, if properly asserted and not waived or rendered
  moot, normally will be considered by the Board in its determination of the case
  at final hearing.  See 37 CFR 2.123(k).  Cf. TBMP 718.02(c).
  
  When a deposition is taken upon written questions pursuant to 37 CFR 2.124,
  written objections to questions (that is, the direct questions, cross questions,
  redirect questions, and recross questions) may be served upon the party
  propounding the subject questions.  A party which serves written objections
  upon a propounding party must also serve  a copy of the objections upon every
  other adverse party.  See 37 CFR 2.124(d)(1), and TBMP 714.07.  Objections
  to questions and answers in depositions upon written questions generally are
  considered by the Board (unless waived) at final hearing.  See TBMP 714.13.
  
  Because parties which have raised objections to testimony depositions generally
  will not know the disposition thereof until final decision, they should argue the
  matters alternatively in their briefs on the case.
  
  
  
  718.03(d)  Refusal to Answer Deposition Question
  
  When an objection is made to a question propounded during a testimony
  deposition, the question ordinarily should be answered subject to the objection. 
  However, a witness may properly refuse to answer a question asking for
  information which is, for example, privileged or confidential.  See TBMP
  404.02, and authorities cited therein. 
  
  If a witness not only objects to, but also refuses to answer, a particular question,
  the propounding party may obtain an immediate ruling on the propriety of the
  objection only by the unwieldy process of adjourning the deposition and
  applying, under 35 U.S.C. 24, to the Federal district court, in the jurisdiction
  where the deposition is being taken, for an order compelling the witness to
  answer.  See TBMP 404.02, and authorities cited therein.        
  
  There is no mechanism for obtaining from the Board, prior to final hearing, a
  ruling on the propriety of an objection to a question propounded during a
  testimony deposition.  See TBMP 404.02 and 718.03(c), and authorities cited
  therein.  Accordingly, where the witness in a testimony deposition refuses to
  answer a particular question; no court action is sought; and the Board finds at
  final hearing that the objection was not well taken, the Board may presume that
  the answer would have been unfavorable to the position of the party whose
  witness refused to answer, or may find that the refusal to answer reduces the
  probative value of the witness's testimony.  See Health-Tex Inc. v. Okabashi
  (U.S.) Corp., 18 USPQ2d 1409 (TTAB 1990); Seligman & Latz, Inc. v. Merit
  Mercantile Corp., 222 USPQ 720 (TTAB 1984); Ferro Corp. v. SCM Corp.,
  219 USPQ 346 (TTAB 1983); Entex Industries, Inc. v. Milton Bradley Co., 213
  USPQ 1116 (TTAB 1982); Data Packaging Corp. v. Morning Star, Inc., 212
  USPQ 109 (TTAB 1981); Donut Shops Management Corp. v. Mace, 209 USPQ
  615 (TTAB 1981); S. Rudofker's Sons, Inc. v. "42" Products, Ltd., 161 USPQ
  499 (TTAB 1969); and Bordenkircher  v. Solis Entrialgo y Cia., S. A., 100
  USPQ 268, 276-278 (Comm'r 1953).  Cf. Land v. Regan, 342 F.2d 92, 144
  USPQ 661 (CCPA 1965).  But see University of Notre Dame du Lac v. J.C.
  Gourmet Food Imports Co., 703 F.2d 1372, 217 USPQ 505, 510 (Fed. Cir.
  1983).
  
  For information concerning refusal to answer a discovery deposition question,
  see:  TBMP sections 404.02, 404.03(b)(2), 405.03, 415.03, and 523.
  
  
  
  718.04  Waiver of Objection
  
  A party may waive an objection to evidence by failing to raise the objection at
  the appropriate time.  See 37 CFR 2.123(e)(3), 2.123(j), and 2.123(k); FRCP
  32(d)(1),(2), and (3)(A) and (B); and TBMP 718.02 and 718.03. 
  
  For example, an objection to a notice of reliance on the ground that the notice
  does not comply with the procedural requirements of the particular rule under
  which it was submitted generally should be raised promptly.  If a party fails to
  raise an objection of this nature promptly, the objection may be deemed waived,
  unless the ground for objection is one which could not have been cured even if
  raised promptly.  See TBMP 718.02(a) and 718.02(b), and authorities cited
  therein.
  
  Similarly, an objection to a testimony deposition on the ground that it does not
  comply with the applicable procedural rules generally is waived if not raised
  promptly, unless the ground for objection is one which could not have been
  cured even if raised promptly.  See TBMP 718.03(a), 718.03(b), and
  718.03(c), and authorities cited therein.  
  
  On the other hand, objections to a notice of reliance, or to a testimony
  deposition, on substantive grounds, such as, that the proffered evidence
  constitutes hearsay or improper rebuttal, or is incompetent, irrelevant, or
  immaterial, generally are not waived for failure to raise them promptly, unless
  the ground for objection is one which could have been cured if raised promptly. 
  See TBMP 718.02(c) and 718.03(c), and authorities cited therein.
  
  If testimony is submitted in affidavit form by stipulation of the parties pursuant
  to 37 CFR 2.123(b), any objection which is waived if not made at deposition
  must be raised promptly after receipt of the affidavit submission, failing which it
  is waived.  See Chase Manhattan Bank, N.A. v. Life Care Services Corp., 227
  USPQ 389 (TTAB 1985). 
   
  If a party fails to attend a testimony deposition, any objection which is waived
  if not made at the deposition, is waived.  See Notice of Final Rulemaking
  published in the Federal Register on May 23, 1983 at 48 FR 23122, at 23132,
  and in the Official Gazette of June 21, 1983 at 1031 TMOG 13, at 22; Wright
  Line Inc. v. Data Safe Services Corp., 229 USPQ 769 (TTAB 1985); Pass &
  Seymour, Inc. v. Syrelec, 224 USPQ 845 (TTAB 1984); and T. Jeffrey Quinn,
  TIPS FROM THE TTAB:  The Rules Are Changing, 74 Trademark Rep. 269,
  274 (1984). 
  
  Additionally, a party may waive an objection which was seasonably raised at
  trial, by failing to preserve the objection in its brief on the case.  See Reflange,
  Inc. v. R-Con International, 17 USPQ2d 1125 (TTAB 1990); United Rum
  Merchants Ltd. v. Fregal, Inc., 216 USPQ 217 (TTAB 1982); Medtronic, Inc. v.
  Medical Devices, Inc., 204 USPQ 317 (TTAB 1979); Volkswagenwerk
  Aktiengesellschaft v. Clement Wheel Co., 204 USPQ 76 (TTAB 1979); Fischer
  Gesellschaft m.b.H. v. Molnar & Co., 203 USPQ 861 (TTAB 1979); and
  Copperweld Corp. v. Astralloy-Vulcan Corp., 196 USPQ 585 (TTAB 1977).
                                                           
  
